Compliance Officer

hace 3 semanas

Barcelona, España Compliance Wise A tiempo completo

.ABOUT USWe are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries.With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the alternative, and join an organization where you progress on merit, where you can speak openly with whoever you are speaking to, and where you will be supported along whichever path you choose to take.Find out more about life at Alter Domus at careers.Alterdomus.Com We are currently looking for a Compliance Officer to work with our the Compliance and AML/CFT UK and Maltese teams to be based in SpainYOUR FUTURE RESPONSIBILITIES:As member of the Compliance Function, you will provide assistance and support to the Compliance Teams across EMEA of AD Group. You will report to report to Head of UK Compliance and work with the Malta Compliance and UK Compliance teams.You will be involved in the following tasks:
- Assist in ongoing monitoring of client relationships for AML/CFT monitoring purposes for both SPVs and Funds
- Assist in name matching on daily screening tool and review of hits;
- Assist in the review of client acceptance files, identify, assess and mitigate compliance risks and escalation of risks identified;
- Assist in undertakingsample checks on activities performed by the 1st line of defence and draft of reports
- Follow up of the outstanding documentation of the client files;
- Collecting figures/statistics to support local Compliance team
- Participation on projects for Malta and UK Compliance teams as required;
- Assist in the performance of the Compliance monitoring programme
- Assist in monitoring of transactions
- Contribute to the development of a Compliance framework and culture
- Other duties as required.YOUR PROFILE:
- 2 years plus experience in a Compliance and/or AML role in a financial service industry or an auditing firm or consultancy providing support to a financial service provider on Compliance or AML
- You have thorough understanding of Know Your Customer and knowledge of UK/European Compliance and AML related regulation
- You have a professional level of English (spoken and written)
- You have excellent analytical, organisational and reporting skills, and written communication skills. You are rigorous, learn quickly and strive for results
- You are able to work under pressure and meet tights deadlines.#LI-IR1#LI-HYBRIDWHAT WE OFFER:We are committed to supporting your development, advancing your career, and providing benefits that matter to you.Our industry-leading Alter Domus Academy offers six learning zones for every stage of your career, with resources tailored to your ambitions and resources from LinkedIn Learning

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