Compliance Officer
hace 4 semanas
¿Dónde vas a trabajar?
World-leading Fintech
¿Qué harás en tu nuevo puesto?
Spanish branch compliance frameworks to meet local regulatory obligations.Co-ordinate all Spanish branch regulator queries and audits/reviews.Manage local Spanish branch up streaming framework.Local branch adherence to policies, procedures and practices framed by Group compliance function, whilst assuring compliance with specific local Spanish legislation, rules and regulations.Timely and accurate completion and submission of Spanish branch regulatory returns.Complete customer on boarding and refresh reviews, client account queries.Customer payment queries and transaction monitoring alerting reviews.Complete 2nd line branch compliance monitoring reviews.Assist with general compliance tasks for the legal entity.¿A quién buscamos (H/M/D)? Experience working in a regulated firm or Audit/Advisory firm providing regulatory compliance services to regulated companies - essential.Experience working for a Regulator - essential.Good technical knowledge and understanding of EU regulations.Good knowledge and understanding of CNMV & Sepblac requirements for EMI/Payments Firms and/or MiFID firms.Diligent with excellent attention to detail.Good organisation and communication skills. ¿Cuáles son tus beneficios? Competitive salary (commensurate with experience)Discretionary bonus.25 days holiday.
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Compliance Officer
hace 2 semanas
Madrid, Madrid, España Morningstar Credit Ratings, Llc A tiempo completoBy accepting the content of this website, you consent to have the legal entitlement to gain access to this website.Compliance Officer - Sustainalytics page is loaded Compliance Officer - Sustainalytics Apply locations Amsterdam time type Full time posted on Posted 30+ Days Ago job requisition id AP The Role: Morningstar Sustainlytics is currently seeking a...
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Compliance Officer
hace 4 semanas
Madrid, Madrid, España Robert Walters A tiempo completoDesde Robert Walters Madrid estamos buscando un Compliance Officer para unirse a importante entidad financiera con oficinas en Madrid.Licenciatura/Grado en Derecho.Experiencia como Compliance Officer de al menos de 4 años.Experiencia trabajando con la CNMVCapacidad de adaptación, flexibilidad y trabajo en equipo.Inglés muy alto (C1).Retribución según...
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Compliance Officer
hace 3 meses
Madrid, Madrid, España Robert Walters A tiempo completoDesde Robert Walters Madrid estamos buscando un Compliance Officer para unirse a importante entidad financiera con oficinas en Madrid.Licenciatura/Grado en Derecho.Experiencia como Compliance Officer de al menos de 4 años.Experiencia trabajando con la CNMVCapacidad de adaptación, flexibilidad y trabajo en equipo.Inglés muy alto (C1).Retribución según...
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Compliance Officer
hace 2 semanas
Madrid, Madrid, España Page Personnel España A tiempo completoImplementar y supervisar las políticas y procedimientos de cumplimiento. Realizar auditorías internas para garantizar el cumplimiento de las normas. Coordinar con otros departamentos para resolver problemas de cumplimiento. Preparar informes de cumplimiento para la gerencia. Proporcionar formación en cumplimiento a los empleados. Investigar cualquier...
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Compliance Officer
hace 2 semanas
Madrid, Madrid, España Morningstar A tiempo completoBy accepting the content of this website, you consent to have the legal entitlement to gain access to this website. Compliance Officer - Sustainalytics page is loaded Compliance Officer - Sustainalytics Apply locations Amsterdam time type Full time posted on Posted 30+ Days Ago job requisition id AP The Role: Morningstar Sustainlytics is currently seeking a...
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Compliance Officer
hace 4 semanas
Madrid, Madrid, España Michael Page A tiempo completoWorld-leading Fintech is looking for a Compliance Officer |with experience in AML/CTF/FS Frameworks and regulatory reporting.About Our ClientWorld-leading FintechJob DescriptionSpanish branch compliance frameworks to meet local regulatory obligations.Co-ordinate all Spanish branch regulator queries and audits/reviews.Manage local Spanish branch up streaming...
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Compliance Officer
hace 2 semanas
Madrid, Madrid, España Michael Page A tiempo completoWorld-leading Fintech is looking for a Compliance Officer |with experience in AML/CTF/FS Frameworks and regulatory reporting.About Our ClientWorld-leading FintechJob DescriptionSpanish branch compliance frameworks to meet local regulatory obligations.Co-ordinate all Spanish branch regulator queries and audits/reviews.Manage local Spanish branch up streaming...
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Compliance Officer
hace 4 semanas
Madrid, Madrid, España Michael Page A tiempo completoWorld-leading Fintech is looking for a Compliance Officer |with experience in AML/CTF/FS Frameworks and regulatory reporting.About Our ClientWorld-leading FintechJob DescriptionSpanish branch compliance frameworks to meet local regulatory obligations.Co-ordinate all Spanish branch regulator queries and audits/reviews.Manage local Spanish branch up streaming...
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Group Compliance Officer
hace 2 semanas
Madrid, Madrid, España Atradius A tiempo completoAtradiusThe Atradius Group provides trade credit insurance, surety and collections services worldwide, and has a presence through 160 offices in 52 countries. The products offered by Atradius protect companies around the world against the default risks associated with selling goods and services on credit.Department DescriptionThe Group Compliance Officer is...
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curso superior de compliance officer
hace 2 semanas
Madrid, Madrid, España Cursosypostgrados A tiempo completoCurso Superior de Compliance Officer Online | Cursos Derecho Legal y Empresarial Derecho Empresarial Curso Superior de Compliance Officer x Acceso a una bolsa de empleo gestionada por Randstad. Lugar/Modalidad: Presencial en Todas las Provincias de España También en Modalidad: Online Duración: 24 Meses 300 Horas Fechas: Modalidad Abierta SOLICITA...
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Compliance Officer
hace 2 semanas
Madrid, Madrid, España Grupo IskayPet A tiempo completoDescripción:Buscamos un/una Compliance Officer para Grupo IskayPet, con reporte directo a la Chief Legal Officer, para que se incoprore en nuestras oficinas de Madrid o MálagaLa persona que ocupe la posición realizará las siguientes funciones:Liderazgo del Proyecto de Corporate Defense y garante del Modelo de Cumplimiento, Prevención y Riesgos Penales...
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Compliance Officer
hace 2 semanas
Madrid, Madrid, España Triodos Spain A tiempo completoFollow your heart. Use your head.Money always sets things into motion. At Triodos Bank, with our 1,700 co-workers, we are making money work for positive societal change. Inspired by this mission, for 40 years we have been financing businesses, organisations and projects that seek to achieve positive change in societal, environmental and cultural domains. We...
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Regulatory Compliance Officer
hace 2 semanas
Madrid, Madrid, España Evolution A tiempo completoCompany DescriptionEvolution Gaming is the world's leading provider of video-streamed Live Casino solutions, delivering world-class, 'as real as it gets' live dealer gaming to our licensees, which include many of the world's best-known gaming brands.Our services, which allow licensees' players on desktop, tablet and smartphone to play Live Casino games at...
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Junior Compliance Officer
hace 2 semanas
Madrid, Madrid, España BIG - Banco de Investimento Global A tiempo completoDescription:Banco de Investimento Global (BiG) is an independent Iberian digital bank. Our aim is to provide the best saving and investment solutions to our clients.BiG's Compliance team assists business units in developing safe and sustainable services to our customers, ensuring that BiG complies with all applicable regulations.BiG is recruiting a junior...
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Compliance Officer
hace 2 semanas
Madrid, Madrid, España AXA Partners A tiempo completoWe are currently seeking our next Compliance Officer to join AXA Partners in Spain. This key role involves working closely with the central Compliance team and the Head of Compliance IPA SA to uphold ethical standards, ensure adherence to regulations, and implement AXA Group policies.Key Responsibilities: Adapt documentation from central team to local laws...
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Chief Compliance Officer
hace 2 semanas
Madrid, Madrid, España PageExecutive A tiempo completoImportante multinacional Proyecto en crecimientoAbout Our Client:Importante multinacional Definir el nível de conocimiento necesario en compliance para todos los miembros de la organización, tanto de plan de compliance como de normativas aplicables (externas e internas). Asistir en la elaboración del plan de compliance y en las subsiguientes...
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Compliance Officer
hace 2 semanas
Madrid, Madrid, España Société Générale A tiempo completoResponsibilities:The Société Générale Group has been in Spain since 1906 offering retail banking products until 1992. Since 1992, the Group changed its focus to Corporate and Investment Banking, Asset Management and Banking Services. Today, the Group is one of the major actors on the Spanish market.Mission:Compliance Officer covering compliance...
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Senior Compliance Officer
hace 2 semanas
Madrid, Madrid, España UBS A tiempo completoJoin us in an exciting position working as Wealth Management Compliance Officer at Credit Suisse (UBS Group).You will be also responsible for:- Providing compliance coverage, advice and subject matter expertise in key areas such as Tax Compliance Topics (i.e., FATCA, Common Reporting Standards, Qualified Intermediary and Global Tax Compliance Monitoring).-...
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Senior Compliance Officer
hace 2 semanas
Madrid, Madrid, España Ubs A tiempo completous in an exciting position working as Wealth Management Compliance Officer at Credit Suisse (UBS Group).You will be also responsible for:Providing compliance coverage, advice and subject matter expertise in key areas such as Tax Compliance Topics (i.e., FATCA, Common Reporting Standards, Qualified Intermediary and Global Tax Compliance Monitoring).Providing...
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Consultor de Compliance
hace 4 semanas
Madrid, Madrid, España CBRE A tiempo completoConsultor de Compliance Job ID Posted 12-Apr- Service line Corporate Segment Role type Full-time Areas of Interest Legal Location(s)Madrid - Madrid, Comunidad de - Spain Título del puesto: Consultor de Compliance Lugar de trabajo: Madrid Contrato: Indefinido (con periodo de prueba de 6 meses)Disponibilidad: inmediata Remuneración: según valía del...