Compliance Risk Officer

hace 23 horas

Madrid, Madrid, España Julius Baer A tiempo completo

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together.

TThe Compliance Risk Officer is part of the Compliance Consolidated Supervision (CCS) Competence Center. This mission aims at supporting the CCS team mainly for the performance of Compliance controls, periodical and thematic reviews. The Compliance Consolidated Supervision Competence Center is active in all areas where BJBE needs to maintain the ongoing compliance with the applicable regulations, which are under the Compliance framework, this includes AML/CTF, Tax Compliance, Sanctions & Embargoes, Fraud, MiFID 2, IDD, Market Abuse, CoI, etc… The mission of Compliance is to support the Senior Management in ensuring compliance with external and internal regulations by actively managing regulatory and reputational risksYOUR CHALLENGE

General/ Compliance Culture

  • Preparing all documents required by Internal and External auditors

  • Complying with the BJBE standards, processes and controls in line with the regulatory framework as well as with the supervisor's and auditor's requirements

  • Ensuring excellent and evolving knowledge of all European regulations applicable to BJBE, industry best practice and in-house policies and procedures

  • Get an insight in relevant departments (e.g. Legal, Risk Management, Product Management or Relationship Management) in order to get to know the interfaces and to understand the business model of the bank as well as the respective responsibility of compliance ("2nd Line of Defence")

  • Stay updated on any regulatory changes with relevance to regulatory compliance

  • Communicating effectively and efficiently with all the required departments within the Bank, with the local management as well as all other parties

  • Participate in compliance related projects

Compliance Programme

  • Performing regulatory compliance controls as per the BJBE Compliance control plan

  • Participating to the BJBE risk assessment and the Compliance risk assessment

  • Performing thematic reviews

  • Preparing regular and ad-hoc reports for BJBE Management and Compliance Head Office with regard to the execution of compliance activities and respective outcomes

  • Providing advice and support to Front Officers on CCS matters

YOUR PROFILEPersonal and social

  • Ability to deep dive and tackle topics "hands on" when required

  • Able to communicate with impact as well as build and maintain sound relationships with stakeholders locally and globally

  • Strong ability to work solution oriented with a pragmatic approach

  • Strong hands-on mentality which allows you to react flexible on ad-hoc requirement

  • Detail oriented and demonstrate a high readiness of mind

  • Ability to work under pressure, autonomously and within a team

  • Excellent analytical skills and resilience

  • Strong negotiator

Professional and Technical

  • Bachelor's degree in Economics, Legal or Compliance or equivalent

  • Minimum 2 years professional experience as a Compliance Officer ("2nd Line of Defence") or a similar position in a Compliance Department of a Bank or in the Financial Sector, preferably in Private Banking

  • Experience in Private Banking and/or in an internationally reputable consulting / audit firm

  • Good understanding of Luxembourg and European laws and regulations relevant to private banking activity

  • Excellent verbal and writing skills in English to prepare clear, concise reports with minimal supervision; every further foreign language would be an added advantage

We are looking forward to receiving your full job application through our online application tool. Further interesting job opportunities can be found on our Career site.

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