Compliance Officer
hace 7 días
Follow your heart. Use your head.
Money always sets things into motion. At Triodos Bank, with our 1,700 co-workers, we are making money work for positive societal change.
Inspired by this mission, for 40 years we have been financing businesses, organisations and projects that seek to achieve positive change in societal, environmental and cultural domains.
We are enabled to do so by our customers and investors who wish to contribute to sustainable, fair and humane society.
We only invest in the real economy and do not trade in complex financial products. Furthermore we make a point of knowing all the sustainable entrepreneurs that choose to bank with us.People make the difference:
we at Triodos Bank know that all too well. Together we actively contribute to a sustainable society and this starts of course with our co-workers.
Several regular moments of reflection and our systematic attention for personal development help ensure that we can make that difference together.
We keep each other focused and are all dedicated to the Triodos Bank mission.Full time
Compliance Officer
We are looking for a experienced compliance officer for our Spanish compliance team.
Being part of Triodos Bank's Compliance department, reporting to TB Spain and working for the Group on specialized topics (MIFID and ESG), participating in the implementation of the Compliance culture and environment, through:
- The analysis and impact assessment of the European and local regulations applicable to the entity: MIFID, ESG, transparency, banking products and investment services regulations, etc.
- Implementation of regulatory requirements under Compliance responsibility.
- Identification and assessment of risks and controls in the bank's processes and products,
- Reporting to management and governance bodies,
- Monitoring of risk mitigation action plans.
- Participation in projects related to regulatory implementation and/or new products or services.
- Recording and reporting through the risk management tool of risk events, RCSAs, product reviews, testing controls and updating corresponding action plans.
These functions will require close collaboration with other areas of the organization, as well as with the Group's Compliance team.
- El análisis y valoración de impacto de la normativa europea y local aplicable a la entidad: MIFID, ESG, transparencia, normativa de productos bancarios y servicios de inversión, etc.
- Implementación de los requerimientos regulatorios bajo responsabilidad de Cumplimiento
- Identificación y valoracíon de riesgos y controles en los procesos y productos el banco,
- Realización de reportes a la dirección y a los organimos de gobierno,
- Seguimiento de planes de acción de mitigación de los riesgos
- Participación en proyectos relacionados con implementación normativa y/o nuevos productos o servicios.
- Registro y reporte a través de la herramienta de gestión de riesgos de los eventos de riesgo, RCSAs, revisiones de productos, testeo de los controles y actualización de los planes de acción correspondientes.
Para desarrollar estas funciones será necesario una estrecha colaboración con otras áreas de la entidad, así como con el equipo de Cumplimiento Normativo del Grupo.
This is you
- At least 5 years of experience in risk management or regulatory compliance in financial institutions or consultancy
- Knowledge and experience related to banking regulations, especially MiFID and ESG regulations
- Experience with risk analysis and controls review
- Spanish mother tongue
- English high level both spoken and written
- Strong interpersonal and communication skills
- Proactive
The team
The compliance team is an international team that operates across the different operating units consisting of 32 FTE. The vacancy is in the Spanish team comprised of 6 FTE.
Licenciado en derecho o ADE. Valorable master o Certificación en Cumplimiento Normativo
- Experiência de al menos 5 años en gestión de riesgos o Cumplimiento Normativo en entidades financieras o consultoría
- Conocimiento y experiência relativos a normativa bancaria, especialmente en normativa MiFID y ESG
- Experiência con análisis de riesgos y revisión de controles
- Inglés nível alto hablado y escrito
- Alta capacidad de relación y habilidades de comunicación.
- Proactividad.
Sigue a tu corazón. Usa la cabeza.
El dinero siempre pone las cosas en movimiento. En Triodos Bank, con nuestros 1.700 colaboradores, hacemos que el dinero trabaje para lograr un cambio social positivo. Inspirados por esta misión, llevamos 40 años
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