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Monitoring & Surveillance Specialist

hace 3 meses


Madrid, Madrid, España Cepsa A tiempo completo

Expectations:

The Trading Compliance team at CEPSA Trading seeks an individual to spearhead the design and execution of a strategic program to enhance systems and controls, preventing and detecting market abuse such as insider dealing and manipulation. We are looking for someone with an analytical background and experience in energy and commodities trading, possessing a deep understanding of the markets in which CEPSA Trading operates.

Responsibilities:

  • Oversee and enhance CEPSA Trading's monitoring and surveillance program according to regulatory standards and industry best practices.
  • Analyze trading data, order flow, communications, and other information using surveillance tools to identify potential compliance issues.
  • Suggest process improvements and enhancements in surveillance methodologies and tools.
  • Maintain and communicate reports on surveillance findings, trends, and issues to senior management.
  • Keep detailed records of surveillance activities and findings to meet record-keeping requirements.
  • Conduct periodic market abuse risk assessments and thematic reviews.
  • Collaborate with compliance colleagues, traders, and stakeholders to support investigations and corrective actions.
  • Ensure compliance with financial regulations and internal policies, staying informed about applicable rules and regulations.
  • Assist in developing and conducting training programs to enhance regulatory compliance knowledge among trading desk staff.

Requirements:

  • Prior experience in energy and commodity trading in front office, operations, risk management, or compliance.
  • Proficiency in interpreting complex data to make informed decisions.
  • Advanced English proficiency.
  • Thorough understanding of physical oil, gas, and power markets, as well as derivatives.
  • Technical knowledge of market abuse typologies and behaviors related to energy and commodity markets.
  • Familiarity with third-party monitoring and surveillance technology platforms.
  • Experience managing complex, multi-disciplinary projects.
  • Desirable skills in advanced IT and coding (Excel, VBA, PowerBI).

Location: Torre Cepsa (Madrid).

CEPSA promotes equal opportunities, focusing on recognizing and nurturing individuals' full potential based solely on their abilities to fulfill their duties.