Compliance Officer

hace 1 mes

Madrid, España Triodos Spain A tiempo completo

**Follow your heart. Use your head.**

Money always sets things into motion. At Triodos Bank, with our 1,700 co-workers, we are making money work for positive societal change. Inspired by this mission, for 40 years we have been financing businesses, organisations and projects that seek to achieve positive change in societal, environmental and cultural domains. We are enabled to do so by our customers and investors who wish to contribute to sustainable, fair and humane society. We only invest in the real economy and do not trade in complex financial products. Furthermore we make a point of knowing all the sustainable entrepreneurs that choose to bank with us.

People make the difference: we at Triodos Bank know that all too well. Together we actively contribute to a sustainable society and this starts of course with our co-workers. Several regular moments of reflection and our systematic attention for personal development help ensure that we can make that difference together. We keep each other focused and are all dedicated to the Triodos Bank mission.

Full time** Compliance Officer**

We are looking for a experienced compliance officer for our Spanish compliance team.

Being part of Triodos Bank's Compliance department, reporting to TB Spain and working for the Group on specialized topics (MIFID and ESG), participating in the implementation of the Compliance culture and environment, through:

- The analysis and impact assessment of the European and local regulations applicable to the entity: MIFID, ESG, transparency, banking products and investment services regulations, etc.
- Implementation of regulatory requirements under Compliance responsibility.
- Identification and assessment of risks and controls in the bank's processes and products,
- Reporting to management and governance bodies,
- Monitoring of risk mitigation action plans.
- Participation in projects related to regulatory implementation and/or new products or services.
- Recording and reporting through the risk management tool of risk events, RCSAs, product reviews, testing controls and updating corresponding action plans.

These functions will require close collaboration with other areas of the organization, as well as with the Group's Compliance team.

Formar parte del departamento de Cumplimiento Normativo de Triodos Bank, dependiendo de TB España y trabajando para el Grupo en los temas especializados (MIFID y ESG), participando en la implementación de la cultura y el entorno de Cumplimiento Normativo, a través de:

- El análisis y valoración de impacto de la normativa europea y local aplicable a la entidad: MIFID, ESG, transparencia, normativa de productos bancarios y servicios de inversión, etc.
- Implementación de los requerimientos regulatorios bajo responsabilidad de Cumplimiento
- Identificación y valoracíon de riesgos y controles en los procesos y productos el banco,
- Realización de reportes a la dirección y a los organimos de gobierno,
- Seguimiento de planes de acción de mitigación de los riesgos
- Participación en proyectos relacionados con implementación normativa y/o nuevos productos o servicios.
- Registro y reporte a través de la herramienta de gestión de riesgos de los eventos de riesgo, RCSAs, revisiones de productos, testeo de los controles y actualización de los planes de acción correspondientes.

Para desarrollar estas funciones será necesario una estrecha colaboración con otras áreas de la entidad, así como con el equipo de Cumplimiento Normativo del Grupo.

**This is you**
- At least 5 years of experience in risk management or regulatory compliance in financial institutions or consultancy
- Knowledge and experience related to banking regulations, especially MiFID and ESG regulations
- Experience with risk analysis and controls review
- Spanish mother tongue
- English - high level both spoken and written
- Strong interpersonal and communication skills
- Proactive

Degree in Law or Business Administration. Master's Degree or Certification in Regulatory Compliance is a plus.

**The team**

The compliance team is an international team that operates across the different operating units consisting of 32 FTE. The vacancy is in the Spanish team comprised of 6 FTE.

Licenciado en derecho o ADE. Valorable master o Certificación en Cumplimiento Normativo
- Experiência de al menos 5 años en gestión de riesgos o Cumplimiento Normativo en entidades financieras o consultoría
- Conocimiento y experiência relativos a normativa bancaria, especialmente en normativa MiFID y ESG
- Experiência con análisis de riesgos y revisión de controles
- Inglés - nível alto hablado y escrito
- Alta capacidad de relación y habilidades de comunicación.
- Proactividad.

**Sigue a tu corazón. Usa la cabeza.**

El dinero siempre pone las cosas en movimiento. En Triodos Bank, con nuestros 1.700 colaboradores, hacemos que el dinero trabaje para lograr un cambio social positivo. Inspirados por esta misión, llevamos 40 años

  • Compliance Officer

    hace 2 meses

    Madrid, Madrid, España Robert Walters A tiempo completo

    Desde Robert Walters Madrid estamos buscando un Compliance Officer para unirse a importante entidad financiera con oficinas en Madrid.Licenciatura/Grado en Derecho.Experiencia como Compliance Officer de al menos de 4 años.Experiencia trabajando con la CNMVCapacidad de adaptación, flexibilidad y trabajo en equipo.Inglés muy alto (C1).Retribución según...

  • Compliance Officer

    hace 5 días

    Madrid, Madrid, España Robert Walters A tiempo completo

    Desde Robert Walters Madrid estamos buscando un Compliance Officer para unirse a importante entidad financiera con oficinas en Madrid.Licenciatura/Grado en Derecho.Experiencia como Compliance Officer de al menos de 4 años.Experiencia trabajando con la CNMVCapacidad de adaptación, flexibilidad y trabajo en equipo.Inglés muy alto (C1).Retribución según...

  • Compliance Officer

    hace 1 semana

    Madrid, España Morningstar Credit Ratings, Llc A tiempo completo

    .By accepting the content of this website, you consent to have the legal entitlement to gain access to this website.Compliance Officer - Sustainalytics page is loaded Compliance Officer - Sustainalytics Apply locations Amsterdam time type Full time posted on Posted 30+ Days Ago job requisition id AP-6773393 The Role: Morningstar Sustainlytics is currently...

  • Compliance Officer

    hace 5 días

    Madrid, España Morningstar Credit Ratings, Llc A tiempo completo

    .By accepting the content of this website, you consent to have the legal entitlement to gain access to this website.Compliance Officer - Sustainalytics page is loaded Compliance Officer - Sustainalytics Apply locations Amsterdam time type Full time posted on Posted 30+ Days Ago job requisition id AP-6773393 The Role: Morningstar Sustainlytics is currently...

  • Compliance Officer

    hace 2 días

    Centro-Madrid, España Hays A tiempo completo

    Abogado Compliance Officer para incorporarse en sus oficinas de Madrid: Requisitos para el puesto: - Entre 6 y 10 años de experiência en Compliance - Preferencialmente graduado en Derecho - Posgrado en Compliance - Conocimiento de la normativa UNE 19600 (imprescindible) - Conocimientos de la herramienta Navex (deseable) - Conocimiento de la normativa UK...

  • Officer Compliance

    hace 2 días

    Madrid, España Western Union A tiempo completo

    **Compliance Officer - **Madrid, Spain** Are you passionate about preventing money laundering and other criminal activity? Are you willing to be a part of a cutting-edge compliance team? Are you interested in joining a globally diverse organization where our unique contributions are recognized and celebrated, allowing each of us to thrive? Then it’s time...

  • Group Compliance Officer

    hace 1 mes

    Madrid, España Atradius A tiempo completo

    **Atradius** The Atradius Group provides trade credit insurance, surety and collections services worldwide, and has a presence through 160 offices in 52 countries. The products offered by Atradius protect companies around the world against the default risks associated with selling goods and services on credit. **Department Description** The Group...

  • Compliance Officer

    hace 1 semana

    Madrid, Madrid, España Michael Page A tiempo completo

    World-leading Fintech is looking for a Compliance Officer |with experience in AML/CTF/FS Frameworks and regulatory reporting.About Our ClientWorld-leading FintechJob DescriptionSpanish branch compliance frameworks to meet local regulatory obligations.Co-ordinate all Spanish branch regulator queries and audits/reviews.Manage local Spanish branch up streaming...

  • Compliance Officer

    hace 5 días

    Madrid, Madrid, España Michael Page A tiempo completo

    World-leading Fintech is looking for a Compliance Officer |with experience in AML/CTF/FS Frameworks and regulatory reporting.About Our ClientWorld-leading FintechJob DescriptionSpanish branch compliance frameworks to meet local regulatory obligations.Co-ordinate all Spanish branch regulator queries and audits/reviews.Manage local Spanish branch up streaming...

  • Compliance Officer

    hace 2 semanas

    Madrid, España Hamilton Court FX A tiempo completo

    **About us**: Hamilton Court FX is a financial boutique founded in 2011 in London and is now positioned among the fastest-growing companies in the sector. We provide services for companies as well as financial institutions that need to manage their FX exposure. We allow SMES’s business to trade globally by eliminating boundaries related to traditional...

  • Information Security Risk

    hace 2 meses

    Madrid, España RHEA Group A tiempo completo

    Are you looking for a new opportunity in a fast-moving global company with a family feel? A job where you could have an impact? We are looking for an Information Security Risk & Compliance Officer to work in Madrid, Spain. As an Information Security Risk & Compliance Officer, you will be responsible for the delivery of the risk management and compliance...

  • Junior Compliance Officer

    hace 1 mes

    Madrid, España BIG - Banco de Investimento Global A tiempo completo

    **Description**: **Banco de Investimento Global (BiG) is an independent Iberian digital bank. Our aim is to provide the best saving and investment solutions to our clients.** BiG’s Compliance team assists business units in developing safe and sustainable services to our customers, ensuring that BiG complies with all applicable regulations. BiG is...

  • Compliance Officer

    hace 1 mes

    Madrid, España AXA Partners A tiempo completo

    We are currently seeking our next Compliance Officer to join AXA Partners in Spain. This key role involves working closely with the central Compliance team and the Head of Compliance IPA SA to uphold ethical standards, ensure adherence to regulations, and implement AXA Group policies. **Key Responsibilities**: - Adapt documentation from central team to...

  • Compliance Officer

    hace 1 mes

    Madrid, España AXA A tiempo completo

    We are currently seeking our next Compliance Officer to join AXA Partners in Spain. This key role involves working closely with the central Compliance team and the Head of Compliance IPA SA to uphold ethical standards, ensure adherence to regulations, and implement AXA Group policies. **Key Responsibilities**: - Adapt documentation from central team to...

  • Bnp Paribas Nickel

    hace 1 mes

    Madrid, España BNP Paribas A tiempo completo

    **Profile **:Around 10 years of experience in a regulated financial institution with at least a previous position within an internal control function. **Main responsibilities**:the head of Compliance of FPE branch is primarily responsible for: - Provide reasonable assurance to FPE Chief Compliance Officer, FPE Branch management and regulators that adequate...

  • Bnp Paribas Nickel

    hace 1 mes

    Madrid, España BNP Paribas A tiempo completo

    **Profile **:Around 10 years of experience in a regulated financial institution with at least a previous position within an internal control function. **Main responsibilities**:the head of Compliance of FPE branch is primarily responsible for: - Provide reasonable assurance to FPE Chief Compliance Officer, FPE Branch management and regulators that adequate...

  • Chief Compliance Officer

    hace 5 días

    Madrid, España PageExecutive A tiempo completo

    Importante multinacional - Proyecto en crecimiento **About Our Client**: Importante multinacional - Definir el nível de conocimiento necesario en compliance para todos los miembros de la organización, tanto de plan de compliance como de normativas aplicables (externas e internas). - Asistir en la elaboración del plan de compliance y en las subsiguientes...

  • Chief Compliance Officer

    hace 6 días

    Madrid, España PageExecutive A tiempo completo

    Importante multinacional - Proyecto en crecimiento **About Our Client**: Importante multinacional - Definir el nível de conocimiento necesario en compliance para todos los miembros de la organización, tanto de plan de compliance como de normativas aplicables (externas e internas). - Asistir en la elaboración del plan de compliance y en las subsiguientes...

  • Regulatory Compliance Officer

    hace 1 mes

    Madrid, España Julius Baer A tiempo completo

    At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. The Regulatory Compliance Officer is part of the Julius Baer Europe’s Regulatory Compliance (RC) Competence Center, which...

  • Regional Compliance Officer for Europe South

    hace 2 semanas

    Madrid, España Scania A tiempo completo

    The Group Compliance Function is part of the Scania Group Governance, Risk, Compliance and Data Protection function and directly reporting to the CEO and President of the Scania Group. The Group Compliance function is supporting the global Scania organization in reducing compliance risks by providing knowledge in terms of policies, guidelines, trainings and...