compliance officer

hace 1 día

Madrid, Madrid, España Kepler Cheuvreux A tiempo completo

DETAILS :

  • Role: Compliance Officer
  • Department: Risk & Compliance
  • Duration: permanent position
  • Start Date: asap
  • Location: Madrid

KEPLER CHEUVREUX :
Kepler Cheuvreux is a leading independent European financial services company that specialises in Research, Execution, Fixed Income and Credit, Structured Solutions, Corporate Finance, and Asset Management.

The Group employs over 650 people and is present in 14 major financial centres in Europe, the US, and the Middle East: Amsterdam, Brussels, Dubai (DIFC), Frankfurt, Geneva, London, Madrid, Milan, New York, Oslo, Paris, Stockholm, Warsaw, and Zurich.

Group key figures:

  • 1st independent European equity broker
  • 1st Equity Research coverage in Continental Europe
  • 1st Country Broker and Research (Extel 2025)
  • "World's Best Broker" (Euromoney Capital Markets Awards 2025)
  • 14 major financial centres in Europe, the US, and the Middle East
  • 650+ employees
  • 1,300+ institutional clients

YOUR TASKS:
We are looking for a Compliance Officer with proven experience in compliance advisory and controls (including : investor protection, product governance, AML, Sanctions). The ideal candidate will be both analytical and pragmatic, able to navigate complex compliance topics while supporting business teams and ensuring a robust control environment.

  • Provide expert compliance advisory.
  • Monitor and maintain regulatory compliance across jurisdictions.
  • Develop, implement, and perform second-line compliance controls.
  • Conduct and update risk mapping and support remediation plans where needed.
  • Contribute to maintaining and improving the compliance framework (policies, procedures, guidelines).
  • Support onboarding and KYC processes.
  • Deliver and update training programs for front-office and control teams.
  • Collaborate effectively with internal stakeholders and escalate matters to senior compliance management as appropriate.
  • Stay ahead of regulatory changes and market trends.

YOUR PROFILE AND SKILLS:

  • Proven experience in a compliance, legal, or control function (ideally 4-6 years).
  • Strong analytical mindset and capacity to translate regulation into operational practice.
  • Excellent communication skills with the ability to interact confidently across business lines.
  • Proactive, detail-oriented, and solution-driven approach.
  • Fluent in English.

Please ensure that you have all the legal documents required to work in the country before applying.
RECRUITMENT PROCESS:
Between 2 and 3 rounds of interviews: both fit and technical questions.

You will need a flexible and creative approach in order to flourish in our international environment and succeed with our diverse client base. If you possess these qualities and would like to be part of Kepler Cheuvreux's story, then come and join us

Please note that Kepler Cheuvreux promotes equal opportunity. All applications will be given due consideration.
Group key figures:

  • 1st independent European equity broker
  • 1st Equity Research coverage in Continental Europe
  • 1st Country Broker and Research (Extel 2025)
  • "World's Best Broker" (Euromoney Capital Markets Awards 2025)
  • 14 major financial centres in Europe, the US, and the Middle East
  • 650+ employees
  • 1,300+ institutional clients

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