MiFID Private Banking Control Specialist
Hace 2 días
recoletos, comunidad de madrid, España
ING España & Portugal
Jornada completa
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At ING we are looking for a MiFID Private Banking Control SpecialistAsegúrese de leer detenidamente la información sobre esta oportunidad antes de presentar su candidatura.
Your role and work environment:We are looking for a talented and enthusiastic MiFID Private Banking Control Specialistto join our Private Banking Operations Team of COO Investment & ProtectionThe responsibility of this team is establishing and executing the first-line control framework supporting Private Banking investment services, and our way of working is data-driven, risk-focused and collaborative, combining regulatory expertise, analytical insight and close partnership with the business to ensure the highest standards of investor protection and regulatory compliance.
Your
key responsibilities
As a MIFID Control Banking Specialist you will:Execute transaction-level and portfolio-level MiFID controls.
Monitor suitability, target market, sustainability preferences and client investment profiles.
Review client-initiative transactions and potential circumvention of MiFID controls.
Verify the delivery and appropriate archiving of suitability reports, KIDs and supporting evidence.
Monitor portfolio alignment with risk profile, investment horizon, objectives and contractual limits.
Analyse exceptions, identify root causes and coordinate remediation.
Produce auditable evidence and periodic MiFID control reporting.
Escalate material or recurring issues through the established governance.
Collaborate with Private Banking, Portfolio Management, Operations, Compliance, Legal, NFR and Data teams.
Support automation and continuous improvement of the control framework.
What are we looking for?Want to know if this job is made for you? These are some of the qualities that we value the most for this role. And if the shoe fits... don't hesitate to applySolid understanding of MiFID II, investor protection principles and suitability requirements.
Experience in Private Banking, Wealth Management, Investment Services, Risk, Controls, Compliance or related functions.
Strong analytical skills with the ability to identify trends, exceptions and root causes from large data sets. Ability to independently challenge, investigate and assess investment-related activities while maintaining a constructive business partnership.
Strong attention to detail and commitment to delivering high-quality, auditable work. Excellent communication skills, capable of translating regulatory requirements into practical business actions. Experience working with reporting, data analysis and control monitoring tools (Excel, Power BI, SQL or similar).
Ability to manage multiple priorities and work effectively in a dynamic and evolving environment.
Fluency in English. Spanish is highly valued.
We will be especially interested in candidates who:Have previous experience in MiFID controls, suitability monitoring, investment advisory, discretionary portfolio management or product governance.
Hold a recognised MiFID certification (EFPA, CFA, CISI or equivalent).
Have contributed to designing or improving control frameworks, governance processes or regulatory reporting.
Enjoy combining regulatory expertise, data analysis and stakeholder management to drive better client outcomes.
Knowledge of Spanish regulations and proficiency in Spanish will be highly valuable.
What do
we offer
?The time you spend at work, the challenges you face or the lessons you get are very important, but... What about your personal life? At ING we want your work to fulfill you in every way, and that is why we take care of even the smallest details.
Check out what is waiting for youBalance That Works.
We put balance to work, so you can do it too. With our customers' needs first, the team ́s and your own, we agree when to come to ING MAD and when to work best from home. More time together when it matters, more freedom when you need it.
Restaurant card.
So that thinking about what to have for lunch doesn't take up your time or your cravings.
Our house will be your home.
In our offices you can find electric mobility solutions, doctor, hairdresser, gym, The Good Service (to help you with your errands) and much moreHealth insurance.
For you and all your family (spouse/partner and children).
Life insurance.
We help you protect what matters most to you.
Flexible remuneration.
In addition, you will enjoy our flexible remuneration model, through a more tax-advantaged way, you will be able to access other services such as nursery, transport card, training aids...
Free company shuttle.
It doesn't matter where you live. We have 6 routes (North, Central, South, A5, A42 and A6) to get you to our ING office in Madrid comfortably.
Banking benefits.
Special loans with more beneficial conditions.
Special mortgage conditions after 6 months working at the bank.
And you can benefit from our pension plan after 1 month with usMore vitality and more belonging360o care of the employee (physical, mental, social connection & purpose).
Physiotherapy service on site.
Clinics with profess
Your role and work environment:We are looking for a talented and enthusiastic MiFID Private Banking Control Specialistto join our Private Banking Operations Team of COO Investment & ProtectionThe responsibility of this team is establishing and executing the first-line control framework supporting Private Banking investment services, and our way of working is data-driven, risk-focused and collaborative, combining regulatory expertise, analytical insight and close partnership with the business to ensure the highest standards of investor protection and regulatory compliance.
Your
key responsibilities
As a MIFID Control Banking Specialist you will:Execute transaction-level and portfolio-level MiFID controls.
Monitor suitability, target market, sustainability preferences and client investment profiles.
Review client-initiative transactions and potential circumvention of MiFID controls.
Verify the delivery and appropriate archiving of suitability reports, KIDs and supporting evidence.
Monitor portfolio alignment with risk profile, investment horizon, objectives and contractual limits.
Analyse exceptions, identify root causes and coordinate remediation.
Produce auditable evidence and periodic MiFID control reporting.
Escalate material or recurring issues through the established governance.
Collaborate with Private Banking, Portfolio Management, Operations, Compliance, Legal, NFR and Data teams.
Support automation and continuous improvement of the control framework.
What are we looking for?Want to know if this job is made for you? These are some of the qualities that we value the most for this role. And if the shoe fits... don't hesitate to applySolid understanding of MiFID II, investor protection principles and suitability requirements.
Experience in Private Banking, Wealth Management, Investment Services, Risk, Controls, Compliance or related functions.
Strong analytical skills with the ability to identify trends, exceptions and root causes from large data sets. Ability to independently challenge, investigate and assess investment-related activities while maintaining a constructive business partnership.
Strong attention to detail and commitment to delivering high-quality, auditable work. Excellent communication skills, capable of translating regulatory requirements into practical business actions. Experience working with reporting, data analysis and control monitoring tools (Excel, Power BI, SQL or similar).
Ability to manage multiple priorities and work effectively in a dynamic and evolving environment.
Fluency in English. Spanish is highly valued.
We will be especially interested in candidates who:Have previous experience in MiFID controls, suitability monitoring, investment advisory, discretionary portfolio management or product governance.
Hold a recognised MiFID certification (EFPA, CFA, CISI or equivalent).
Have contributed to designing or improving control frameworks, governance processes or regulatory reporting.
Enjoy combining regulatory expertise, data analysis and stakeholder management to drive better client outcomes.
Knowledge of Spanish regulations and proficiency in Spanish will be highly valuable.
What do
we offer
?The time you spend at work, the challenges you face or the lessons you get are very important, but... What about your personal life? At ING we want your work to fulfill you in every way, and that is why we take care of even the smallest details.
Check out what is waiting for youBalance That Works.
We put balance to work, so you can do it too. With our customers' needs first, the team ́s and your own, we agree when to come to ING MAD and when to work best from home. More time together when it matters, more freedom when you need it.
Restaurant card.
So that thinking about what to have for lunch doesn't take up your time or your cravings.
Our house will be your home.
In our offices you can find electric mobility solutions, doctor, hairdresser, gym, The Good Service (to help you with your errands) and much moreHealth insurance.
For you and all your family (spouse/partner and children).
Life insurance.
We help you protect what matters most to you.
Flexible remuneration.
In addition, you will enjoy our flexible remuneration model, through a more tax-advantaged way, you will be able to access other services such as nursery, transport card, training aids...
Free company shuttle.
It doesn't matter where you live. We have 6 routes (North, Central, South, A5, A42 and A6) to get you to our ING office in Madrid comfortably.
Banking benefits.
Special loans with more beneficial conditions.
Special mortgage conditions after 6 months working at the bank.
And you can benefit from our pension plan after 1 month with usMore vitality and more belonging360o care of the employee (physical, mental, social connection & purpose).
Physiotherapy service on site.
Clinics with profess