M&t Compliance Associate

hace 2 meses

Madrid, España Morningstar A tiempo completo

**The Team**:
Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department.

To assist in the responsibility, the Compliance Associate will interact with key stakeholders from Morningstar Sustainalytics and Indexes in various offices. This position is based in EU and reports to the Lead of Monitoring and Testing Team for Morningstar Sustainalytics and Morningstar Indexes.

**Responsibilities**

As part of the Global Controls Team this person will
- Execute general monitoring and testing activities in-scope and ensure timely and effective execution of each of the activities.
- Ensure proper documentation of monitoring and testing results for all activities in-scope.
- Communicate results within Compliance and with key business stakeholders.
- Ensure completion of any follow-ups resulting from the general monitoring and testing activities.
- Identify opportunities for improvement and automation in order to execute the program more effectively and efficiently.
- Monitoring and Testing reports associated with reviews of various nature.
- Assist with other key activities identified by the Monitoring and Testing Team for Morningstar Sustainalytics and Indexes

**Requirements**:

- A minimum of 5 years of compliance related experience.
- Good knowledge of Environmental, Social and Governance (ESG) related regulations and/or Code of Conducts.
- Experience in executing a comprehensive compliance monitoring or testing program.
- Experience drafting procedures and internal communications.
- Experience performing compliance reviews or testing, developing findings and recommendations.
- Prior experience and specialized knowledge in products and process pertaining to sustainable finance is a plus.
- Strong sampling, analytical and investigative skills.
- Good critical thinking and sound judgement skills.
- Strong interpersonal skills, with the ability to effectively influence and collaborate with diverse teams across multiple time zones.
- High degree of professionalism and integrity with demonstrated ability to handle confidential issues in a professional manner.
- Strong organizational and time management skills with the flexibility and willingness to respond to changing priorities.
- High level of attention to detail and problem-solving skills.
- A bachelor’s degree is required.
- A degree in finance, accounting, or economics and an advanced degree is preferred. Compliance related professional certifications are recommended.

Morningstar is an equal opportunity employer

**Hybrid Work Model**

Morningstar’s hybrid work environment gives you the opportunity to work remotely and collaborate in-person each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you’ll have tools and resources to engage meaningfully with your global colleagues.

R10_DBRSRtgsGmbHSpain DBRS Ratings GmbH Sucursal en España - Spain Legal Entity

Morningstar’s hybrid work environment gives you the opportunity to work remotely and collaborate in-person each week. We’ve found that we’re at our best when we’re purposely together on a regular basis, at least three days each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you’ll have tools and resources to engage meaningfully with your global colleagues.

  • M&T Compliance Associate

    hace 2 meses

    Madrid, Madrid, España Morningstar A tiempo completo

    The Team:Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department.The Role: Morningstar is currently seeking a Compliance Associate to manage monitoring & testing program for our ESG (Sustainalytics) & Indexes business. Additionally, the Compliance Associate will carry out key monitoring activities within the scope...

  • M&T Compliance Associate

    hace 1 mes

    Madrid, España Morningstar A tiempo completo

    The Team: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. The Role: Morningstar is currently seeking a Compliance Associate to manage monitoring & testing program for our ESG (Sustainalytics) & Indexes business. Additionally, the Compliance Associate will carry out key monitoring activities within...

  • M&T Compliance Associate

    hace 2 meses

    Madrid, España Morningstar A tiempo completo

    The Team: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. The Role: Morningstar is currently seeking a Compliance Associate to manage monitoring & testing program for our ESG (Sustainalytics) & Indexes business. Additionally, the Compliance Associate will carry out key monitoring activities within...

  • M&T Compliance Associate

    hace 5 días

    Madrid, España Morningstar A tiempo completo

    The Team: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. The Role: Morningstar is currently seeking a Compliance Associate to manage monitoring & testing program for our ESG (Sustainalytics) & Indexes business. Additionally, the Compliance Associate will carry out key monitoring activities within...

  • M&T Compliance Associate

    hace 5 días

    Madrid, Madrid, España Morningstar A tiempo completo

    The Team:Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department.The Role: Morningstar is currently seeking a Compliance Associate to manage monitoring & testing program for our ESG (Sustainalytics) & Indexes business. Additionally, the Compliance Associate will carry out key monitoring activities within the scope...

  • M&T Compliance Associate

    hace 5 días

    Madrid, España Morningstar A tiempo completo

    The Team: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. The Role: Morningstar is currently seeking a Compliance Associate to manage monitoring & testing program for our ESG (Sustainalytics) & Indexes business. Additionally, the Compliance Associate will carry out key monitoring activities within...

  • Compliance Associate

    hace 2 meses

    Centro-Madrid, España Hays A tiempo completo

    Me encuentro en búsqueda de un Compliance Associate para reportar al Compliance Manager en una empresa muy importante multinacional de private equity en el centro de Madrid. Funciones: - Asistir al Manager en la presentación de informes periódicos internos y reglamentarios (incluidos los informes al órgano rector de AIFM y de los fondos bajo...

  • M&t Compliance Manager

    hace 1 mes

    Madrid, España Morningstar A tiempo completo

    **The Team**: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department To assist in the responsibility, the Compliance Manager will interact with key stakeholders from Morningstar in various offices. This position is based in Madrid, Spain and reports to the Head of Monitoring & Testing in the Global Controls...

  • M&T Compliance Manager

    hace 1 mes

    Madrid, Madrid, España Morningstar A tiempo completo

    The Team:Monitoring & Testing team is embedded in the Global Controls team, within the Compliance departmentThe Role: Morningstar is currently seeking a Compliance Manager to manage monitoring & testing program for Wealth & Research business. Additionally, the Compliance Manager will carry out key monitoring activities within the scope of the general...

  • M&T Compliance Manager

    hace 5 días

    Madrid, Madrid, España Morningstar A tiempo completo

    The Team:Monitoring & Testing team is embedded in the Global Controls team, within the Compliance departmentThe Role: Morningstar is currently seeking a Compliance Manager to manage monitoring & testing program for Wealth & Research business. Additionally, the Compliance Manager will carry out key monitoring activities within the scope of the general...

  • Compliance Associate

    hace 5 días

    Madrid, España Morningstar A tiempo completo

    To support its Global Compliance Program, DBRS is seeking a Compliance Analyst in its Madrid Office. The Compliance Analyst is an integral part of the Compliance Program that addresses how the firm manages conflicts of interest. This role will be part of the Global Conflicts of Interest team - with the team manager based in Toronto. **Responsibilities**: -...

  • Abogado Compliance

    hace 5 días

    Madrid, España Page Personnel España A tiempo completo

    Formar parte del equipo de Compliance del Banco - Análisis normativo. - Asesoramiento normativo y jurídico/apoyo a las actividades cotidianas del banco Abogado compliance (h/m) 2/3 años |Banco internacional - Grado en Derecho y Máster de Acceso a la Abogacía - Valorable Máster de especialización en Compliance o/y cursos de especialización. -...

  • Abogado Compliance

    hace 6 días

    Madrid, España Page Personnel España A tiempo completo

    Formar parte del equipo de Compliance del Banco - Análisis normativo. - Asesoramiento normativo y jurídico/apoyo a las actividades cotidianas del banco Abogado compliance (h/m) 2/3 años |Banco internacional - Grado en Derecho y Máster de Acceso a la Abogacía - Valorable Máster de especialización en Compliance o/y cursos de especialización. -...

  • Associate Counsel

    hace 4 días

    Madrid, España Deliverect A tiempo completo

    Your Impact: As the Associate Counsel at Deliverect, you will have a significant impact on our business by ensuring legal compliance, mitigating risks, and supporting strategic initiatives. Your ability to negotiate contracts, navigate privacy regulations, and provide strategic legal advice will directly contribute to the success of our platform and the...

  • Comercial Compliance

    hace 2 días

    Madrid, España Page Personnel España A tiempo completo

    Recibir denuncias, realizar as investigaciones pertinentes y emitir informes finales. Comercial compliance - Gestión canales de denuncia|Empresa especializada en Madrid centro - Graduado en Derecho / Criminología / Psicología / Relaciones Laborales - Valorable conocimiento de COMPLIANCE - Valorable conocimiento normas ISO - Perfil comercial - Buena...

  • Sr. Associate, Compliance

    hace 3 semanas

    Madrid, Madrid, España Amazon A tiempo completo

    Come join us in shaping the future of entertainment! Interested in being part of defining what customers watch on Amazon while helping to shape the future of movies and TV shows? Prime Video, a premium streaming service, offers a vast collection of Originals, Exclusive content, live sports events, and more - all in one convenient place. Join a fast-paced,...

  • Sr. Associate, Compliance

    hace 5 días

    Madrid, Madrid, España Amazon A tiempo completo

    Come join us in shaping the future of entertainment! Interested in being part of defining what customers watch on Amazon while helping to shape the future of movies and TV shows? Prime Video, a premium streaming service, offers a vast collection of Originals, Exclusive content, live sports events, and more - all in one convenient place. Join a fast-paced,...

  • Associate Director, Ethics and Compliance

    hace 2 semanas

    Madrid, España Moderna A tiempo completo

    **The Role**: Joining Moderna offers the unique opportunity to be part of a pioneering team that's revolutionizing medicine through mRNA technology with a diverse pipeline of development programs across various diseases. As an employee, you'll be part of a continually growing organization working alongside exceptional colleagues and strategic partners...

  • Compliance/ Pbc

    hace 1 mes

    Madrid, España Page Personnel España A tiempo completo

    KYC. - Reporting FATCA, SEPBLAC u OCI. - Soporte en cumplimiento normativo. - Soporte en otras áreas de negocio. Importante empresa del sector financiero ubicado en Madrid|2-3 años de experiência en PBC o Auditoría interna en el sector financiero - Grado en ADE, Derecho, o similares. - Certificación ASCOM o IOC. - 2-3 años de experiência en PBC en...

  • Associate Threat Intelligence Analyst

    hace 4 días

    Madrid provincia, España M-KOPA A tiempo completo

    **We are looking for an Associate Threat Intelligence Analyst to join our Threat Intelligence Team; **which serves to collect, analyze and produce actionable intelligence, leveraged by teams to understand risk and make decisions regarding viability in selling M-KOPA products across different regions.**: - As an Analyst, you would be responsible for...