Junior Compliance Officer

hace 4 horas

Madrid, Madrid, España JUST ONE A tiempo completo

For a Multinational Financial Group.

The candidate should have a Law degree with a minimum 2 years of experience in compliance and data protection within international finance organizations or law firms. English level B2 or higher

Compliance

  • Identify and analyse new laws and regulations relevant to the business
  • Update & write internal compliance policies & procedures related with Compliance
  • Extraction of data and provide information for filling compliance reports and external/internal audits
  • To contribute and complete Risk Assessment exercise demanded by the Group
  • Update code of conduct and ethics for the entity
  • Contribution during departmental team meetings for discussing & raising awareness of compliance topics

Permanent Supervision

  • To support the completion of controls assigned to the Compliance department
  • To contribute and provide information to LO2D2, including the follow up the action plan

GDPR

  • Inform, educate, and spread a "privacy" culture
  • Update & write internal policies & procedures related
  • Analyse, investigate, audit, control related with the data protection policy
  • Maintain records with appropriate audit trails to be used as support during internal and external audits and regulatory examinations
  • Coordinate the relation with the auditors, managing the process of the external audit. Discuss and argue the recommendations proposed, and design and implement the action required across the entity

Compliance Penal

  • Update & write internal policies & procedures related
  • Follow and complete Compliance Penal requirements at the entity
  • Promote staff awareness of the regulation
  • Coordinate the relation with the legal department

Anti-Money Laundering & Other risk factors

  • Perform customer and third parties identification following group procedures and Spanish regulation, understanding
  • the transaction, accurately suspicious activities, review necessary documentation, evaluate AML rating analysing risk and compliance issues related to the deal structure
  • Designed and presented files to the Business Line & Group for advanced investigation by documenting findings
  • Support and advice IT tool in order to ensure that the platform is compliance with local legal requirements and the controls needed are implemented
  • Participate in the analysis and reporting of suspicious transactions and reputation risk
  • Anti-money laundering and embargoes and sanctions regulations

Requirements

  • Law degree and High level of English (spoken and written fluent)
  • Knowledge of rules and legislation, especially those relating to Compliance and AMLFT

Benefits

  • Competitive compensation package
  • Career development and growth opportunities

  • Compliance Officer

    hace 1 semana

    Madrid, Madrid, España Satispay A tiempo completo

    Compliance Officer (Investment Products)Please note that this opportunity requires relocation to our Luxembourg office.About SatispaySatispay was born to revolutionise everyday payments – making them simple, fair, and accessible to everyone. Now, the focus has moved even further, aiming to shape the future of money.We're a movement empowering millions of...

  • Trust & Compliance Officer - Crypto

    hace 1 semana

    Madrid, Madrid, España Career Renew A tiempo completo

    Career Renew is recruiting for one of its clients a  Trust & Compliance Officer - Crypto - this is a fully remote position for EU based candidates.Join a stellar team of leaders and experts in blockchain technology, cryptography, infrastructure, and security to build the backbone of blockchain wallet infrastructure for the next financial era. We are hiring...

  • Compliance Officer – OTF – Madrid

    hace 1 semana

    Madrid, Madrid, España Braemar A tiempo completo

    The OpportunityWe are seeking an experienced and proactive Compliance Officer to support the launch and oversight of a newly established Organised Trading Facility (OTF) in Spain. This is a full-time position based in Spain, reporting to the Group Head of Compliance. The successful candidate will hold or be eligible to obtain any required regulatory...

  • Local Compliance Officer

    hace 1 semana

    Madrid, Madrid, España Lombard Odier & Cie A tiempo completo

    A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices...

  • Compliance Officer

    hace 2 semanas

    Madrid, Madrid, España Sofinco España A tiempo completo

    * IMPRESCINDIBLE ADJUNTAR CV¿Te imaginas una financiera transparente, que fuera responsable y explicara perfectamente sus productos, sin dejar lugar a dudas? Sería genial, ¿verdad? Pues así es Sofinco, la nueva financiera responsable y transparente.Sofinco es la entidad en España que pertenece al Grupo Crédit Agricole Personal Finance & Mobility,...

  • Local Compliance Officer

    hace 1 semana

    Madrid, Madrid, España Lombard Odier Group A tiempo completo

    A career atLombard Odiermeans working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices...

  • Compliance & Risk Officer

    hace 1 semana

    Madrid, Madrid, España Securitize A tiempo completo

    Securitize, the leader in tokenizing real-world assets with $3.7B+ AUM (as of May 5, 2025), isbringing the world on-chain through tokenized funds in partnership with top-tier asset managers,such as Apollo, BlackRock, Hamilton Lane, KKR, and others. Securitize, through itssubsidiaries, is a SEC-registered broker dealer, digital transfer agent, fund...

  • Legal & Compliance Junior

    hace 1 semana

    Madrid, Madrid, España Incus Capital A tiempo completo

    Position OverviewThe Legal & Compliance Junior position supports the Legal & Compliance team in day-to-day legal and compliance activities. The role provides hands-on exposure to AML, regulatory compliance, corporate documentation, and due diligence processes, while offering the opportunity to learn and develop within an international...

  • IMA Compliance Internship

    hace 2 días

    Madrid, Madrid, España AXA A tiempo completo

    International Markets (IMa) brings together AXA markets in Latin America, Africa, Türkiye, Middle East and Southeast Asia with the determined and exciting ambition to create strong sustainable and profitable growth.Driven by our culture, International Markets strengthens, energizes and develops innovative solutions and capabilities tailored to the diverse...

  • MiFID Markets Compliance Officer

    hace 1 semana

    Madrid, Madrid, España Convera A tiempo completo

    In this role, you will helppromote a sound conduct and regulatory culture across Convera, by applying your knowledge of Markets in Financial Instruments Directive (MIFID), European Market Infrastructure regulation (EMIR) andESMAstandards, Packages Retail Investment Services (PRIIPS), Payment Service directive (PSD) and EU Anti-Money Laundering Regulations...