Compliance Officer Financial Security

hace 1 día

Madrid, España BNP Paribas A tiempo completo

**Mission**

Contribute to the implementation of Financial Security/ Know Your Client (FS/KYC) policies and procedures and identify compliance risks for Financial Security Domain

**Responsabilities / Main activities**
- Conducts a comprehensive analysis, by consulting the Compliance Officers within the Function when appropriate, in order to provide a well-informed recommendation on the issues regarding the compliance of the file (clients, transactions, activities )
- According to delegation rules and procedures in place, provides a documented decision (approval, refusal, conditional approval) or refers the file to the appropriate decision maker(s)
- Ensures the technical follow-up and the management of the file until its final completion, focusing on supplying with highest visibility on anticipated response times
- Identifies issues, routing them according to defined procedures at the appropriate level
- Verify the execution of the controls conducted by the Businesses
- Contributes to the production of requested reports
- Produces and follow-up on action plans

**Key interactions**
- Central FS/KYC Domain
- FS/ KYC specialists within EMEA at Business/Territory levels
- Other domains specialists
- Compliance transversal functions (COO, Projects office, Training)
- Key Business people (Relationship Manager / Due Diligence /Ops..)
- OPC
- CCRM and controller teams
- Other functions such as Legal, HR.

**Scope**
- Preventing of money laundering,
- Fight against terrorist financing,

Compliance with financial embargoes

Prevention of bribery & corruption

KYC

CIB

Wealth Management

2S

**Soft skills**

Integrity

Accuracy

Reliability

Strong analytical and synthesis skills

Solution oriented

Flexibility: capacity to adapt and lead changes

Innovation

Capacity to decide

Independence : capacity to say no

Impact and acting with perspective

Teamwork

Client focus

**Technical skills**

Knowledge of Compliance issues and specific challenges of his/her domain

Knowledge of the Entity (processes, products, clients...)

General knowledge of applicable regulatory framework and its evolutions

English (+ other relevant language)

**PRIMARY LOCATION**

**ES-MD-Madrid**

**JOB TYPE**

**Estándar**

**JOB**

**COMPLIANCE**

**EXPERIENCE LEVEL**

**Al menos 1 año**

**SCHEDULE**

**Tiempo completo**

**REFERENCE**

**BNP-000953**

**APPLY**

***
- (REF: BNP-000953)

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