Compliance Officer
hace 1 semana
**About us**:
Hamilton Court FX is a financial boutique founded in 2011 in London and is now positioned among the fastest-growing companies in the sector.
We provide services for companies as well as financial institutions that need to manage their FX exposure. We allow SMES’s business to trade globally by eliminating boundaries related to traditional procedures. We have a core belief: teamwork makes the dream work.
**About the role**
The Compliance Officer will report to the Compliance Director of HCFX SIM and act as the senior expert in Compliance and AML within the Spanish Branch Office. They will also support the global expansion of HCFX. The role will be based in Madrid.
**Key responsibilities**:
As a Compliance Officer, you will be responsible for:
- Overseeing the financial crime monitoring and onboarding team of the Branch
- Working with the Branch front office sales and dealing teams to provide oversight of their activities and guidance on how to onboard clients
- Performing compliance monitoring program for the Branch
- Providing guidance, advice and training to the Branch staff in relation to Compliance matters
- Assisting in internal and external audits
- Reviewing and drafting of policies and procedures relating to the Branch
- Assisting the Branch management in preparing annual and periodic reports for the Board
- Horizon scanning - making sure that all new regulatory developments that will impact the Branch business operation are identified and reported
- Acting as the Spanish Contact Point for AML with Bank of Spain
**This role is predominantly office based with the ability to work from home 1-2 days per week based on business needs.**
**Essential experience & skills**:
We want to set you up for success and we believe these experiences and skills will help you thrive in this role:
- 3+ years financial services compliance experience, in a management or senior role, preferably in investment firm sector
- ACAMS, ICA or similar equivalent qualification in AML, Compliance or a related field
- Knowledge of the ES and EU AML legislation
- Knowledge of MIFID 2, including client classification for professional clients, best execution, client disclosures
- Experience with Bank of Spain AML reporting for Financial Services firms
- A working knowledge of data protection and GDPR rules
- Fluent in writing and speaking English
- Be comfortable in a fast-paced environment, where non-routine and/or complex issues are common
- Demonstrate strong moral and ethical principles
Nice to have:
- Laws or Economic degree or legal qualification
- A desire to learn new processes and to improve processes
- An approachable nature and a willingness to at least consider all things
- A working knowledge of Risk Management
HCFX is a lively place to work, and we combine an interesting role with great benefits that promote the health and well-being of our staff. Our team benefits from things like private health insurance and Ticket Restaurant card.
If you are looking for an opportunity to make an impact, have autonomy at work and you enjoy building things from scratch, then joining our growing office in Madrid is the right place for you.
-
Compliance Officer
hace 1 mes
Madrid, Madrid, España Robert Walters A tiempo completoDesde Robert Walters Madrid estamos buscando un Compliance Officer para unirse a importante entidad financiera con oficinas en Madrid.Licenciatura/Grado en Derecho.Experiencia como Compliance Officer de al menos de 4 años.Experiencia trabajando con la CNMVCapacidad de adaptación, flexibilidad y trabajo en equipo.Inglés muy alto (C1).Retribución según...
-
Compliance Officer
hace 1 mes
Madrid, España Morningstar Credit Ratings, Llc A tiempo completo.By accepting the content of this website, you consent to have the legal entitlement to gain access to this website.Compliance Officer - Sustainalytics page is loaded Compliance Officer - Sustainalytics Apply locations Amsterdam time type Full time posted on Posted 30+ Days Ago job requisition id AP-6773393 The Role: Morningstar Sustainlytics is currently...
-
Compliance Officer
hace 2 semanas
Madrid, España Manpower España A tiempo completoJoin a leading global commodities company, where innovation and sustainability are at the forefront of everything they do. We are looking for a talented Compliance officer to join their team in the Madrid office. If you are passionate about compliance and ethical practices, and ready to take on new challenges in an international environment, we want to hear...
-
Compliance Officer
hace 2 semanas
Madrid, Madrid, España Page Personnel España A tiempo completoImplementar y supervisar las políticas y procedimientos de cumplimiento. Realizar auditorías internas para garantizar el cumplimiento de las normas. Coordinar con otros departamentos para resolver problemas de cumplimiento. Preparar informes de cumplimiento para la gerencia. Proporcionar formación en cumplimiento a los empleados. Investigar cualquier...
-
Compliance officer AML
hace 1 día
Madrid, España LHH A tiempo completoDesde el equipo de Tax and Legal de LHH estamos buscando un Compliance Officer (H/M) con al menos 1 año de experiencia para importante empresa del sector energético. El perfil deberá contar con certificado CESCOM.
-
Compliance officer AML
hace 23 horas
Madrid, Madrid, España LHH A tiempo completoDesde el equipo de Tax and Legal de LHH estamos buscando un Compliance Officer (H/M) con al menos 1 año de experiencia para importante empresa del sector energético. El perfil deberá contar con certificado CESCOM.
-
Officer Compliance
hace 4 semanas
Madrid, España Western Union A tiempo completo**Compliance Officer - **Madrid, Spain** Are you passionate about preventing money laundering and other criminal activity? Are you willing to be a part of a cutting-edge compliance team? Are you interested in joining a globally diverse organization where our unique contributions are recognized and celebrated, allowing each of us to thrive? Then it’s time...
-
Compliance Officer
hace 3 semanas
Madrid, España Grupo IskayPet A tiempo completo**Descripción**: Buscamos un/una Compliance Officer para Grupo IskayPet, con reporte directo a la Chief Legal Officer, para que se incoprore en nuestras oficinas de Madrid o Málaga La persona que ocupe la posición realizará las siguientes funciones: - Liderazgo del Proyecto de Corporate Defense y garante del Modelo de Cumplimiento, Prevención y...
-
Curso Superior De Compliance Officer
hace 2 semanas
Madrid, España Cursosypostgrados A tiempo completoCurso Superior de Compliance Officer Online | Cursosypostgrados.com CursosDerecho Legal y EmpresarialDerecho EmpresarialCurso Superior de Compliance Officer x Acceso a una bolsa de empleo gestionada por Randstad.Lugar/Modalidad: Presencial en Todas las Provincias de EspañaTambién en Modalidad: OnlineDuración: 24 Meses300 HorasFechas: Modalidad...
-
Curso Superior De Compliance Officer
hace 2 semanas
Madrid, España Cursosypostgrados A tiempo completoCurso Superior de Compliance Officer Online | Cursosypostgrados.com Cursos Derecho Legal y Empresarial Derecho Empresarial Curso Superior de Compliance Officer x Acceso a una bolsa de empleo gestionada por Randstad. Lugar/Modalidad:Presencial en Todas las Provincias de EspañaTambién en Modalidad: Online Duración:24 Meses300 Horas Fechas:Modalidad Abierta...
-
Group Compliance Officer
hace 1 semana
Madrid, España Atradius A tiempo completo**Atradius** The Atradius Group provides trade credit insurance, surety and collections services worldwide, and has a presence through 160 offices in 52 countries. The products offered by Atradius protect companies around the world against the default risks associated with selling goods and services on credit. **Department Description** The Group...
-
Compliance Officer
hace 2 semanas
Madrid, Madrid, España Michael Page A tiempo completoWorld-leading Fintech is looking for a Compliance Officer |with experience in AML/CTF/FS Frameworks and regulatory reporting.About Our ClientWorld-leading FintechJob DescriptionSpanish branch compliance frameworks to meet local regulatory obligations.Co-ordinate all Spanish branch regulator queries and audits/reviews.Manage local Spanish branch up streaming...
-
Compliance Officer
hace 1 mes
Madrid, Madrid, España Michael Page A tiempo completoWorld-leading Fintech is looking for a Compliance Officer |with experience in AML/CTF/FS Frameworks and regulatory reporting.About Our ClientWorld-leading FintechJob DescriptionSpanish branch compliance frameworks to meet local regulatory obligations.Co-ordinate all Spanish branch regulator queries and audits/reviews.Manage local Spanish branch up streaming...
-
Group Compliance Officer
hace 2 semanas
Madrid, Madrid, España Atradius A tiempo completoAtradiusThe Atradius Group provides trade credit insurance, surety and collections services worldwide, and has a presence through 160 offices in 52 countries. The products offered by Atradius protect companies around the world against the default risks associated with selling goods and services on credit.Department DescriptionThe Group Compliance Officer is...
-
curso superior de compliance officer
hace 2 semanas
Madrid, Madrid, España Cursosypostgrados A tiempo completoCurso Superior de Compliance Officer Online | Cursos Derecho Legal y Empresarial Derecho Empresarial Curso Superior de Compliance Officer x Acceso a una bolsa de empleo gestionada por Randstad. Lugar/Modalidad: Presencial en Todas las Provincias de España También en Modalidad: Online Duración: 24 Meses 300 Horas Fechas: Modalidad Abierta SOLICITA...
-
Compliance Officer
hace 2 semanas
Madrid, Madrid, España Grupo IskayPet A tiempo completoDescripción:Buscamos un/una Compliance Officer para Grupo IskayPet, con reporte directo a la Chief Legal Officer, para que se incoprore en nuestras oficinas de Madrid o MálagaLa persona que ocupe la posición realizará las siguientes funciones:Liderazgo del Proyecto de Corporate Defense y garante del Modelo de Cumplimiento, Prevención y Riesgos Penales...
-
Compliance Officer
hace 6 días
Madrid, España Alter Domus A tiempo completo.ABOUT USWe are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries.With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the alternative, and...
-
Compliance Officer
hace 2 semanas
Madrid, Madrid, España Triodos Spain A tiempo completoFollow your heart. Use your head.Money always sets things into motion. At Triodos Bank, with our 1,700 co-workers, we are making money work for positive societal change. Inspired by this mission, for 40 years we have been financing businesses, organisations and projects that seek to achieve positive change in societal, environmental and cultural domains. We...
-
Regulatory Compliance Officer
hace 2 semanas
Madrid, Madrid, España Evolution A tiempo completoCompany DescriptionEvolution Gaming is the world's leading provider of video-streamed Live Casino solutions, delivering world-class, 'as real as it gets' live dealer gaming to our licensees, which include many of the world's best-known gaming brands.Our services, which allow licensees' players on desktop, tablet and smartphone to play Live Casino games at...
-
(Id-925) | International Compliance Officer
hace 2 semanas
Madrid, España Beam Suntory A tiempo completo..Beam Suntory Beam Suntory is a world leader in premium spirits with a mission of inspiring human connections. Learn more about how we Unleash Our Spirit and Grow for Good. View company pageThe International Compliance Officer is responsible for the development, implementation and monitoring of Beam Suntory's Global Compliance Program across the...
