Transaction Review Specialist

hace 3 días


Madrid, Madrid, España Ria A tiempo completo

About Ria

Ria is a leading financial institution that prides itself on having a strong and highly skilled Compliance Team. As a key member of this team, you will have the opportunity to utilize your knowledge and experience to ensure compliance with internal AML/ATF policies.

Key Responsibilities

  • Review customer activity to ensure system-generated alerts comply with internal AML/ATF policies.
  • Review agent activity to ensure transactions carried out at our locations comply with internal AML/ATF policies.
  • Review internal communications to ensure compliance with internal AML/ATF policies.
  • Assess agents' knowledge of AML/ATF regulations.
  • Provide compliance training to Ria agents.
  • Keep customers and agents informed of all RIA compliance rules and regulations.
  • Collaborate in the preparation and filing of Suspicious Transaction Reports (STRs) for detected suspicious activities.
  • Contribute to the creation of new policies, collaborating with senior analysts and supervisors.

Qualifications

  • Proficient with MS Office.
  • Fluent in local language and English.
  • Experience/knowledge of compliance issues in a financial institution is an advantage.
  • Transaction monitoring and AML/ATF experience is an advantage.


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