Manager Compliance

hace 1 semana

Madrid, España Winning A tiempo completo

Winning Consulting is currently recruiting a Spanish Branch Compliance Officer to join a Financial Institution in Madrid.

**ROLE PURPOSE**:
Responsibilities include:

- Spanish branch compliance frameworks to meet local regulatory obligations.
- Co-ordinate all Spanish branch regulator queries and audits/reviews.
- Manage local Spanish branch upstreaming framework.
- Local branch adherence to policies, procedures and practices framed compliance function, whilst assuring the compliance with specific local Spanish legislation, rules and regulations;
- Timely and accurate completion and submission of Spanish branch regulatory returns;
- Complete customer onboarding and refresh reviews, client account queries;
- Customer payment queries and transaction monitoring alerting reviews;
- Complete 2nd line branch compliance monitoring reviews;
- Assist with general compliance tasks for the legal entity

**Knowledge and Experience**:
› Significant experience and understanding of compliance frameworks and EU regulatory requirements.

› Experience with Spanish regulatory authorities.

› Experience managing relations with first and third lines of defence as well as Group relationships.

**Skills**:
› Good Communication skills, both written and verbal.

› Relationship building with people at varying levels of seniority.

› Knowledge of the FX industry and products.

› Ability to work under pressure in a fast paced environment.

› Commercial acumen.

› Interested in regulatory obligations and environment.

**Education**:
› Degree

› Compliance/Regulatory qualification.

› AML/CTF/FS qualification/exams/training.

**Languages**:
› English/Spanish fluent

**Personal Attributes**:
› Team Player

› Strong organisational and time management skills

› Responsible, willing to take personal responsibility for delivery against deadlines

› Excellent attention to detail

› Flexible and adaptable approach

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