Compliance Officer
hace 3 días
We are seeking a highly skilled Compliance Officer to join our New Client Administration team at Dac Beachcroft Llp. The successful candidate will be responsible for ensuring the effective implementation of anti-money laundering (AML) and sanctions compliance policies and procedures.
Main Responsibilities:- Review and verify information provided in new client acceptance forms to ensure completeness and compliance with our financial crime policies and procedures.
- Liaise with Fee Earners/Partners to obtain further information and clarification where necessary.
- Conduct comprehensive customer due diligence reviews and analysis of information to establish the corporate structure of clients, including the identification and verification of ultimate beneficial owners.
- Provide advice and guidance to Fee Earners/Partners to assist them in discussions with prospective clients regarding the client onboarding process.
- Escalate AML and sanctions issues in accordance with internal processes.
- Perform ongoing monitoring of existing clients, including review of daily screening results.
- Conduct periodic reviews of customer due diligence.
- Participate in financial crime working groups and wider OGC team discussions.
- Support the Money Laundering Reporting Officer (and Deputies) to resolve any AML concerns.
- Assist with the drafting and updating of policy documents and guidance notes.
- Carry out horizon scanning, maintaining awareness of regulatory/compliance changes, developing knowledge of financial crime requirements, and helping to implement process changes.
- Respond to ad hoc queries from the Group.
- Assist with regulatory reporting requirements, research, and other administrative tasks to support the team.
-
Compliance Officer
hace 1 mes
Madrid Centro, Madrid, España Importante empresa A tiempo completoAbout the Role:The Compliance Officer will be responsible for ensuring that the Financial Institution's Compliance requirements are met, and that adequate policies, procedures, and internal control measures are in place to prevent, detect, and correct noncompliance.Main Responsibilities:Provide reasonable assurance to senior management and regulators that...
-
Compliance Officer
hace 1 mes
Madrid Centro, Madrid, España Importante empresa A tiempo completoAbout the Role:The Compliance Officer will be responsible for ensuring that the Financial Institution's Compliance requirements are met, and that adequate policies, procedures, and internal control measures are in place to prevent, detect, and correct noncompliance.Main Responsibilities:Provide reasonable assurance to senior management and regulators that...
-
Regulatory Compliance Officer
hace 3 días
Madrid, Madrid, España Dojo A tiempo completoJoin Our Team as a Regulatory Compliance OfficerAt Dojo, we're committed to fostering a culture of diversity, equity, and inclusion. Our goal is to create a workplace where everyone feels valued and empowered to thrive. As a Regulatory Compliance Officer, you'll play a critical role in helping us achieve this vision.The Role:We're seeking a highly skilled...
-
Regulatory Compliance Officer
hace 3 días
Madrid, Madrid, España Dojo A tiempo completoJoin Our Team as a Regulatory Compliance OfficerAt Dojo, we're committed to fostering a culture of diversity, equity, and inclusion. Our goal is to create a workplace where everyone feels valued and empowered to thrive. As a Regulatory Compliance Officer, you'll play a critical role in helping us achieve this vision.The Role:We're seeking a highly skilled...
-
Compliance Officer
hace 2 días
Madrid, Madrid, España Page Personnel A tiempo completoJob Title: Compliance AnalystPage Personnel is seeking a highly skilled Compliance Analyst to join our team. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Assist with compliance matters, including KYC, FATCA reporting,...
-
Compliance Officer
hace 3 días
Madrid, Madrid, España Page Personnel A tiempo completoJob Title: Compliance AnalystPage Personnel is seeking a highly skilled Compliance Analyst to join our team. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Assist with compliance matters, including KYC, FATCA reporting,...
-
Compliance Officer EMEA
hace 4 semanas
Madrid Centro, Madrid, España DUFRYS A tiempo completo{"h1": "Compliance Officer EMEA", "p": "At Dufry, we are the world's leading travel experience player, revolutionizing the travel experience across retail and F&B. With a combined presence of 2.3 billion passengers in over 75 countries, we address the needs of travelers in 5,500 outlets across 1,200 airports, motorways, cruise lines, seaports, railway...
-
Compliance Officer EMEA
hace 4 semanas
Madrid Centro, Madrid, España DUFRYS A tiempo completo{"h1": "Compliance Officer EMEA", "p": "At Dufry, we are the world's leading travel experience player, revolutionizing the travel experience across retail and F&B. With a combined presence of 2.3 billion passengers in over 75 countries, we address the needs of travelers in 5,500 outlets across 1,200 airports, motorways, cruise lines, seaports, railway...
-
Compliance Officer
hace 1 mes
Madrid, Madrid, España Page Personnel A tiempo completoJob Summary:We are seeking a highly skilled Compliance Analyst to join our team at Page Personnel. As a Compliance Analyst, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist with compliance matters, including KYC, FATCA reporting, and SEPBLAC, for the Management...
-
Compliance Officer
hace 1 mes
Madrid, Madrid, España Page Personnel A tiempo completoJob Summary:We are seeking a highly skilled Compliance Analyst to join our team at Page Personnel. As a Compliance Analyst, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist with compliance matters, including KYC, FATCA reporting, and SEPBLAC, for the Management...
-
Global Senior Compliance Officer
hace 3 días
Madrid, Madrid, España Bitfinex A tiempo completoBitfinex: A Leader in Digital Asset TradingFounded in 2012, Bitfinex is a pioneering digital asset trading platform that offers cutting-edge services for global liquidity providers and digital currency traders. Our mission is to create a revolutionary cryptocurrencies exchange that sets the standard for innovation.We're at the forefront of the financial...
-
Global Senior Compliance Officer
hace 3 días
Madrid, Madrid, España Bitfinex A tiempo completoBitfinex: A Leader in Digital Asset TradingFounded in 2012, Bitfinex is a pioneering digital asset trading platform that offers cutting-edge services for global liquidity providers and digital currency traders. Our mission is to create a revolutionary cryptocurrencies exchange that sets the standard for innovation.We're at the forefront of the financial...
-
Compliance Officer
hace 3 días
Madrid, Madrid, España Dac Beachcroft Llp A tiempo completo{"Role Overview": "We are seeking a highly skilled Compliance Officer to join our New Client Administration team at Dac Beachcroft LLP. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with anti-money laundering (AML) and sanctions regulations. Responsibilities: * Review and verify information provided in new client...
-
Compliance Officer
hace 3 días
Madrid, Madrid, España Dac Beachcroft Llp A tiempo completo{"Role Overview": "We are seeking a highly skilled Compliance Officer to join our New Client Administration team at Dac Beachcroft LLP. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with anti-money laundering (AML) and sanctions regulations. Responsibilities: * Review and verify information provided in new client...
-
Regulatory Compliance Officer Spain
hace 3 días
Madrid, Madrid, España Qonto A tiempo completoRegulatory Compliance Officer SpainAt Qonto, we're committed to fostering a welcoming environment where everyone can thrive. As a Regulatory Compliance Officer for Spain, you'll play a crucial role in navigating and enhancing our compliance framework in this crucial market, ensuring alignment with local regulations and fostering trust with our...
-
Regulatory Compliance Officer Spain
hace 3 días
Madrid, Madrid, España Qonto A tiempo completoRegulatory Compliance Officer SpainAt Qonto, we're committed to fostering a welcoming environment where everyone can thrive. As a Regulatory Compliance Officer for Spain, you'll play a crucial role in navigating and enhancing our compliance framework in this crucial market, ensuring alignment with local regulations and fostering trust with our...
-
Compliance Officer
hace 4 semanas
Madrid Centro, Madrid, España Importante empresa A tiempo completoAbout UsWinning Consulting is currently recruiting a Spanish Branch Compliance Officer to join a Financial Institution in Madrid.Role PurposeThe successful candidate will be responsible for:Developing and implementing Spanish branch compliance frameworks to meet local regulatory obligations.Coordinating all Spanish branch regulator queries and...
-
Compliance Officer
hace 4 semanas
Madrid Centro, Madrid, España Importante empresa A tiempo completoAbout UsWinning Consulting is currently recruiting a Spanish Branch Compliance Officer to join a Financial Institution in Madrid.Role PurposeThe successful candidate will be responsible for:Developing and implementing Spanish branch compliance frameworks to meet local regulatory obligations.Coordinating all Spanish branch regulator queries and...
-
AML/CFT Compliance Officer
hace 3 días
Madrid, Madrid, España Qonto A tiempo completoAML/CFT Compliance Officer - SpainAt Qonto, we're committed to fostering a welcoming environment where everyone can thrive. We prioritize evaluating applicants based solely on skills and potential, ensuring diversity with 50% international team members, 44% women, and 20% parents.Key Responsibilities:Monitor and enhance AML policies, procedures, and internal...
-
AML/CFT Compliance Officer
hace 3 días
Madrid, Madrid, España Qonto A tiempo completoAML/CFT Compliance Officer - SpainAt Qonto, we're committed to fostering a welcoming environment where everyone can thrive. We prioritize evaluating applicants based solely on skills and potential, ensuring diversity with 50% international team members, 44% women, and 20% parents.Key Responsibilities:Monitor and enhance AML policies, procedures, and internal...