Compliance Officer Financial Security

hace 6 días

Madrid, España BNP Paribas A tiempo completo

**Mission**

Contribute to the implementation of Financial Security/ Know Your Client (FS/KYC) policies and procedures and identify compliance risks for Financial Security Domain

**Responsabilities / Main activities**
- Conducts a comprehensive analysis, by consulting the Compliance Officers within the Function when appropriate, in order to provide a well-informed recommendation on the issues regarding the compliance of the file (clients, transactions, activities )
- According to delegation rules and procedures in place, provides a documented decision (approval, refusal, conditional approval) or refers the file to the appropriate decision maker(s)
- Ensures the technical follow-up and the management of the file until its final completion, focusing on supplying with highest visibility on anticipated response times
- Identifies issues, routing them according to defined procedures at the appropriate level
- Verify the execution of the controls conducted by the Businesses
- Contributes to the production of requested reports
- Produces and follow-up on action plans

**Key interactions**
- Central FS/KYC Domain
- FS/ KYC specialists within EMEA at Business/Territory levels
- Other domains specialists
- Compliance transversal functions (COO, Projects office, Training)
- Key Business people (Relationship Manager / Due Diligence /Ops..)
- OPC
- CCRM and controller teams
- Other functions such as Legal, HR.

**Scope**
- Preventing of money laundering,
- Fight against terrorist financing,

Compliance with financial embargoes

Prevention of bribery & corruption

KYC

CIB

Wealth Management

2S

**Soft skills**

Integrity

Accuracy

Reliability

Strong analytical and synthesis skills

Solution oriented

Flexibility: capacity to adapt and lead changes

Innovation

Capacity to decide

Independence : capacity to say no

Impact and acting with perspective

Teamwork

Client focus

**Technical skills**

Knowledge of Compliance issues and specific challenges of his/her domain

Knowledge of the Entity (processes, products, clients...)

General knowledge of applicable regulatory framework and its evolutions

English (+ other relevant language)

**PRIMARY LOCATION**

**ES-MD-Madrid**

**JOB TYPE**

**Estándar**

**JOB**

**COMPLIANCE**

**EXPERIENCE LEVEL**

**Al menos 1 año**

**SCHEDULE**

**Tiempo completo**

**REFERENCE**

**BNP-000953**

**APPLY**

***
- (REF: BNP-000953)

  • Financial Security Compliance Officer

    hace 5 días

    Madrid, España BNP Paribas CIB A tiempo completo

    GRUPO BNP PARIBAS El Grupo BNP Paribas es el principal banco de la Unión Europea y uno de los más importantes a nivel internacional. Contamos con cerca de 185.000 empleados en 65 países. En España somos más de 5.100 empleados en 13 líneas de negocio. CIB BNP Paribas Corporate & Institutional Banking proporciona a grandes empresas, multinacionales e...

  • financial security compliance officer

    hace 2 semanas

    madrid, España Randstad A tiempo completo

    Apoyo al dispositivo normativo del área de Cumplimiento Normativo en particular en los dominios de Financial Security y Transversal Risk Management.Revisión de las formaciones de Cumplimiento Normativo del Grupo para su implementación local.Gestión de tareas asociadas a la aplicación del dispositivo del cumplimiento normativo.

  • Trust & Compliance Officer - Crypto

    hace 2 semanas

    Madrid, Madrid, España Career Renew A tiempo completo

    Career Renew is recruiting for one of its clients a  Trust & Compliance Officer - Crypto - this is a fully remote position for EU based candidates.Join a stellar team of leaders and experts in blockchain technology, cryptography, infrastructure, and security to build the backbone of blockchain wallet infrastructure for the next financial era. We are hiring...

  • Financial Security Compliance Officer Temporal

    hace 2 semanas

    Madrid, Madrid, España BNP Paribas A tiempo completo

    GRUPO BNP PARIBASEl Grupo BNP Paribas es el principal banco de la Unión Europea y uno de los más importantes a nivel internacional. Contamos con cerca de empleados en 65 países. En España somos más de 5.100 empleados en 13 líneas de negocio.SOBRE EL PUESTOMISIÓNLas funciones que desempeñaría serían las siguientes:Apoyo al dispositivo normativo del...

  • Financial Security Compliance Officer Temporal

    hace 2 semanas

    Madrid, Madrid, España BNP Paribas CIB A tiempo completo

    GRUPO BNP PARIBASEl Grupo BNP Paribas es el principal banco de la Unión Europea y uno de los más importantes a nivel internacional. Contamos con cerca de empleados en 65 países. En España somos más de 5.100 empleados en 13 líneas de negocio.SOBRE EL PUESTOMISIÓNLas funciones que desempeñaría serían las siguientes:Apoyo al dispositivo normativo del...

  • Compliance Officer

    hace 3 días

    Madrid, España Satispay A tiempo completo

    Compliance Officer (Investment Products)Please note that this opportunity requires relocation to our Luxembourg office.About SatispaySatispay was born to revolutionise everyday payments – making them simple, fair, and accessible to everyone. Now, the focus has moved even further, aiming to shape the future of money. We're a movement empowering millions of...

  • Chief Information Security Officer

    hace 2 semanas

    Madrid, España staq A tiempo completo

    Chief Information Security Officer (CISO)A fast‑growing fintech company is looking for an experienced CISO to lead its cybersecurity strategy and operations. The company is a technology‑first fintech scale‑up, combining financial innovation with secure, high‑performance infrastructure.The ideal candidate is a proven security leader with strong...

  • Chief Information Security Officer

    hace 7 días

    Madrid, España staq A tiempo completo

    Chief Information Security Officer (CISO)Para ser considerado para una entrevista, por favor, asegúrese de que su solicitud se ajusta plenamente a las especificaciones del puesto que se encuentran a continuación.A fast‑growing fintech company is looking for an experienced CISO to lead its cybersecurity strategy and operations. The company is a...

  • Deputy Regional Information Security Officer

    hace 2 semanas

    Madrid, España Kraken A tiempo completo

    Deputy Regional Information Security OfficerJoin to apply for the Deputy Regional Information Security Officer role at KrakenBuilding the Future of Crypto: Our Krakenites are a world‑class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology.What makes us different? Kraken is a...

  • compliance officer

    hace 2 semanas

    Madrid, Madrid, España Kepler Cheuvreux A tiempo completo

    DETAILS :Role: Compliance OfficerDepartment: Risk & ComplianceDuration: permanent positionStart Date: asapLocation: MadridKEPLER CHEUVREUX :Kepler Cheuvreux is a leading independent European financial services company that specialises in Research, Execution, Fixed Income and Credit, Structured Solutions, Corporate Finance, and Asset Management.The Group...