Compliance Officer

hace 3 días

Madrid, Madrid, España Dac Beachcroft Llp A tiempo completo

{"Role Overview": "We are seeking a highly skilled Compliance Officer to join our New Client Administration team at Dac Beachcroft LLP. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with anti-money laundering (AML) and sanctions regulations.

Responsibilities:

* Review and verify information provided in new client acceptance forms to ensure compliance with our financial crime policies and procedures.
* Liaise with Fee Earners/Partners to obtain further information and clarification where necessary.
* Conduct comprehensive customer due diligence reviews and analysis of information to establish the corporate structure of clients.
* Provide advice and guidance to Fee Earners/Partners on the client onboarding process.
* Escalate AML and sanctions issues in accordance with internal processes.
* Perform ongoing monitoring of existing clients, including review of daily screening results.
* Conduct periodic reviews of customer due diligence.
* Participate in financial crime working groups and wider OGC team discussions.
* Support the Money Laundering Reporting Officer (and Deputies) to resolve any AML concerns.

Additional Tasks:

* Assist with the drafting and updating of policy documents and guidance notes.
* Carry out horizon scanning, maintaining awareness of regulatory/compliance changes, and developing knowledge of financial crime requirements.
* Help implement process changes and respond to ad hoc queries from the Group.
* Assist with regulatory reporting requirements, research, and other administrative tasks to support the team.

Requirements:

* Graduate level (or equivalent) with experience in the legal sector.
* Previous experience of working in a risk and compliance function is preferred.
* Experience and knowledge of anti-money laundering and sanctions regulations.
* Good IT skills with a knowledge of Microsoft Office packages.
* Good attention to detail, accuracy, and ability to work on own initiative.
* Good written and verbal communication skills.
* Good interpersonal skills and ability to work as part of a team.

What We Offer:

* A supportive culture and hybrid working model.
* Opportunities for professional development and growth.
* A diverse and inclusive work environment.
* A competitive salary and benefits package.

If you are a motivated and detail-oriented individual with a passion for compliance, we encourage you to apply for this exciting opportunity.

Note for Recruitment Agencies - the DAC Beachcroft LLP resourcing team is responsible for managing all current vacancies through direct hiring and referrals.

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