Compliance Officer
hace 2 semanas
Compliance Officer (Investment Products) Please note that this opportunity requires relocation to our Luxembourg office. About Satispay Satispay was born to revolutionise everyday payments – making them simple, fair, and accessible to everyone. Now, the focus has moved even further, aiming to shape the future of money. We're a movement empowering millions of people, driven by a shared purpose to tackle big challenges. And we're just getting started. We move quickly, think boldly, and trust each other to challenge the norm, learning and growing as we go. If you're looking for more than just your next job – if you want to build something impactful with a talented team – you're in the right place. What you'll be doing As a Compliance Officer (Investment Products), you'll play a key role in ensuring our compliance with all applicable regulations, particularly within the investment products landscape. Here's what your day-to-day will look like: Compliance Framework - Support the Compliance Officer in charge of the Compliance function in implementing and maintaining a robust Compliance Monitoring Programme to ensure adherence to all applicable regulations. Perform second-line of-defense controls, highlight weaknesses, and issue recommendations. Risk Management - Identify, assess, and mitigate compliance risks associated with existing and new investment products, including the specific risks presented by crypto-assets. Support the management of compliance incidents. Horizon scanning and Advisory - Monitor changes in laws and regulations and advise the Authorised Management and the Product teams on business impacts. Regulatory strategy & Licensing - Contribute to the regulatory strategy and support future license extension processes. Policies and procedures framework - Assist in drafting, updating, and maintaining compliance policies. Regulatory reporting - Support in timely and accurate regulatory reporting, including the CSSF annual questionnaire on financial crime. Interaction with regulators and auditors - Support interactions with regulators on matters related to investment services, inspections, and periodic updates. Assist in coordinating and preparing responses for audits. Training - Assist in developing and help deliver compliance training programs for employees. Reporting - Support in drafting regular reports on Compliance matters to the Authorised Management and Board of Directors. Expect challenges, collaboration, and the freedom to bring your ideas to life. Things change quickly here, so be ready to adapt, take initiative, and shape your role as we grow. Who we're looking for We need a problem-solver who loves teamwork and gets things done. If you're curious and ready for real ownership, you'll fit in Does this sound like you? Compliance experience – 3-5 years in a regulated financial institution (e.g.,
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General Compliance Officer
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madrid, España BNP Paribas Factor España A tiempo completoJoin to apply for the General Compliance Officer role at BNP Paribas Factor España Join to apply for the General Compliance Officer role at BNP Paribas Factor España GROUP BNP PARIBASBNP Paribas Group is the top
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Compliance Officer
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Madrid, España Talent Services A tiempo completo**Descripción**: Estamos seleccionando un/a **Compliance Officer** para importante empresa internacional del sector industrial, ubicada en **Madrid.** **¿Cuáles serán tus funciones?** - Garantizar la aplicación del marco normativo y corregir acciones necesarias. - Crear, supervisar y actualizar las políticas internas para que esté alineadas con las...
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compliance officer
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Madrid, España Kepler Cheuvreux A tiempo completoDETAILS : Role: Compliance Officer Department: Risk & Compliance Duration: permanent position Start Date: asap Location: Madrid KEPLER CHEUVREUX :Kepler Cheuvreux is a leading independent European financial services company that specialises in Research, Execution, Fixed Income and Credit, Structured Solutions, Corporate Finance, and Asset Management. The...
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compliance officer
hace 1 semana
Madrid, Madrid, España Kepler Cheuvreux A tiempo completoDETAILS :Role: Compliance OfficerDepartment: Risk & ComplianceDuration: permanent positionStart Date: asapLocation: MadridKEPLER CHEUVREUX :Kepler Cheuvreux is a leading independent European financial services company that specialises in Research, Execution, Fixed Income and Credit, Structured Solutions, Corporate Finance, and Asset Management.The Group...
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Compliance Officer
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Madrid, España Decano Consulting A tiempo completoWhat’s your mission? For the Spanish Branch, We are looking for a Compliance Officer who will be assisting the Head of Compliance in ensuring the company is conducting its business in full compliance with all respective legislation and related rules and regulations. This will involve assisting in the development and maintenance of a compliance monitoring...
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Compliance Officer
hace 2 semanas
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Compliance Officer
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Madrid, España Satispay A tiempo completoCompliance Officer (Investment Products)Please note that this opportunity requires relocation to our Luxembourg office. About Satispay Satispay was born to revolutionise everyday payments – making them simple, fair, and accessible to everyone. Now, the focus has moved even further, aiming to shape the future of money. We're a movement empowering millions...
