Compliance Analyst
hace 2 semanas
We are Alter Domus. Our name means "The Other House" and we're a world leading provider of integrated solutions for the alternative investment industry. We believe in being different. Here, you progress on merit, not who you know. You speak openly, whoever you're speaking to. And it's your freedom to decide which cutting-edge kind of finance professional you want to be. Join more than 5,100 fund administration, accounting, tax, loan administration and legal experts worldwide and take pride in being alternative.
Alter Domus clients include the world's leading asset managers, lenders and asset owners. We're specialists who use the most innovative technologies to create unparalleled solutions for the private equity, real assets and debt capital markets sectors. This is where standout talent advances what's possible in fund administration, corporate services, depositary services, transfer pricing, domiciliation, management company services, loan administration, agency services, trade settlement and CLO manager services.
**Position Description**:
Alter Domus ("AD") is seeking a Compliance Analyst to assist with the Company's Know Your Customer processes and initiatives. Reporting directly to the Head of Compliance - North America, the Compliance Analyst will play a key role in ensuring customer documentation remains compliant with the Company's policies. The Compliance Analyst will work closely with all business units as well as external parties, as needed, on a daily basis.
**Primary Responsibilities**:
- Perform a thorough analysis of customer identification documentation, such as formation documents, structure charts, photo identification, and IRS forms W8/W9 for accuracy, completion, and validity.
- Utilize AD's third party systems to conduct negative news, OFAC, and PEP checks on customer accounts.
- Assist in the New Client Acceptance process by facilitating the collection and initial review of new client memos and risk assessments.
- Investigate KYC alerts on customer accounts, escalating higher risk items as necessary.
- Maintain accurate, organized, and current compliance records of customer accounts.
- Assist in monitoring internal system workflows to ensure outstanding items are addressed in a timely manner.
- Perform periodic reviews of customer transactions and report exceptions where necessary.
- Recognize and escalate high-risk factors to the appropriate internal parties for further review.
- Assist the Compliance team with ad-hoc projects and compliance initiatives as needed.
**Desired Experience, Education & Qualifications**:
- Bachelor's degree in relevant field preferred.
- Outstanding organization skills and strong attention to detail a must.
- Ability to learn quickly, adapt to changing priorities, and meet deadlines while maintaining a high level of accuracy.
- Ability to identify areas of risk and identify items requiring internal escalation.
- Knowledge of government and banking regulations around KYC and AML a plus.
- Exceptional written and verbal communication skills.
Job ID 9597338240
- ABOUT COMPANY
- Alter Domus
- Luxembourg
5000 Employees Accounting & Finance
Invest yourself in the alternative Looking for more from your career? Think outside the box. Alter Domus is a rising global firm that has taken integ...
-
Compliance Analyst
hace 2 semanas
Madrid, España Walters People A tiempo completoEstamos bucando un Compliance Analyst para una Gestora de carteras de Inversión especializada en el sector tecnológico y en el asesoramiento a todo tipo de entidades sobre los productos de inversión. Tus funciones serán las siguientes: - Mantenimiento y revisión del mapa de controles establecidos. - Corporate Compliance, Abuso de Mercado,...
-
Compliance Analyst
hace 2 días
Madrid, España Walters People A tiempo completoEstamos bucando un Compliance Analyst para una prestigiosa entidad de crédito orientada al ámbito institucional incluido en el negocio relacionado con el Área de Mercado de Capitales. Tus funciones serán las siguientes: - Mantenimiento y revisión del mapa de controles establecidos (Abuso de mercado, etc). - Soporte a departamentos de clientes, medios...
-
(Ax457) - Compliance Analyst
hace 2 semanas
Madrid, España Walters People A tiempo completoEstamos bucando un Compliance Analyst para una Gestora de carteras de Inversión especializada en el sector tecnológico y en el asesoramiento a todo tipo de entidades sobre los productos de inversión. Tus funciones serán las siguientes: - Mantenimiento y revisión del mapa de controles establecidos. - Corporate Compliance, Abuso de Mercado, FATCS/CRS/QI....
-
Regulatory Compliance Analyst
hace 3 días
Madrid, España Santander A tiempo completoRegulatory Compliance Analyst - Compliance (Openbank) Maternity leave 6-month contract Country: Spain **Regulatory Compliance Analyst - Compliance (Openbank)** We are the 100% digital bank of the Santander Group and we are currently undergoing a technological transformation and international expansion process. In 2017, we kicked off our relaunch plans and...
-
Compliance Analyst
hace 6 días
Madrid, España ING A tiempo completo**Your role and work environment**: We are looking for a talented and enthusiastic Compliance Analyst to join our Compliance Team. The responsibility of this team is to support ING Bank in Spain in being compliant with applicable laws, regulations and reasonable expectations of society at large as well as being the preferred bank for its clients by ensuring...
-
Compliance Operations
hace 3 días
Madrid, España Santander A tiempo completoCOMPLIANCE OPERATIONS - DATA ANALYST - OPERATIONS (Openbank) Country: Spain **WHAT YOU WILL BE DOING** **COMPLIANCE OPERATIONS - DATA ANALYST - OPERATIONS (Openbank)** We are the 100% digital bank of the Santander Group and we are currently undergoing a technological transformation and international expansion process. In 2017, we kicked off our relaunch...
-
Trading Compliance Analyst
Encontrado en: Talent ES C2 - hace 1 semana
Madrid, España Repsol A tiempo completoAt Repsol, we are committed to equality and do not request personal information.We believe that diversity contributes to innovative ideas and provides added value that enables us to benefit from mutual learning and perform our best work. Here, what counts is your experience and your ability to create value. We offer you the opportunity to grow...
-
Compliance Analyst
hace 7 días
Madrid, España Finsolutia A tiempo completoEn Finsolutia creemos que la clave del éxito es contar con los mejores profesionales en nuestro equipo. Por este motivo, buscamos un/a analista en Compliance. Un profesional proactivo, con talento y automotivado para un rol amplio e interesante que trabaje en un proyecto de crecimiento para asegurar que la entidad cumple con los requisitos legales y...
-
Compliance Associate
hace 2 semanas
Madrid, España Sdi Digital Group A tiempo completoJob Description To support its Global Compliance Program, DBRS is seeking a Compliance Analyst in its Madrid Office. The Compliance Analyst is an integral part of the Compliance Program that addresses how the firm manages conflicts of interest. This role will be part of the Global Conflicts of Interest team - with the team manager based in Toronto. Job...
-
Compliance Quantitative Data Analyst
hace 1 semana
Madrid, España Ouro A tiempo completoOuro is a global, vertically-integrated financial services and technology company dedicated to the delivery of innovative financial empowerment solutions to consumers worldwide. Ouro’s financial products and services span prepaid, debit, cross-border payments, and loyalty solutions for consumers and enterprise partners. Ouro's flagship product Netspend...
-
Compliance Associate
Encontrado en: Talent ES C2 - hace 2 semanas
Madrid, España Morningstar A tiempo completoDescription To support its Global Compliance Program, DBRS is seeking a Compliance Analyst in its Madrid Office. The Compliance Analyst is an integral part of the Compliance Program that addresses how the firm manages conflicts of interest. This role will be part of the Global Conflicts of Interest team - with the team manager based in Toronto. Job...
-
Hvo Senior Analyst Compliance
hace 7 días
Madrid, España Cepsa Colombia S.A. A tiempo completoPulsar Tabulador para desplazarse para pasar el enlace del contenido Seleccione la frecuencia (en días) para recibir una alerta: Fecha: 7 abr. 2024 Madrid, España, España Empresa: 1024-CEPSA COM.PETRÓLEO S.A.U. Integrado/a en el proyecto HVO (área Assurance), serás responsable de proteger y asesorar los intereses del negocio de...
-
Data Privacy Analyst
hace 1 semana
Madrid, España Santander A tiempo completoData Privacy Analyst - Compliance (Openbank)(Fixed-term contract) Country: Spain **WHAT YOU WILL BE DOING** **Data Privacy Analyst - Compliance (Openbank)(Fixed-term contract)** We are the 100% digital bank of the Santander Group and we are currently undergoing a technological transformation and international expansion process. In 2017, we kicked off our...
-
Compliance Associate
Encontrado en: beBee S ES - hace 3 semanas
Madrid, España Morningstar A tiempo completoTo support its Global Compliance Program, DBRS is seeking a Compliance Analyst in its Madrid Office. The Compliance Analyst is an integral part of the Compliance Program that addresses how the firm manages conflicts of interest. This role will be part of the Global Conflicts of Interest team - with the team manager based in Toronto. Job...
-
Compliance Associate
Encontrado en: beBee S ES - hace 3 semanas
Madrid, España Morningstar A tiempo completoTo support its Global Compliance Program, DBRS is seeking a Compliance Analyst in its Madrid Office. The Compliance Analyst is an integral part of the Compliance Program that addresses how the firm manages conflicts of interest. This role will be part of the Global Conflicts of Interest team - with the team manager based in Toronto. Job...
-
HVO Senior Analyst Compliance
Encontrado en: Talent ES C2 - hace 1 semana
Madrid, España CEPSA COM.PETRÓLEO S.A.U. A tiempo completoQué esperamos de ti: Integrado/a en el proyecto HVO (área Assurance), serás responsable de proteger y asesorar los intereses del negocio de biocombustibles (Bios) y gestionarás los riesgos de cumplimiento conforme a la normativa vigente, principios éticos y la estrategia definida por la empresa. Para ello, tus funciones principales serán: ·...
-
HVO Senior Analyst Compliance
Encontrado en: beBee S ES - hace 3 semanas
Madrid, España CEPSA A tiempo completoQué esperamos de ti: Integrado/a en el proyecto HVO (área Assurance), serás responsable de proteger y asesorar los intereses del negocio de biocombustibles (Bios) y gestionarás los riesgos de cumplimiento conforme a la normativa vigente, principios éticos y la estrategia definida por la empresa. Para ello, tus funciones principales...
-
HVO Senior Analyst Compliance
Encontrado en: beBee S ES - hace 3 semanas
Madrid, España CEPSA A tiempo completoQué esperamos de ti: Integrado/a en el proyecto HVO (área Assurance), serás responsable de proteger y asesorar los intereses del negocio de biocombustibles (Bios) y gestionarás los riesgos de cumplimiento conforme a la normativa vigente, principios éticos y la estrategia definida por la empresa. Para ello, tus funciones principales...
-
Screening Analyst
hace 7 días
Madrid, España Montreal Associates A tiempo completoWe are looking for a Screening Analyst to join an international fintech company! Responsabilities: - Manage and perform screening product implementation tasks, including requirements analysis, basic configuration assistance, and acceptance testing. - Analyze screening alerts to verify it meets certain predefined KPI. - Learn and understand the legislative...
-
Audit/Compliance Analyst
hace 1 día
Madrid, España Vass A tiempo completoDescripción Job Family Description : Monitors activities to minimize the company's exposure to third party risk. Activities may include vendor management system administration, service manager support, third party assessments, risk identification and remediation. Represents or supports the reputation of the company to minimize compliance and regulatory risk...