Senior Compliance Manager
hace 1 mes
We are looking for a Senior Compliance Manager who thrives when working on a variety of subject matters. You should be able to operate independently and manage the development and implementation of the compliance framework for Scope’s credit rating agencies built on excellence and financial industry best practices. You will work very closely with and mentor the other members of the Compliance Team.Responsibilities:Identify, assess, manage, and monitor key Compliance risks that could impact the independence and integrity of the credit rating process.Support an integrated compliance strategy and contribute to the implementation of an efficient internal control framework and processes based on risk assessments.Maintain up to date applicable policies, procedures, rules, and regulations.Manage regulatory projects in close coordination with the Head of Compliance and support in the completion of the annual compliance plan.Develop and conduct compliance workshops and training for employees.Liaise with and provide guidance and advice to the analytical teams, the internal review function, and credit policy function on relevant Compliance matters.Oversee, coordinate, and handle day-to-day Compliance tasks such as periodic regulatory reporting, Compliance monitoring & testing based on the compliance annual plan and where appropriate.Analyze and manage alleged violations of rules, regulations, policies, procedures, and standards of conduct, including conducting internal investigations.Provide regular updates to senior management, the relevant bodies, such as the Independent Non-Executive Directors and the administrative board, and continuously provide visibility on Compliance risks and their mitigation.Support in managing the relationship with external authorities supervising credit rating agencies such as ESMA, ECB, FINMA or other national regulators.Qualifications:At least 5+ years of experience as a hands-on compliance professional with experience in a European Rating Agency or international financial institution, preferably with a corporate and investment banking business model.Master’s degree in law or corporate governance or an equivalent degree with a compliance or regulatory background.Deep understanding of the regulatory environment in which rating agencies or financial institutions operate and the ability to work in a highly regulated sector.Experience in dealing with ESMA; ECB or national supervisory authorities would be a plus.Experienced in managing compliance topics and projects across borders.Versatile in a business environment that comprises multiple jurisdictions.Fluent oral and written English language skills. Knowledge of German would be preferable.Independent, determined, and focused work style.Quick perception, critical judgement, and strong analytical abilities.Confident and professional appearance.Stress-resilient with the ability to work against tight deadlines.Strong social and excellent communication skills.Dynamic personality with a strong aptitude for teamwork.Ability to work in a multi-cultural environment.Accountable and reliable person of the highest integrity.Willingness to take responsibility with an entrepreneurial attitude.We look forward to learning more about you from your convincing application. Please apply online using our application tool quoting the reference “20230030“. Please note: For non-EU applicants a valid German work permit and German residence is a prerequisite for this job position.Application Requirements:Signed current CVCriminal record certificate (can be provided at a later date)At least 3 letters of reference (can be provided at a later date)Copy of your university degrees and certificates (can be provided at a later date)Scope Ratings GmbH is part of the Scope Group with headquarters in Berlin and offices in Frankfurt, London, Madrid, Milan, Oslo, and Paris. As the leading European credit rating agency, the company specializes in the analysis and ratings of financial institutions, corporates, structured finance, project finance, and public finance. Scope Ratings’ credit risk analysis is opinion-driven, forward-looking, and non-mechanistic, an approach that adds to a greater diversity of opinion for institutional investors. Scope Ratings is a credit rating agency registered in accordance with the EU rating regulation and operating in the European Union with ECAI status.
#J-18808-Ljbffr
-
Senior Manager – Europe Regional Compliance
hace 2 meses
España Viatris Company A tiempo completoSenior Manager – Europe Regional Compliance Location: Madrid, Community of Madrid, Spain Time Type: Full time Posted on: Posted 3 Days Ago Job Requisition ID: R5651323 At VIATRIS, we see healthcare not as it is but as it should be. We act courageously and are uniquely positioned to be a source of stability in a world of evolving healthcare needs. Viatris...
-
Senior Compliance Manager
hace 2 meses
España Dojo 2022 A tiempo completoDiversity, equity, and inclusion at DojoFrom local bakeries to well-known eateries, Dojo payments serve over 140,000 places across the UK. And something that’s fundamental to creating relevant, innovative products at Dojo is to build teams to reflect the diversity of the businesses we serve. Our drive to improve diversity, equity, and inclusion is closely...
-
Senior Operating Compliance Manager
hace 2 meses
España ADP, Inc. A tiempo completoADP is hiring a Senior Operating Compliance ManagerIn this role, the Senior Operating Compliance Manager will be part of a dedicated Compliance team and will perform compliance activities and assessments to help protect ADP’s business and clients against any legal and regulatory risks, with a specific focus on (1) ADP Third Parties Risk Management program...
-
Senior Operating Compliance Manager
hace 2 meses
España ADP A tiempo completoADP is hiring a Senior Operating Compliance Manager.In this role, the Senior Operating Compliance Manager will be part of a dedicated Compliance team and will perform compliance activities and assessments to help protect ADP's business and clients against any legal and regulatory risks, with a specific focus on (1) ADP Third Parties Risk Management program...
-
Senior Compliance Manager
hace 2 meses
España Dojo 2022 A tiempo completoDiversity, equity, and inclusion at DojoFrom local bakeries to well-known eateries, Dojo payments serve over 140,000 places across the UK. And something that’s fundamental to creating relevant, innovative products at Dojo is to build teams to reflect the diversity of the businesses we serve.Our drive to improve diversity, equity, and inclusion is closely...
-
Compliance Manager
hace 2 meses
España Papaya Global A tiempo completoDescriptionPapaya Global is a rapidly growing, award-winning B2B tech unicorn with a mission to revolutionize the payroll and payments industry. With over $400M raised from top-tier investors, our innovative technology provides a comprehensive solution for managing global workforces, from hiring and onboarding to managing and paying employees in over 160...
-
Compliance Manager EU Regulatory
hace 3 semanas
España JA Solar A tiempo completoCompliance Manager EU Regulatory (m/f/d)Your missionManage overall strategic and tactical organization of contractual and regulatory compliance requirements for PV.Monitor the current policies and systems in place and ensure compliance with legal and regulatory laws.Learn, unlearn, and relearn the dynamically changing ecosystem of compliance and regulatory...
-
Safety & Compliance Manager
hace 3 semanas
España Page Personnel A tiempo completoSector aeronáuticoOportunidades de desarrollo profesionalEmpresa que da formación, tours y vuelos VIP en helicóptero. Actualmente en búsqueda de un Safety & Compliance Manager (sector aeronáutico) para su departamento de operaciones. Oficinas en Sabadell (Barcelona).El Safety & Compliance Manager tendrá las siguientes funciones:Gestión de...
-
Business Integrity
hace 2 meses
España Internetwork Expert A tiempo completoWant a 3D Career? Join Norgine.At Norgine, our colleagues Dare themselves to be different and try new things, Drive to achieve their goals and beyond, and Develop themselves and their community.We call it the 3D career at Norgine and it offers you a fully-rounded experience with no limits.Bring everything about yourself that you’re proud of, whether...
-
Abogado/a Senior de Compliance
hace 2 semanas
España Servinform A tiempo completo**Descripción**: ¡Somos Servinform! Empresa de Servicios referente en el sector, gestionando diferentes proyectos para más de 1.500 empresas - clientes, gracias a un equipo de 9.000 profesionales que desarrollan actividad desde Madrid, Sevilla, Barcelona, Valencia y Bilbao. Actualmente precisamos incorporar en nuestro Departamento Legal, un/a...
-
Senior Program Manager
hace 2 meses
España ENGINEERINGUK A tiempo completoSenior Program Manager - VAT Operations, VAT Operations (3P Compliance)DESCRIPTIONWe are looking for an experienced Program Manager to join our VAT Operations team within the Compliance division of the Marketplace. The successful candidate will be responsible for driving the automation of manual processes, harmonizing rules across various legislations,...
-
ESG Compliance
hace 2 meses
España Metyis A tiempo completoThe next step of your career starts here, where you can bring your own unique mix of skills and perspectives to a fast-growing team.Metyis is a global and forward-thinking firm operating across a wide range of industries, developing and delivering AI & Data, Digital Commerce, Marketing & Design solutions and Advisory services. At Metyis, our long-term...
-
Business Integrity
hace 2 meses
España Norgine A tiempo completoWant a 3D Career? Join Norgine.At Norgine, our colleagues Dare themselves to be different and try new things, Drive to achieve their goals and beyond, and Develop themselves and their community. We call it the 3D career at Norgine and it offers you a fully-rounded experience with no limits. Bring everything about yourself that you're proud of, whether that's...
-
Manager, Compliance
hace 2 semanas
España GoGlobal A tiempo completoThe Compliance Officer will be responsible for ensuring the organization's adherence to Anti-Money Laundering (AML) and sanctions regulations, as well as other relevant regulatory requirements. This role involves developing, implementing, and maintaining compliance programs, conducting risk assessments, and providing training to staff.Roles and...
-
Business Integrity
hace 1 día
España buscojobs España A tiempo completoBusiness Integrity & Compliance Manager (YEU-429)MadridEUR 90.000 - 110.000Want a 3D Career? Join Norgine. At Norgine, our colleagues Dare themselves to be different and try new things, Drive to achieve their goals and beyond, and Develop themselves and their community. We call it the 3D career at Norgine and it offers you a fully-rounded experience with no...
-
Manager compliance
hace 1 mes
España Sibelco Asia Pte Ltd A tiempo completoTime left to apply: End Date: January 29, 2025 (30+ days left to apply)Job requisition ID: J011520Sibelco is a global material solutions company. We mine, process, and sell industrial minerals at locations worldwide, focused primarily on silica, clays, feldspathics, and olivine. We are also leaders in glass recycling. The Sibelco Group operates over 110...
-
Compliance Manager
hace 1 día
España Sibelco Group A tiempo completotime left to apply End Date: January 29, 2025 (20 days left to apply)job requisition id J011520Sibelco is a global material solutions company. We mine, process and sell industrial minerals at locations worldwide, focused primarily on silica, clays, feldspathics and olivine. We are also leaders in glass recycling. The Sibelco Group operates over 110...
-
Project Manager for Security and Compliance
hace 2 meses
España IBM A tiempo completoProject Manager for Security and ComplianceIBM has been a global technology innovator for more than a century, leading advances in AI, automation, and hybrid cloud solutions that help businesses grow.IntroductionAt IBM, our Project Managers excel by leading and coordinating a project team’s overall performance, scope, cost, and deliverables. Our clients...
-
Business Compliance Manager
hace 1 semana
España Revolut A tiempo completoAbout RevolutPeople deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 50+ million customers get more from their money every day.As we continue our...
-
España ENGINEERINGUK A tiempo completoEU Transport Compliance Manager, EU Fleet Compliance TeamDESCRIPTIONAt Amazon, we're working to be the earth's most customer-centric company. One customer experience that we're constantly looking to take to a new level is how we fulfil and deliver their orders. Our goal is to exceed the expectations of all our customers by ensuring that their orders, no...