M&T Compliance Associate

hace 4 semanas

Madrid, España Morningstar A tiempo completo

The Team:

Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department.

The Role: Morningstar is currently seeking a Compliance Associate to manage monitoring & testing program for our ESG (Sustainalytics) & Indexes business. Additionally, the Compliance Associate will carry out key monitoring activities within the scope of the general monitoring program. The successful candidate will have the ability to shape the role and have a meaningful impact on the entire Morningstar organization.

To assist in the responsibility, the Compliance Associate will interact with key stakeholders from Morningstar Sustainalytics and Indexes in various offices. This position is based in EU and reports to the Lead of Monitoring and Testing Team for Morningstar Sustainalytics and Morningstar Indexes.

Responsibilities

As part of the Global Controls Team this person will

Execute general monitoring and testing activities in-scope and ensure timely and effective execution of each of the activities.

Ensure proper documentation of monitoring and testing results for all activities in-scope.

Communicate results within Compliance and with key business stakeholders.

Ensure completion of any follow-ups resulting from the general monitoring and testing activities.

Identify opportunities for improvement and automation in order to execute the program more effectively and efficiently.

Perform and ensure proper execution of activities including but not limited to Email Reviews, Methodology Development & Disclosure Review, etc.

Monitoring and Testing reports associated with reviews of various nature.

Assist with other key activities identified by the Monitoring and Testing Team for Morningstar Sustainalytics and Indexes

Requirements

A minimum of 5 years of compliance related experience.

Good knowledge of Environmental, Social and Governance (ESG) related regulations and/or Code of Conducts.

Experience in executing a comprehensive compliance monitoring or testing program.

Experience drafting procedures and internal communications.

Experience performing compliance reviews or testing, developing findings and recommendations.

Prior experience and specialized knowledge in products and process pertaining to sustainable finance is a plus.

Strong sampling, analytical and investigative skills.

Good critical thinking and sound judgement skills.

Strong interpersonal skills, with the ability to effectively influence and collaborate with diverse teams across multiple time zones.

High degree of professionalism and integrity with demonstrated ability to handle confidential issues in a professional manner.

Strong organizational and time management skills with the flexibility and willingness to respond to changing priorities.

High level of attention to detail and problem-solving skills.

A bachelor’s degree is required.

A degree in finance, accounting, or economics and an advanced degree is preferred. Compliance related professional certifications are recommended.

Morningstar is an equal opportunity employer

Hybrid Work Model

Morningstar’s hybrid work environment gives you the opportunity to work remotely and collaborate in-person each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you’ll have tools and resources to engage meaningfully with your global colleagues.

R10_DBRSRtgsGmbHSpain DBRS Ratings GmbH Sucursal en España - Spain Legal Entity

Morningstar’s hybrid work environment gives you the opportunity to work remotely and collaborate in-person each week. We’ve found that we’re at our best when we’re purposely together on a regular basis, at least three days each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you’ll have tools and resources to engage meaningfully with your global colleagues.

AP-6773391

  • M&T Compliance Associate

    hace 2 semanas

    Madrid, España Morningstar A tiempo completo

    The Team: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. The Role: Morningstar is currently seeking a Compliance Associate to manage monitoring & testing program for our ESG (Sustainalytics) & Indexes business. Additionally, the Compliance Associate will carry out key monitoring activities within...

  • M&t Compliance Associate

    hace 4 semanas

    Madrid, España Morningstar A tiempo completo

    **The Team**: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. To assist in the responsibility, the Compliance Associate will interact with key stakeholders from Morningstar Sustainalytics and Indexes in various offices. This position is based in EU and reports to the Lead of Monitoring and Testing Team...

  • M&T Compliance Manager

    hace 2 semanas

    Madrid, Madrid, España Morningstar A tiempo completo

    The Team:Monitoring & Testing team is embedded in the Global Controls team, within the Compliance departmentThe Role: Morningstar is currently seeking a Compliance Manager to manage monitoring & testing program for Wealth & Research business. Additionally, the Compliance Manager will carry out key monitoring activities within the scope of the general...

  • M&T Compliance Manager

    hace 4 semanas

    Madrid, España Morningstar A tiempo completo

    The Team: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department The Role: Morningstar is currently seeking a Compliance Manager to manage monitoring & testing program for Wealth & Research business. Additionally, the Compliance Manager will carry out key monitoring activities within the scope of the...

  • M&T Compliance Manager

    hace 2 semanas

    Madrid, España Morningstar A tiempo completo

    The Team: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department The Role: Morningstar is currently seeking a Compliance Manager to manage monitoring & testing program for Wealth & Research business. Additionally, the Compliance Manager will carry out key monitoring activities within the scope of the...

  • Comercial Compliance

    hace 5 días

    Madrid, España Page Personnel España A tiempo completo

    Recibir denuncias, realizar as investigaciones pertinentes y emitir informes finales. Comercial compliance - Gestión canales de denuncia|Empresa especializada en Madrid centro - Graduado en Derecho / Criminología / Psicología / Relaciones Laborales - Valorable conocimiento de COMPLIANCE - Valorable conocimiento normas ISO - Perfil comercial - Buena...

  • Consultor de Compliance

    hace 3 semanas

    Madrid, España CBRE A tiempo completo

    Consultor de Compliance Job ID Posted 12-Apr- Service line Corporate Segment Role type Full-time Areas of Interest Legal Location(s) Madrid - Madrid, Comunidad de - Spain Título del puesto: Consultor de Compliance Lugar de trabajo: Madrid Contrato: Indefinido (con periodo de prueba de 6 meses) Disponibilidad: inmediata Remuneración: según valía del...

  • Consultor de Compliance

    hace 3 semanas

    Madrid, Madrid, España CBRE A tiempo completo

    Consultor de Compliance Job ID Posted 12-Apr- Service line Corporate Segment Role type Full-time Areas of Interest Legal Location(s)Madrid - Madrid, Comunidad de - Spain Título del puesto: Consultor de Compliance Lugar de trabajo: Madrid Contrato: Indefinido (con periodo de prueba de 6 meses)Disponibilidad: inmediata Remuneración: según valía del...

  • Data Privacy and Compliance Manager

    hace 4 semanas

    Madrid, España Rheinmetall Expal Munitions S.A.U. A tiempo completo

    **Data Privacy and Compliance Manager (M/F/d)** **Rheinmetall Expal Munitions S.A.U. in Madrid** - Rheinmetall - / - **Data Privacy and Compliance Manager (M/F/d)** - Ref.Nr.: - **ES00041** - Modalidad de contratación: - **Tiempo Completo** - Tipo de contrato: - **Contrato Permanente** PARA QUÉ LE BUSCAMOS Desde Rheinmetall Expal Munitons, buscamos...

  • Trade Surveillance Compliance Associate in

    hace 4 semanas

    Madrid, España BBVA A tiempo completo

    **Área**: **CORPORATE & INVESTMENT BANKING** **Sociedad**: **BBVA, S.A.** **¿Qué estamos buscando?** **Requisitos**: Imprescindibles - Estudios en Ciencias Económicas o Ingeniería. - Conocimientos en mercados financieros, la posición requiere de conocimiento del funcionamiento y las dinámicas de los mercados financieros, en distintos tipos de...

  • Associate Corporate Finance M&a

    hace 4 semanas

    Madrid, España KPMG Spain A tiempo completo

    **¿Qué podrás hacer?** Buscamos una persona con experiência previa de al menos tres añosen M&A Energía e Infraestructuras, para incorporar en nuestro departamento de Corporate Finance, en el equipo de M&A como Associate en Madrid. Como Associate de este equipo, trabajarás con profesionales especializados en M&A y asesoramiento financiero dentro del...

  • Aml Compliance Associate Business Execution Ii

    hace 4 semanas

    Madrid, España BBVA A tiempo completo

    **Área**: **CORPORATE & INVESTMENT BANKING** **Sociedad**: **001** **¿Qué estamos buscando?** Requisitos Académicos y Experiência: - Titulación Universitaria Superior: Derecho, ADE, o Económicas. - Experiência de al menos 3 años en puestos similares. - Se valorará asimismo la experiência en Compliance y áreas afines (Auditoría, Control...

  • Consultor de Compliance

    hace 3 semanas

    Madrid, Madrid, España CBRE A tiempo completo

    Consultor de ComplianceJob ID162537Posted12-Apr-2024Service lineCorporate SegmentRole typeFull-timeAreas of InterestLegalLocation(s)Madrid - Madrid, Comunidad de - SpainTítulo del puesto: Consultor de ComplianceLugar de trabajo: MadridContrato: Indefinido (con periodo de prueba de 6 meses)Disponibilidad: inmediataRemuneración: según valía del...

  • Administrativo Compliance con Inglés

    hace 4 semanas

    Madrid, España Manpower España A tiempo completo

    No requerida Desde Manpower buscamos Administrativo Compliance con Inglés (H/M/X), si tienes experiência, ¡Inscríbele! **Funciones**: Actividades administrativas relacionadas con el área de Compliance. Realizar la gestión administrativa encaminada a prestar apoyo en el cumplimiento normativo, las políticas y procedimientos adecuados. Seguimiento...

  • Job Data Privacy and Compliance Manager

    hace 3 semanas

    Madrid, España Rheinmetall Expal Munitions S.A.U. A tiempo completo

    Data Privacy and Compliance Manager (m/f/d) Rheinmetall Expal Munitions S.A.U. in Madrid / Data Privacy and Compliance Manager (m/f/d) Ref.-Nr.: ES00041 Modalidad de contratación: Tiempo Completo Tipo de contrato: Contrato Permanente PARA QUÉ LE BUSCAMOS Desde Rheinmetall Expal Munitons, buscamos un Responsable de Protección de Datos y...

  • M&A Associate

    hace 4 semanas

    Madrid, Madrid, España Robert Walters A tiempo completo

    Buscamos un/a Asociado de M&A para importante firma de Banca de Inversión Mid - Market ubicada en Madrid Centro.Funciones: Pitcheo de operaciones midmarket. Ejecución de operaciones sell/buy side. Prospección de mercado y reuniones presenciales ante potenciales compradores/vendedores. Participación en labores de originación. Interlocución directa con...

  • Cell Therapy Site Manager

    hace 3 semanas

    Madrid, España Bristol-Myers Squibb A tiempo completo

    **Working with Us** Challenging. Meaningful. Life-changing. Those aren't words that are usually associated with a job. But working at Bristol Myers Squibb is anything but usual. Here, uniquely interesting work happens every day, in every department. From optimizing a production line to the latest breakthroughs in cell therapy, this is work that transforms...

  • Investment Associate

    hace 6 días

    Madrid, España The Green Recruitment Company A tiempo completo

    Posted 14 March 2024 Salary Competitive Salary (DOE) LocationMadrid Job type Permanent Discipline Energy, ESG & Green Tech Finance ReferenceSM-REIS-03/24 Contact NameSamantha Ma Job title: Investment Associate Location: Madrid, Community of Madrid, Spain (Hybrid) The Green Recruitment Company has partnered with a leading Renewable Energy Developer....

  • Global Procurement Solar Associate

    hace 4 semanas

    Madrid, España EDP Renováveis A tiempo completo

    País/región: ES- Población: Madrid- Empresa: EDP RENOVÁVEIS S.A.**MISSION** EDP Renewables is a global leader in the renewable energy sector and the fourth largest producer worldwide. With its robust development portfolio, first-class assets and a market-leading operational capacity, EDPR has shown extraordinary growth over the past few years, is...

  • Financial Modelling- Transaction Associate

    hace 4 semanas

    Madrid, España Walters People A tiempo completo

    Importante entidad energética busca un Financial Modelling - Transaction Associate para sus oficinas ubicadas en plena Castellana. **Funciones**: - Realizar modelizaciones financieras de casos comerciales de proyectos solares por Europa. - Valoración de modelos financieros para evaluar precios de carteras y análisis de los rendimientos esperados de las...