Compliance Specialist

hace 2 meses

Madrid, España Ing España & Portugal A tiempo completo

.At ING we are looking for Compliance Specialist - Conduct Compliance & EthicsYour role and work environment:We are looking for a talented and enthusiastic Compliance Specialist to join our Conduct Compliance & Ethics Team of Compliance ING Spain.The responsibility of this team is to manage risks arising from Unfair Customer Treatment, Conflicts of Interest, Market Conduct, Anti-Competition, Organisational Conduct, Whistleblowing and to help ING manage risks arising from our norms, attitudes and behaviors related to risk awareness, risk-taking and risk management.Conduct Compliance & Ethics (CC&E) team shares a collective responsibility for all the end to end compliance processes as described in the SOLAR project in place to identify, manage, report and escalate the Compliance risks under your remit. The team will share responsibility to identify, manage, report and escalate local risks for your risk areas. At the same time, the team will contribute to the shape of global policies and be responsible for drafting and implementing local guidelines and standards where additional local requirements do exist.Conduct Compliance & Ethics (CC&E) team keeps track/oversight of the local implementation of all policy-driven requirements by means of issue tracking, monitoring, Risk Dashboards, and other risk specific reporting (regulatory and internal reporting) to internal stakeholders including Corporate Compliance. The team has ongoing interaction with its correspondent team located at Business Line Compliance. The team will participate in the global CC&E community. The team provides an opportunity to manage relationships with external stakeholders, regulators and supervisory institutions.You will hierarchically report into the local Lead Conduct Compliance & Ethics.Your key responsibilities:As a CC&E Compliance Specialist:You have a clear view on how the compliance function supports ING in being an integrity-led bank; being compliant with applicable laws and regulations and doing the right things the right way; You execute activities aimed at mitigating the Compliance risks under your remit; You execute (global) complex investigations.You perform:Advisory activities (both client (segment)/deal related and in relation to underlying processes),training, awareness & communication, andCompliance oversight including monitoring & reporting on CC&E related risks; Punctual support to FCC area (on demand)You are a content matter expert, and decision maker responsible for proposing solutions to be implemented.You are accountable for roll-out, execution, uniformity and follow-ups of the risk-specific Risk AssessmentsYou support the Compliance QA team to execute the KCTs and challenge the 1st line KCTs, acting as a Subject Matter Expert where needed.You identify, execute, monitor and report on local culture initiatives

  • Compliance Specialist

    hace 2 semanas

    Madrid, España Denexus Inc. A tiempo completo

    .Location: Madrid (other locations in Spanish territory can be evaluated) | Full-time Position Summary/Objective DeNexus is solving actionable cyber-risk management with our DeRISK Software as a Service (SaaS) offering to enhance the decision making of industrial operation risk owners.We are seeking aCompliance Specialistto ensure our products, services and...

  • Compliance Specialist

    hace 2 semanas

    Madrid, España Denexus Inc. A tiempo completo

    Location: Madrid (other locations in Spanish territory can be evaluated) | Full-time Position Summary/Objective DeNexus is solving actionable cyber-risk management with our DeRISK Software as a Service (SaaS) offering to enhance the decision making of industrial operation risk owners.We are seeking a Compliance Specialist to ensure our products, services and...

  • Compliance Specialist

    hace 4 semanas

    Madrid, España Ing Bank Nv Sucursal En España A tiempo completo

    .Compliance Specialist - Conduct Compliance & EthicsAt ING we are looking for Compliance SpecialistYour role and work environment:We are looking for a talented and enthusiastic Compliance Specialist to join our Conduct Compliance & Ethics Team of Compliance ING Spain .The responsibility of this team is to manage risks arising from Unfair Customer Treatment,...

  • Compliance Specialist

    hace 3 semanas

    Madrid, España Finsolutia A tiempo completo

    .Position: Compliance SpecialistEn Finsolutia creemos que la clave del éxito es contar con los mejores profesionales en nuestro equipo. Por este motivo, buscamos un/a especialista en Compliance. Un profesional proactivo, con talento y automotivado para un rol amplio e interesante que trabaje en un proyecto de crecimiento para asegurar que la entidad cumple...

  • Compliance Specialist

    hace 3 semanas

    Madrid, España Denexus Inc. A tiempo completo

    Location: Madrid (other locations in Spanish territory can be evaluated) | Full-time Position Summary/Objective DeNexus is solving actionable cyber-risk management with our DeRISK Software as a Service (SaaS) offering to enhance the decision making of industrial operation risk owners.We are seeking aCompliance Specialistto ensure our products, services and...

  • Compliance Specialist

    hace 3 semanas

    Madrid, España Finsolutia A tiempo completo

    Position: Compliance Specialist En Finsolutia creemos que la clave del éxito es contar con los mejores profesionales en nuestro equipo.Por este motivo, buscamos un/a especialista en Compliance.Un profesional proactivo, con talento y automotivado para un rol amplio e interesante que trabaje en un proyecto de crecimiento para asegurar que la entidad cumple...

  • Risk & Compliance Specialist

    hace 1 mes

    Madrid, España Sennder A tiempo completo

    .Risk & Compliance Specialistsennder is Europe's leading digital freight forwarder. In a traditional industry, we are moving fast to digitize and automate all road logistics processes. We move trucks with courage and the power of data to unlock endless and sustainable capacity at exceptional quality. Get to know us better by reviewing our " " presentation.We...

  • Compliance Specialist

    hace 1 semana

    Madrid, España Finsolutia A tiempo completo

    Position: Compliance SpecialistEn Finsolutia creemos que la clave del éxito es contar con los mejores profesionales en nuestro equipo. Por este motivo, buscamos un/a especialista en Compliance. Un profesional proactivo, con talento y automotivado para un rol amplio e interesante que trabaje en un proyecto de crecimiento para asegurar que la entidad cumple...

  • Compliance Specialist

    hace 3 semanas

    Madrid, España Ing A tiempo completo

    .At ING we are looking for a Compliance Specialist.Your role and work environment:We are looking for a talented and enthusiastic Compliance Specialist to join our Compliance Team focused in Wholesale Banking Area.The responsibility of this team is supporting ING Bank in Spain in being compliant with applicable laws, regulations and reasonable expectations of...

  • Compliance Specialist

    hace 4 semanas

    Madrid, España Ing Bank Nv Sucursal En España A tiempo completo

    Compliance Specialist - Conduct Compliance & EthicsAt ING we are looking for Compliance SpecialistYour role and work environment:We are looking for a talented and enthusiastic Compliance Specialist to join our Conduct Compliance & Ethics Team of Compliance ING Spain .The responsibility of this team is to manage risks arising from Unfair Customer Treatment,...

  • Compliance Specialist

    hace 3 semanas

    Madrid, España Finsolutia A tiempo completo

    Position: Compliance SpecialistEn Finsolutia creemos que la clave del éxito es contar con los mejores profesionales en nuestro equipo. Por este motivo, buscamos un/a especialista en Compliance. Un profesional proactivo, con talento y automotivado para un rol amplio e interesante que trabaje en un proyecto de crecimiento para asegurar que la entidad cumple...

  • Lc871 - Risk & Compliance Specialist

    hace 3 semanas

    Madrid, España Sennder A tiempo completo

    Risk & Compliance SpecialistEnnder is Europe's leading digital freight forwarder. In a traditional industry, we are moving fast to digitize and automate all road logistics processes. We move trucks with courage and the power of data to unlock endless and sustainable capacity at exceptional quality.We are a growing team looking for a Risk & Compliance...

  • Compliance Case Specialist

    hace 13 horas

    Madrid Centro, Madrid, España Binance A tiempo completo

    Compliance Case SpecialistBinance, a leading global blockchain ecosystem and cryptocurrency infrastructure provider, is seeking a highly skilled Compliance Case Specialist to join its team. As a key member of our compliance department, you will play a critical role in ensuring the integrity of our financial systems and maintaining a strong reputation in the...

  • Compliance Specialist

    hace 3 semanas

    Madrid, España Ing A tiempo completo

    .At ING we are looking for Compliance SpecialistYour role and work environment:We are looking for a talented and enthusiastic Compliance Specialist to join our Conduct Compliance & Ethics Team of Compliance ING Spain .The responsibility of this team is to manage risks arising from Unfair Customer Treatment, Conflicts of Interest, Market Conduct,...

  • Compliance Specialist

    hace 3 meses

    Madrid, España Ing Bank N.V. A tiempo completo

    .At ING we are looking for Compliance SpecialistYour role and work environment:We are looking for a talented and enthusiastic Compliance Specialist to join our Conduct Compliance & Ethics Team of Compliance ING Spain .The responsibility of this team is to manage risks arising from Unfair Customer Treatment, Conflicts of Interest, Market Conduct,...

  • Risk & Compliance Specialist

    hace 2 meses

    Madrid, España sennder A tiempo completo

    Risk & Compliance Specialistsennder is Europe's leading digital freight forwarder. In a traditional industry, we are moving fast to digitize and automate all road logistics processes. We move trucks with courage and the power of data to unlock endless and sustainable capacity at exceptional quality. Get to know us better by reviewing our " " presentation.We...

  • Risk & Compliance Specialist

    hace 2 meses

    Madrid, Madrid, España Sennder A tiempo completo

    Risk & Compliance Specialistsennder is Europe's leading digital freight forwarder. In a traditional industry, we are moving fast to digitize and automate all road logistics processes. We move trucks with courage and the power of data to unlock endless and sustainable capacity at exceptional quality. Get to know us better by reviewing our "About Us"...

  • Compliance Specialist

    hace 2 semanas

    Madrid, España Ing Bank N.V. A tiempo completo

    At ING we are looking for Compliance SpecialistYour role and work environment:We are looking for a talented and enthusiastic Compliance Specialist to join our Conduct Compliance & Ethics Team of Compliance ING Spain .The responsibility of this team is to manage risks arising from Unfair Customer Treatment, Conflicts of Interest, Market Conduct,...

  • Compliance Risk Management Specialist

    hace 6 días

    Madrid, Madrid, España AXA Group A tiempo completo

    About the RoleWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at AXA Group Operations. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are in line with regulatory requirements and industry best practices.Key ResponsibilitiesDevelop and implement...

  • Compliance Specialist

    hace 3 semanas

    Madrid, España Ing A tiempo completo

    At ING we are looking for a Compliance Specialist.Your role and work environment:We are looking for a talented and enthusiastic Compliance Specialist to join our Compliance Team focused in Wholesale Banking Area.The responsibility of this team is supporting ING Bank in Spain in being compliant with applicable laws, regulations and reasonable expectations of...