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Intern Compliance Officer

hace 3 semanas


Madrid, España UBS A tiempo completo

Spain
- Compliance
- Group Functions

**Job Reference #**
- 309380BR

**City**
- Madrid

**Your role**
- Join the Wealth Management Compliance team at UBS Group as Intern Compliance Officer from which you will be supporting the Compliance team in Madrid office. Your main responsibility will be to provide high quality support to Senior Relationship.
Being actively involved in the daily activities and providing assistance to the members of the Team in the performance of their day to day tasks. This is the ideal opportunity to develop good knowledge on the Compliance functions.

You will support the Compliance team in tasks such as:

- support the review/update of the compliance function's policies and procedures to ensure they remain appropriate, relevant and effective.
- compliance monitoring and testing focus on overseeing and evaluating an organization’s adherence to regulatory and internal compliance requirements.
- assist in the gathering of internal information in response to regulatory requests and regular reporting.
- support on performing compliance risk assessments and analyze data to identify potential compliance issues.
- extract of data and information for undertaking activities.

**Your team**
- You will work with a highly motivated team in a global, dynamic and diverse environment. This is an excellent platform for personal and professional development within a committed and collaborative team in an international fast-paced environment.
The department values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values.

**Your expertise**
- We are looking for a highly motivated individual, who is looking for a challenging traineeship in Banking and Finance fulfilling the below criteria:

- Currently undertaking a University undergraduate or higher education degree in Law, Economics or Business Administration.
- Knowledge of the Private Banking & Wealth Management sector, financial products & services and the regulatory landscape is an asset.
- Strong organizational skills and the ability to work towards tight deadlines, taking full ownership of your tasks.
- You possess strong Windows, Microsoft Office skills including Outlook, PowerPoint, Excel and Word.
- Ability to cope with pressure and a high level of flexibility, responsibility and attention to detail and diligent work approach with respect for our risk and control obligations.
- Fluency in Spanish and English.
- Evidence of strong communication skills and passion that will enable to connect with clients and colleagues to support a high service quality level.

**About us**
- UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

**Join us**
- At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

**Disclaimer / Policy Statements**
- UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.