Compliance Officer

hace 6 días

Barcelona, Barcelona, España Compliance Wise A tiempo completo

About Compliance Wise

We are a leading provider of compliance solutions to the financial services industry. Our team of experts is dedicated to helping organizations navigate complex regulatory landscapes and ensure compliance with relevant laws and regulations.

Job Summary

We are seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a critical role in ensuring that our clients' compliance programs are effective and up-to-date.

Key Responsibilities

  • Assist in ongoing monitoring of client relationships for AML/CFT monitoring purposes for both SPVs and Funds
  • Assist in name matching on daily screening tool and review of hits;
  • Assist in the review of client acceptance files, identify, assess and mitigate compliance risks and escalation of risks identified;
  • Assist in undertaking sample checks on activities performed by the 1st line of defence and draft of reports
  • Follow up of the outstanding documentation of the client files;
  • Collecting figures/statistics to support local Compliance team
  • Participation on projects for Malta and UK Compliance teams as required;
  • Assist in the performance of the Compliance monitoring programme
  • Assist in monitoring of transactions
  • Contribute to the development of a Compliance framework and culture
  • Other duties as required.

Requirements

  • 2 years plus experience in a Compliance and/or AML role in a financial service industry or an auditing firm or consultancy providing support to a financial service provider on Compliance or AML
  • You have thorough understanding of Know Your Customer and knowledge of UK/European Compliance and AML related regulation
  • You have a professional level of English (spoken and written)
  • You have excellent analytical, organisational and reporting skills, and written communication skills. You are rigorous, learn quickly and strive for results
  • You are able to work under pressure and meet tight deadlines.

What We Offer

  • Support for professional accreditations such as ACCA and study leave
  • Flexible arrangements, generous holidays, birthday leave
  • Continuous mentoring along your career progression
  • Active sports, events and social committees across our offices
  • Support with mental, physical, emotional and financial support 24/7 from our Employee Assistance Program
  • The opportunity to invest in our growth and success through our Employee Share Plan
  • Plus additional local benefits depending on your location

Equity in every sense of the word

We are in the business of equity, in every sense of the word. For us, this means taking action to ensure every colleague has equal opportunity, valuing every voice and experience across our organisation, maintaining an inclusive culture where you can bring your whole self to work, and making Compliance Wise a workplace where everyone feels they belong.

We celebrate our differences, and understand that our success relies on diverse perspectives and experiences, working towards shared goals and a common purpose. Thanks to the work of our Group DE&I Committee and network of DE&I Champions, we empower all of our people to be truly invested in the alternative.

We are committed to ensuring an inclusive recruiting and onboarding process. Please contact our hiring team if you require any accommodations to make our recruitment process more accessible for you.

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