Head Of Compliance.

hace 7 meses


Zaragoza, España Winning A tiempo completo

Winning Consulting Somos una empresa de consultoría que ofrece servicios de consultoría, formación, dotación de personal e investigación. Apoyamos a nuestros clientes en la búsqueda de soluciones innovadoras y sostenibles, desde la aplicación del conocimiento científico en la resolución de complejos problemas de gestión hasta la transformación digital y tecnológica dentro de las organizaciones. ¿Tienes entre 8 y 10 años de experiência trabajando en una firma regulada o en una firma de auditoría/asesoramiento que brinda servicios de cumplimiento normativo a empresas reguladas? ¿Has tenido experiência trabajando en un Regulador? Este rol requiere experiência en marcos ALD/CTF/FS, tareas operativas, informes de gestión y de la junta directiva, informes regulatorios. Las responsabilidades incluyen : Desarrollar y mantener los marcos de cumplimiento de las sucursales españolas de MTL para cumplir con las obligaciones regulatorias locales. Coordinar todas las consultas y auditorías/revisiones del regulador español de sucursales. Gestionar el marco de upstreaming de sucursales locales en España. Asegurar la adhesión de la sucursal local a las políticas, procedimientos y prácticas enmarcadas por MTL y la función de cumplimiento del Grupo, asegurando al mismo tiempo el cumplimiento de la legislación, normas y regulaciones locales específicas españolas. Realizar y presentar de manera oportuna y precisa las declaraciones regulatorias de las sucursales españolas de MTL. Completar revisiones de incorporación y actualización de clientes, consultas de cuentas de clientes. Gestionar consultas de pagos de clientes y realizar revisiones de alertas de seguimiento de transacciones. Completar revisiones de monitoreo de cumplimiento de sucursales de segunda línea. Asistir con tareas generales de cumplimiento para la entidad legal MTL. Qué estamos buscando / Habilidades que te ayudarán en el rol : Buenas habilidades de organización y comunicación. Buen conocimiento técnico y comprensión de la normativa de la UE. Buen conocimiento y comprensión de los requisitos de la CNMV y del Sepblac para EMI/Empresas de Pagos y/o empresas MiFID. Diligente con excelente atención al detalle. #J-18808-Ljbffr



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