Compliance Expert with Risk-Based Assurance

hace 4 días


Barcelona, Barcelona, España Kantox Limited A tiempo completo

At Kantox Limited, we are seeking a Senior Compliance Quality Assurance Officer to play a crucial role in ensuring our operations remain compliant and effective. The ideal candidate will have extensive experience in Know Your Customer (KYC), Anti-Money Laundering (AML), sanctions protocols, and compliance-related Quality Assurance processes.

Risk-Based Quality Assurance
The selected individual will conduct thorough, risk-based quality checks and quality assurance controls on KYC activities, adhering to high standards as per established policies and work instructions. This involves:

  • Performing regular reviews and quality analysis of AML, sanctions, and KYC processes to ensure compliance and operational excellence.
  • Monitoring internal KYC processes to ensure they are functioning effectively, identifying and reporting any gaps or deficiencies.
  • Assisting in pinpointing areas within the KYC process requiring enhancements to procedures, instructions, or tools, and providing actionable recommendations for improvement.

Key Requirements
We are looking for a proactive and driven professional with a strong focus on achieving improvements and operational efficiency. The ideal candidate should possess:
  • A minimum of 4-5 years of experience in AML/KYC-related processes, with at least 3 years in a dedicated Quality Assurance role.
  • Higher education in law, finance, banking, or a related field. A Master's degree in Compliance or AI-related disciplines would be advantageous.
  • Professional certification such as ACAMS, ICA, or equivalent is highly preferred.

Industry Knowledge and Regulatory Awareness
The successful candidate will have deep expertise in AML, KYC, and sanctions compliance frameworks, with a specific focus on fintech and payment institutions to align with Kantox Limited's operational context. Additionally, they should have up-to-date knowledge of EU and UK regulatory requirements, particularly those impacting payment institutions and financial technologies.

Salary: $80,000 - $110,000 per annum (dependent on experience)

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