Senior Compliance Director
hace 3 semanas
At Scope Group, we are seeking a Senior Compliance Director to join our team in Berlin or Frankfurt. This is an excellent opportunity to work with a leading European credit rating agency specializing in financial institutions, corporates, and public finance.
Job Overview:
We are looking for a highly skilled professional to manage the development and implementation of our compliance framework. The successful candidate will have experience in managing compliance topics across borders and be familiar with the regulatory environment in Europe.
Key Responsibilities:
• Identify and assess key compliance risks that could impact our credit rating process
• Support an integrated compliance strategy and contribute to the implementation of an efficient internal control framework and processes based on risk assessments
• Maintain up-to-date applicable policies, procedures, rules, and regulations
• Manage regulatory projects in close coordination with the Head of Compliance and support in the completion of the annual compliance plan
• Develop and conduct compliance workshops and training for employees
• Liaise with and provide guidance and advice to our analytical teams, internal review function, and credit policy function on relevant compliance matters
• Oversee, coordinate, and handle day-to-day compliance tasks such as periodic regulatory reporting, compliance monitoring & testing based on the compliance annual plan and where appropriate
• Analyze and manage alleged violations of rules, regulations, policies, procedures, and standards of conduct, including conducting internal investigations
Requirements:
• At least 5+ years of experience as a hands-on compliance professional with experience in a European Rating Agency or international financial institution, preferably with a corporate and investment banking business model
• Master's degree in law or corporate governance or an equivalent degree with a compliance or regulatory background
• Deep understanding of the regulatory environment in which rating agencies or financial institutions operate and the ability to work in a highly regulated sector
• Experience in dealing with ESMA, ECB, or national supervisory authorities would be a plus
• Experienced in managing compliance topics and projects across borders
• Versatile in a business environment that comprises multiple jurisdictions
• Fluent oral and written English language skills. Knowledge of German would be preferable
• Independent, determined, and focused work style
• Quick perception, critical judgement, and strong analytical abilities
• Confident and professional appearance
• Stress-resilient with the ability to work against tight deadlines
• Strong social and excellent communication skills
• Dynamic personality with a strong aptitude for teamwork
• Ability to work in a multi-cultural environment
• Accountable and reliable person of the highest integrity
• Willingness to take responsibility with an entrepreneurial attitude
What We Offer:
• An estimated salary of €85,000 - €110,000 per year, depending on qualifications and experience
• A dynamic and collaborative work environment in a leading European credit rating agency
• Opportunities for professional growth and development in a highly regulated sector
• A comprehensive benefits package including health insurance, pension scheme, and paid vacation time
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