Regulatory Operations Specialist

hace 4 semanas

Madrid, Madrid, España Infotree Global Solutions A tiempo completo
Job Title: Regulatory Operations – Client Assets Analyst

This esteemed financial institution is a leading global player in the financial services industry, offering a diverse range of services including investment banking, asset management, and private wealth management. Renowned for its commitment to customer service, integrity, and fostering sustainable economic growth, it operates a worldwide network aimed at serving corporations, institutions, governments, and individuals.

Key Responsibilities:
  • Execute non-financial regulatory reporting obligations, particularly CASS.
  • Analyze reporting exceptions and coordinate remediation and corrective actions with Operations, Remediation, and Engineering teams.
  • Manage daily Client Money and Custody shortfalls for EMEA Client Assets entities.
  • Engage in CASS breach management, remediation, and reporting to the FCA.
  • Ensure that relevant Client Assets procedures are effectively designed and operated.
  • Facilitate the Monthly Client Money and Asset Return (CMAR) reporting to the FCA.
  • Liaise with various CASS community teams on daily calculations and manage escalations.
  • Maintain up-to-date knowledge of Client Assets rules and their interpretation.
  • Participate in the implementation of rule changes affecting Operations teams.
  • Support projects and business initiatives impacting Client Assets obligations.
  • Contribute to Client Asset commercial initiatives.
  • Develop Business Intelligence skills for daily processes and long-term projects.
  • Collaborate across multiple business lines and stakeholder groups on strategic initiatives.
Requirements:
  • Bachelor's degree with at least 2 years of experience in financial services.
  • Strong analytical skills with an ability to understand complex workflows and meticulous attention to detail.
  • Excellent communication skills, with the ability to clearly articulate issues and ideas and provide timely escalation.
  • Strong interpersonal skills to build effective relationships with key stakeholders both within and outside of Operations.
  • Self-motivated, proactive team player with strong organizational skills and the ability to manage competing priorities within deadlines.
  • Flexibility and ability to work well under pressure in a team environment.
About the Opportunity:

This opportunity offers the chance to be at the forefront of regulatory operations within a leading financial firm, where the successful candidate will play a pivotal role in ensuring compliance and enhancing operational efficiency across the business.

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