Regulatory Compliance Specialist

hace 3 días


Madrid, Madrid, España Dojo A tiempo completo
Join Our Team as a Regulatory Compliance Officer

At Dojo, we're committed to innovation and customer satisfaction. As we expand into Europe, we're seeking a skilled Regulatory Compliance Officer to lead our compliance program in Spain.

About the Role

This is an exciting opportunity to work with our senior and specialist colleagues across the firm. As a Regulatory Compliance Officer, you'll play a key role in supporting the delivery of an effective Regulatory Compliance function.

Key Responsibilities
  • Provide advice and guidance to 1st Line functions on regulatory obligations
  • Support local Senior Management and Group Compliance functions in executing against regulatory requirements and internal policies
  • Lead the delivery of the management of the firm's regulatory obligations in Spain, including influencing Senior Leaders and providing advice, review, and challenge
  • Distribute periodic compliance guidance and updates to relevant employees
  • Coordinate and oversee timely provision of regulatory reports to Spanish regulatory bodies
Requirements

We're looking for a highly skilled and experienced Regulatory Compliance Officer who can develop, implement, and embed compliance policies, programs, and procedures tailored to Spanish regulatory requirements.

As a key member of our team, you'll have significant interactions with key business stakeholders and external regulatory bodies.

This is an exciting and challenging position that offers the opportunity to work with senior and specialist colleagues across the firm.



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