Senior Compliance Manager

hace 3 días

Madrid, Madrid, España Scope Group A tiempo completo
Job Title: Senior Compliance Manager

We are seeking a highly skilled Senior Compliance Manager to join our team at Scope Group. As a key member of our Compliance Team, you will be responsible for ensuring that our credit rating agencies operate in compliance with all relevant regulations and laws.

Key Responsibilities:
  • Identify, assess, and manage key Compliance risks that could impact the independence and integrity of the credit rating process.
  • Support the development and implementation of an efficient internal control framework and processes based on risk assessments.
  • Maintain up-to-date applicable policies, procedures, rules, and regulations.
  • Manage regulatory projects in close coordination with the Head of Compliance and support in the completion of the annual compliance plan.
  • Develop and conduct compliance workshops and training for employees.
  • Liaise with and provide guidance and advice to the analytical teams, the internal review function, and credit policy function on relevant Compliance matters.
  • Oversee, coordinate, and handle day-to-day Compliance tasks such as periodic regulatory reporting, Compliance monitoring & testing based on the compliance annual plan and where appropriate.
  • Analyze and manage alleged violations of rules, regulations, policies, procedures, and standard of conduct, including conducting internal investigations.
  • Provide regular updates to senior management, the relevant bodies, such as the Independent Non-Executive Directors and the administrative board, and continuously provide visibility on Compliance risks and their mitigation.
  • Support in managing the relationship with external authorities supervising credit rating agencies such as ESMA, ECB, FINMA, or other national regulators.
Requirements:
  • At least 5+ years of experience as a hands-on compliance professional with experience in a European Rating Agency or international financial institution, preferably with a corporate and investment banking business model.
  • Master's degree in law or corporate governance or an equivalent degree with a compliance or regulatory background.
  • Deep understanding of the regulatory environment in which rating agencies or financial institutions operate and the ability to work in a highly regulated sector.
  • Experience in dealing with ESMA; ECB or national supervisory authorities would be a plus.
  • Experienced in managing compliance topics and projects across borders.
  • Versatile in a business environment that comprises multiple jurisdictions.
  • Fluent oral and written English language skills. Knowledge of German would be preferable.
  • Independent, determined, and focused work style.
  • Quick perception, critical judgement, and strong analytical abilities.
  • Confident and professional appearance.
  • Stress-resilient with the ability to work against tight deadlines.
  • Strong social and excellent communication skills.
  • Dynamic personality with a strong aptitude for teamwork.
  • Ability to work in a multi-cultural environment.
  • Accountable and reliable person of the highest integrity.
  • Willingness to take responsibility with an entrepreneurial attitude.

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