Compliance Manager Spain and Italy

hace 1 semana

Madrid, Madrid, España CMC Markets A tiempo completo
Role & Responsibilities

  • Management of the Compliance function for Spain and Italy, ensuring there is a robust and proportionate systems and controls framework in place to manage regulatory risk, including in relation to the prevention of financial crime


 The Compliance Manager
  • Spain & Italy, will act as Deputy MLRO for the Spain Branch before Sepblac.
  • Keep abreast of regulatory developments in Spain and Italy. Assess applicability, propose and project manage solutions through to implementation in a timely manner
  • Ensure the continued development of documentation, including policies, procedures and frameworks in line with the changing regulatory environment


 The Compliance Manager
  • Spain & Italy will manage project work dependent on thematic regulatory topics, business projects or BAU
  • Cultivate a strong relationship with regulators and auditors, managing interaction and dialogue
  • Respond to regulatory queries/requests and consultation papers as they apply
  • Maintain strong working relationships with key departments across the Group
  • Work with the business units to develop a good understanding of their strategy, services and products
  • Manage regulatory audits and address regulatory findings


 The Compliance Manager
  • Spain & Italy will execute and continue to enhance the monitoring programme, identifying findings and developing solutions to resolve them
  • Maintain adequate oversight and ensure regulatory reporting obligations are fulfilled
  • Provide advice/guidance to the business on key areas of Compliance and Financial Crime
  • Assist the department in maintaining adequate records
  • Take all reasonable steps to ensure appropriate confidentiality
  • Liaise when necessary with external parties including industry bodies
  • Escalate any findings, concerns, issues and manage through to resolution


 The Compliance Manager
  • Spain & Italy will design and deliver any required bespoke compliance training to staff, focusing on key aspects of the business and current regulatory issues
  • Provide a strong lead in the proactive support of the risk process within the region to identify, assess, treat, report; monitor risks promoting a strong risk culture
  • Maintain personal/professional development to meet the changing demands of the role, including all relevant regulatory and legislative training
  • Provide sufficient management information in order to allow the board and management visibility of Compliance and Financial Crime
  • Act as the contact person for all Financial Crime queries and issues

Key Skills & Experience:


 The Compliance Manager
  • Spain & Italy, will have deep knowledge of EU regulatory environments, associated laws and industry standards, including investment & capital markets compliance regulations, market abuse, conflicts of interest, conduct rules and antimoney laundering.
  • Proven success in designing and implementing effective Compliance Programs in the financial services industry
  • Proven success in developing strategy and turning it into tangible action plans.


 The Compliance Manager
  • Spain & Italy will have experience of leading a team, including remote team members, managing and rewarding performance and developing talent.
  • Excellent verbal and written communication skills (Spanish, Italian and English) with individuals and groups at all levels of an organization, in all settings.
  • Experience presenting to and advising senior leadership; capable of producing leadershiplevel presentations and reports
  • Good communication skills with the ability to motivate others
  • Problemsolving and decisionmaking skills, with the ability to analyse complex information to identify the key issue/action and drive resolution

  • Sales Manager France,Spain,Italy,Portugal

    hace 1 semana

    Madrid, Madrid, España Mujin US A tiempo completo

    Are you ready to shape the future of industrial robotic systems? Mujin, the trailblazer for industrial robotic systems for production and distribution environments, is expanding its reach to Europe and establishing its headquarters in Eindhoven. Be at the forefront of groundbreaking automation technology projects that challenge your skills and push the...

  • Tax Compliance Services Representative

    hace 1 semana

    Madrid, Madrid, España Sovos Compliance A tiempo completo

    Build your future with Sovos.If you are looking for an opportunity where career-minded professionals can achieve success while bringing their best and whole selves to work each day, Sovos may be the company you have been looking for. Employees at Sovos operate on the leading edge of digital technology while working to improve lives and the communities in...

  • Legal & Compliance Manager, Spain & France

    hace 1 semana

    Madrid, Madrid, España Mindray A tiempo completo

    Legal & Compliance Manager (Medical Devices)Location: Madrid, Spain | Creteil, FranceBased in Madrid, Spain or Creteil, France_Highly Competitive Salary + Excellent Benefits + Career Enhancement__Reporting to General Counsel, Europe_Become part of one of the fastest growing med-tech companies globally.As part of our continued meteoric success story, we have...

  • Manager Compliance

    hace 1 semana

    Madrid, Madrid, España AMEX A tiempo completo

    A Great Opportunity at American ExpressJoining Team Amex means being part of a global community committed to supporting customers and colleagues. American Express values recognition, leadership, and integrity in every colleague, ensuring a rewarding career journey with benefits and flexibility.Position Overview - International Regulatory Compliance Team in...

  • Ethics & Compliance Manager - Southern Europe

    hace 1 semana

    Madrid, Madrid, España JLL A tiempo completo

    JLL supports the Whole You, personally and professionally.About JLLWe're JLL. We're a professional services and investment management firm specializing in real estate. We help organizations around the world achieve their ambitions by owning, occupying and investing in real estate.We're a Fortune 500 company. We work across 80 countries, in 280 different...

  • Data Privacy And Compliance Manager

    hace 1 semana

    Madrid, Madrid, España Rheinmetall Expal Munitions S.A.U. A tiempo completo

    Data Privacy and Compliance Manager (M/F/d)*Rheinmetall Expal Munitions S.A.U. in MadridRheinmetall / Data Privacy and Compliance Manager (M/F/d)Ref.Nr:- ES00041 Modalidad de contratación: Tiempo Completo Tipo de contrato: Contrato PermanentePARA QUÉ LE BUSCAMOSDesde Rheinmetall Expal Munitons, buscamos un Responsable de Protección de Datos y Compliance...

  • Compliance Manager

    hace 1 semana

    Madrid, Madrid, España Amadeus A tiempo completo

    Job TitleCompliance ManagerAt Outpayce, our goal is to deliver smooth, end-to-end travel payments experiences by helping our customers and travelers to benefit from new advances in payments, more quickly across the entire journey.As a wholly-owned Amadeus company, we combine Amadeus' reliability, knowledge and technological innovation with Outpayce's hunger...

  • Compliance Manager

    hace 1 semana

    Madrid, Madrid, España Amadeus A tiempo completo

    Job TitleCompliance ManagerAt Outpayce, our goal is to deliver smooth, end-to-end travel payments experiences by helping our customers and travelers to benefit from new advances in payments, more quickly across the entire journey.As a wholly-owned Amadeus company, we combine Amadeus' reliability, knowledge and technological innovation with Outpayce's hunger...

  • Lead Compliance – Madrid

    hace 1 semana

    Madrid, Madrid, España Admiral Seguros A tiempo completo

    ResponsibilitiesTo assist AECS head of Compliance in the following duties.Gathering compliance information with a critical view for onward reporting and performing compliance review.Following up on compliance and other areas recommendations.Creation of new or amendment of existing policies, procedures and processes whilst taking a holistic approach of the...

  • Data Privacy and Compliance Manager

    hace 1 semana

    Madrid, Madrid, España Rheinmetall Expal Munitions S.A.U. A tiempo completo

    Data Privacy and Compliance Manager (M/F/d)Rheinmetall Expal Munitions S.A.U. in Madrid Rheinmetall- /- Data Privacy and Compliance Manager (M/F/d) RefNr:- ES00041 Modalidad de contratación:- Tiempo Completo Tipo de contrato:- Contrato PermanentePARA QUÉ LE BUSCAMOSDesde Rheinmetall Expal Munitons, buscamos un Responsable de Protección de Datos y...

  • Regional Compliance Officer, Spain

    hace 1 semana

    Madrid, Madrid, España Dojo A tiempo completo

    ES Madrid Legal & Compliance Ireland Jan RCreating a more diverse, equitable and inclusive DojoDojo's 150,000+ customers reflect the diversity of the UK High Street. Building teams with diverse backgrounds that are representative of the customer base which we serve is fundamental to creating innovative products at Dojo. Whoever you are, if you're passionate...

  • Compliance Manager

    hace 1 semana

    Madrid, Madrid, España AMREST A tiempo completo

    WE ARE LOOKING FOR AN COMPLIANCE MANAGER***About AmRest GroupJob PurposeIn this role, you will directly support the Group Compliance Director in implementing and monitoring our compliance model, conducting risk assessments, and leading investigations into compliance-related issues.You will have an impact on the creation and implementation of our compliance...

  • Legal & Compliance Counsel - Spain

    hace 1 semana

    Madrid, Madrid, España Unilabs A tiempo completo

    The Legal Compliance Counsel Spain will report to the Head of Legal & Compliance Western Europe & Latin America and will have 1 direct report (Local Data Protection Officer). The scope of this position is to support Spanish Unilabs business structure.Legal reponsibilities:Drafting, reviewing, and negotiating commercial, development, partnerships,...

  • Legal & Compliance Counsel - Spain

    hace 1 semana

    Madrid, Madrid, España Unilabs A tiempo completo

    The Legal Compliance Counsel Spain will report to the Head of Legal & Compliance Western Europe & Latin America and will have 1 direct report (Local Data Protection Officer). The scope of this position is to support Spanish Unilabs business structure.Legal reponsibilities:Drafting, reviewing, and negotiating commercial, development, partnerships,...

  • Manager Compliance

    hace 1 semana

    Madrid, Madrid, España American Express A tiempo completo

    You Lead the Way. We've Got Your Back.With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you create a career...

  • Manager Compliance

    hace 3 semanas

    Madrid, Madrid, España American Express A tiempo completo

    You Lead the Way. We've Got Your Back.With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you create a career...

  • Recruiter - Italy & Spain

    hace 1 semana

    Madrid, Madrid, España AECOM A tiempo completo

    Company DescriptionAt AECOM, we're delivering a better world.We believe infrastructure creates opportunity for everyone. Whether it's improving your commute, keeping the lights on, providing access to clean water or transforming skylines, our work helps people and communities thrive.Our clients trust us to bring together the best people, ideas, technical...

  • Recruiter - Italy & Spain

    hace 1 semana

    Madrid, Madrid, España AECOM A tiempo completo

    Company DescriptionAt AECOM, we're delivering a better world.We believe infrastructure creates opportunity for everyone. Whether it's improving your commute, keeping the lights on, providing access to clean water or transforming skylines, our work helps people and communities thrive.Our clients trust us to bring together the best people, ideas, technical...

  • Legal & Compliance Counsel - Spain

    hace 1 semana

    Madrid, Madrid, España Unilabs A tiempo completo

    The Legal Compliance Counsel Spain will report to the Head of Legal & Compliance Western Europe & Latin America and will have 1 direct report (Local Data Protection Officer). The scope of this position is to support Spanish Unilabs business structure.Drafting, reviewing, and negotiating commercial, development, partnerships, joint-ventures agreementsSupport...

  • Legal & Compliance Counsel - Spain

    hace 1 semana

    Madrid, Madrid, España Unilabs A tiempo completo

    The Legal Compliance Counsel Spain will report to the Head of Legal & Compliance Western Europe & Latin America and will have 1 direct report (Local Data Protection Officer). The scope of this position is to support Spanish Unilabs business structure.Legal reponsibilities: Drafting, reviewing, and negotiating commercial, development, partnerships,...