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Compliance Associate

hace 2 meses


Madrid, España Jr Spain A tiempo completo

col-wideJob Description:Funciones:Asistir al AIFM Compliance Manager en la elaboración y presentación de los informes periódicos reglamentarios e internos (incluidos los informes al órgano de gobierno del AIFM y de los fondos gestionados)..- Asistir al equipo de Cumplimiento Normativo en una amplia gama de funciones que incluyen- Actualización de políticas y procedimientos- Incorporación de nuevos miembros- Notificaciones reglamentarias ad-hoc / informes- Evaluación del cumplimiento de nuevos fondos y relaciones comercialesAsistir y/o realizar las revisiones o auditorías de cumplimiento que se le asignen, incluido el apoyo al programa de supervisión del cumplimiento.- Trabajar con el equipo de cumplimiento en las diligencias debidas en materia de lucha contra el blanqueo de capitales ("AML") y de conocimiento del cliente ("KYC") en relación con las transacciones, los fondos gestionados, los patrocinadores de fondos, los delegados y los distribuidores:- Preparar las listas de comprobación AML (también utilizando los sistemas KYC)- Revisar y analizar el resultado de las comprobaciones diarias- Asistir al equipo de Cumplimiento en el seguimiento de los progresos y las solicitudes pendientes- Realizar el seguimiento de la/s revisión/es periódica/s de los expedientes AML/KYC existentes- Asistir en la elaboración de informes internos y externos sobre las diligencias debidas en materia de AML/KYC**Requisitos**:Graduado en derecho con al menos 4-5 años de experiência profesional en Compliance.Nível de inglés C1/C2


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