Compliance Officer

hace 3 semanas

Madrid, España BNP Paribas A tiempo completo

**Compliance**:

- ensure business compliance with regulatory rules & guidelines as applicable to business activities; ensuring regular compliance monitoring controls are performed
- organize a consistent, up-to-date and coherent roll-out of compliance policies, processes and projects across the entities
- where instances of non-compliance are found, update breach log and recommend steps to be taken in order to correct weaknesses
- provide advice and guidance on compliance matters to all staff members, based on Arval Corporate policies
- conduct regular compliance risk assessments in the three main areas of Compliance
- ensure business complies with Financial Security requirements like KYC, KYI, KYS, etc.
- ensure PIC requirements are met by the business
- assist in setting the tone by developing a strong compliance culture in Professional Ethics within the Arval entities in scope
- provide training to new colleagues
- prepare regular and ad hoc reports as required, for local, regional and Corporate level reporting
- support (external) auditors by coordinating information requirements
- perform any other ad hoc tasks / duties as required by the Head of Compliance

**Governance**:

- provide cover for the Head of Compliance when required in decision processes and committees (e.g. Customer Acceptance Committees, TAC NAC, Territory Committees, entity Compliance committees)

**Skills and Qualifications**:

- university degree (preferably in Law, Finance or Economy) or comparable knowledge by experience
- a broad understanding of Arval’s business along with applicable laws and regulations
- basic knowledge of the compliance risks & policies and/or of the organization of a control function, project management and/or consulting activities within Arval
- ability to identify Compliance requirements as appropriate to the business model based on proportionality and risk based approach
- ability to simplify and communicate complex legal/regulatory requirements clearly at all levels of management
- excellent communication and interpersonal skills with an emphasis on strong written and oral communication, fluent in English - knowledge of French being a nice to have
- a professional, discrete and proficient manner in business interactions
- able to work towards departmental deliverables; able to manage conflicting priorities
- Primary Location
- ES-MD-Madrid- Job Type
- Con experiência- Job
- COMPLIANCE- Experience Level
- Al menos 2 años- Schedule
- Tiempo completo- Reference
- 2235

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