Regulatory Compliance Officer

hace 1 mes

Madrid, Madrid, España Revolut Ltd A tiempo completo
About Revolut

At Revolut Ltd, we're on a mission to deliver more from our customers' money. We're a powerhouse of products, including spending, saving, investing, exchanging, travelling, and more, that help our 45+ million customers get more from their money every day.

We're a rapidly growing company with 10,000+ people working around the world, from our offices and remotely, to help us achieve our mission. We're looking for brilliant people who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.

About the Role

Our Compliance team is a key part of ensuring our products and processes meet regulatory requirements and translate this into the best customer outcomes. With our investment features and services expanding, so is our Compliance team. We're looking for a Compliance Manager who'll help us safeguard the best interests of our customers.

If you have solid knowledge of MiFID II and MAR, and you're up-to-date with all ESMA Guidelines, let's get in touch.

Key Responsibilities
  • Advising the business on compliance requirements and related controls
  • Reading large pieces of regulation and breaking down what needs to be done and how it applies to the business model
  • Liaising with regulatory bodies on matters ranging from inspections to day-to-day queries
  • Identifying, assessing, monitoring, and reporting on compliance risks in a MiFID II context
  • Developing and implementing our compliance management system by delivering compliant customer outcomes, managing the training programme, reviewing marketing communications, and analysing complaints
  • Ensuring scheduled monitoring and reported findings are carried out and followed up on
  • Continuously reviewing the Compliance Monitoring Plan for optimisation
  • Working with global Regulatory Compliance Managers to ensure that local risk management frameworks and processes are aligned with global ones
Requirements
  • 5+ years of experience in a compliance role in/with investment firms
  • Solid knowledge of MiFID II, EMIR, MAR, and other related regulations
  • An in-depth understanding of the regulatory requirements applicable to an investment firm
  • The ability to work well under pressure, manage multiple projects at once, and meet tight deadlines
  • Knowledge of how to conduct regulatory gap analysis, policy creation, and implementation
  • Experience in compliance risk management within a consultancy, compliance function, or regulator
  • Knowledge and experience in regulatory requirements relating to consumer protection
  • A willingness and passion to constantly develop and improve your knowledge/skills
Nice to Have
  • A professional certificate or diploma in compliance, and/or a willingness to take exams in the future
  • A degree in business, finance, or law

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