Regulatory Operations – Client Assets Analyst

hace 4 semanas


España Infotree Global Solutions A tiempo completo

This institution is a leading global financial entity offering a wide array of services including investment banking, asset management, and private wealth management. Renowned for its commitment to customer service, integrity, and fostering sustainable economic growth, it operates a worldwide network aimed at serving corporations, institutions, governments, and individuals. With a legacy of excellence and innovation, it is focused on turning insights into opportunities, providing expert advice, and delivering comprehensive solutions across both public and private markets. KEY RESPONSIBILITIES Execute non-financial regulatory reporting obligations, particularly CASS. Analyze reporting exceptions and coordinate remediation and corrective actions with Operations, Remediation, and Engineering teams. Manage daily Client Money and Custody shortfalls for EMEA Client Assets entities. Engage in CASS breach management, remediation, and reporting to the FCA. Ensure that relevant Client Assets procedures are effectively designed and operated. Facilitate the Monthly Client Money and Asset Return (CMAR) reporting to the FCA. Liaise with various CASS community teams on daily calculations and manage escalations. Maintain up-to-date knowledge of Client Assets rules and their interpretation. Participate in the implementation of rule changes affecting Operations teams. Support projects and business initiatives impacting Client Assets obligations. Contribute to Client Asset commercial initiatives. Develop Business Intelligence skills for daily processes and long-term projects. Collaborate across multiple business lines and stakeholder groups on strategic initiatives. SKILLS AND EXPERIENCE Bachelor's degree with at least 2 years of experience in financial services. Strong analytical skills with an ability to understand complex workflows and meticulous attention to detail. Excellent communication skills, with the ability to clearly articulate issues and ideas and provide timely escalation. Strong interpersonal skills to build effective relationships with key stakeholders both within and outside of Operations. Self-motivated, proactive team player with strong organizational skills and the ability to manage competing priorities within deadlines. Flexibility and ability to work well under pressure in a team environment. PREFERRED QUALIFICATIONS Basic understanding of the financial markets regulatory landscape. Knowledge of financial markets and associated processes. Familiarity with financial products such as equities, fixed income, exchange-traded derivatives, and OTC derivatives. Experience in operational functions such as asset servicing, equities/fixed income settlements. Interest in data analysis, process automation, and BI tools. This opportunity offers the chance to be at the forefront of regulatory operations within a leading financial firm, where the successful candidate will play a pivotal role in ensuring compliance and enhancing operational efficiency across the business.


  • Client Assets Analyst

    hace 4 semanas


    España Infotree Global Solutions A tiempo completo

    Regulatory Operations – Client Assets Analyst The Operations division is a dynamic, multi-faceted organization that collaborates with all parts of the company to deliver banking, securities, and asset management services globally. It plays a crucial role in risk management and control, safeguarding the company's assets and reputation. Operations is...

  • Client Assets Analyst

    hace 4 semanas


    España Infotree Global Solutions A tiempo completo

    Client Assets Analyst MORE ABOUT THIS JOB OPERATIONS Operations division is a dynamic, multi-faceted organization that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets...


  • España Santander A tiempo completo

    Crypto and Digital Assets Compliance Analyst Country: Spain WHY YOU SHOULD CONSIDER THIS OPPORTUNITY At Santander, we are main actors in the transformation of the financial sector. Want to join our team? Working on risk and compliance means doing so from a management perspective that contributes to the sustainable progress of people and companies. Santander...

  • Workplace Solutions

    hace 6 días


    España JPMorgan Chase A tiempo completo

    Job Responsibilities:Work with Regulatory Managers to support the delivery of the Regulatory Operations monthly, quarterly, and yearly tasks.Maintain a 'tracker' of required regulatory developments.Input to regulatory projects undertaking UAT and the documentation of end-to-end processes.Document, explain, and report on the results consistent with regulatory...

  • Workplace Solutions

    hace 5 días


    España JP Morgan Chase A tiempo completo

    Job responsibilities:Work with Regulatory Managers to support the delivery of the Regulatory Operations monthly, quarterly, and yearly tasks Maintain a ‘tracker’ of required regulatory developments Input to regulatory projects undertaking UAT and the documentation of end-to-end processesDocument, explain, and report on the results consistent with...


  • España Santander A tiempo completo

    Position: Assets & Liabilities Operations Accounting Control Expert (Openbank) Country: Spain We are the digital bank of the Santander Group, currently undergoing a technological transformation and international expansion process. In our recent relaunch, we have been continuously expanding and growing, especially in technology. We work in a start-up format,...

  • Operations Analyst

    hace 7 días


    España Deutsche Bank A tiempo completo

    Operations Analyst Job ID: R0348814 Listed: 2024-10-02 Regular/Temporary: Regular Location: Barcelona Position Overview Analyst KYC / TBM (Know Your Client /Transaction Behaviour Monitoring) Diversity Statement: We build talented and diverse teams to drive business results. We welcome applications from talents from...


  • España Santander A tiempo completo

    Core Operations Analyst (Fund Admin) Country: Spain WHY YOU SHOULD CONSIDER THIS OPPORTUNITY At Santander ( www.santander.com ) we are key players in the transformation of the financial sector. Do you want to join us? Santander Asset Management is a global structure with strong local roots in Europe and Latin America. With presence in 11 countries, we...


  • España Santander A tiempo completo

    Assets & Liabilities Operations Accounting Control Expert (Openbank)We are the 100% digital bank of the Santander Group and we are currently undergoing a technological transformation and international expansion process. In 2017, we kicked off our relaunch plans and have been continuously expanding and growing ever since, especially when it comes to...


  • España Ebury A tiempo completo

    Junior Security Operations Analyst Malaga Office - Hybrid: 4 days in the office, 1 day working from home As a Junior Security Operations Analyst, you will work with senior team members to understand threats and risks, apply security measures, and leverage your advanced knowledge of security tools and cloud environments (AWS and GCP). This hands-on role...


  • España Dow Jones & Company, Inc. A tiempo completo

    Product Analyst - Operations in BARCELONA, SpainJob Description:Product Analyst - Operations is responsible for identifying and implementing best practices to optimize product operations and drive continuous process improvements. They will collaborate closely with cross-functional teams to streamline workflows, enhance efficiency, and elevate the overall...


  • España JPMorgan Chase & Co A tiempo completo

    JOB DESCRIPTIONWe are seeking a Vice President, who will report into the Lead of Global Regulatory Ops - Product Delivery to support the build-out of the new Regulatory Product Owner capability which is fundamental to the transformation of the Regulatory Change the Bank (CTB) model. In this role, you will partner with Product, Technology, Operations, and...


  • España Santander A tiempo completo

    SAN-Operations Delivery AnalystCountry : Spain Santander Asset Management is looking for a Operations Delivery Analyst , based in our Madrid office. WHY YOU SHOULD CONSIDER THIS OPPORTUNITY At Santander () we are key players in the transformation of the financial sector. Do you want to join us? Santander Asset Management is a global structure with strong...

  • Operations Analyst

    hace 7 días


    España IQVIA A tiempo completo

    We are seeking a dedicated Commercial Operations Analyst to support our Spanish business in all areas of opportunity management and operations. The successful candidate will provide vital support to our commercial and finance teams, ensuring opportunities are set up and processed correctly for timely revenue recognition and billing according to company...


  • España Arajet Airlines A tiempo completo

    Job Summary:Responsible for bridging the gap between business objectives and technical solutions, ensuring that software systems and platforms align with the unique operational and regulatory needs of the aviation sector. This role focuses on understanding, analyzing, and translating airline-specific business requirements (such as flight operations, crew...


  • España Dow Jones A tiempo completo

    Job Description: PRODUCT ANALYST – OPERATIONS Dow Jones Barcelona Job ID About Our Organization: Dow Jones is a global provider of news and business information, delivering content to consumers and organizations around the world across multiple formats, including print, digital, mobile and live events. Dow Jones has produced unrivaled quality content for...


  • España PronoKal Group - A Nestlé Health Science Company A tiempo completo

    PronoKal Group (A Nestlé Health Science Company) es un proveedor líder de programas de pérdida de peso supervisados por profesionales de la salud en el mercado europeo, con más de 700.000 pacientes tratados exitosamente en más de 14 países, durante más de 20 años.Buscamos talentos ambiciosos y motivados, que realmente puedan ayudar a escalar nuestro...


  • España Importante empresa A tiempo completo

    WHAT YOU'LL DO: As a Senior or Lead Knowledge Analyst (SKA/LKA) in a Client Focused role within BCG's Health Care Practice Area, focusing predominantly on regulatory topics within Biopharma Research & Development (R&D), you will work in a growing global team, delivering value to clients via individual expertise and/or institutionalized knowledge assets...


  • España Santander A tiempo completo

    Financial Crime Analyst Country: Spain Financial Crime Analyst at our Risk & Compliance team, developing all the FCC controls and acting as second line of defence. Pago Nxt Payments Services is a company wholly owned by Santander that is launching digital solutions to support international activities of companies and FIs (clients of SAN Units and open...

  • Operations Analyst

    hace 4 semanas


    España Instabee A tiempo completo

    About us In 2022, Instabee was founded after combining Instabox and Budbee - two leading last-mile delivery companies with three consumer-facing brands: Budbee, Instabox and Porterbuddy. Instabee serves millions of consumers across Europe with convenient deliveries and is on track to become the leading European e-commerce enabler. Always with the customer at...