Auditor, Afc Remediation

hace 2 semanas

Madrid, España Deutsche Bank A tiempo completo

The role reports to the Principal Audit Manager (PAM) for Anti-Financial Crime Remediation & Obligation Management (AFC ROM) in Jacksonville, who in turn reports to the Head of GA AFC Remediation & Obligation Management based in Frankfurt and Chief Auditor for AFC based in New York.

**Your Key Responsibilities**:
The Auditor is responsible for working with the AFC ROM PAM on the validation book of work including Obligations/Enforcement Actions and Group Audit Findings. The core responsibilities of the role are:

- Assess finding validations by conducting walkthroughs, identify risks and controls, prepare a test plan, and conclude if the finding was remediated with some PAM supervision.
- Support the AFC ROM PAM by liaising with other Audit colleagues in GA AFC and ‘Front-to-Back’ audit teams to identify Obligations/Findings themes to ensure holistic and effective validation approach.
- Where necessary, challenge stakeholders (both within GA and across the wider firm) with the support of AFC ROM PAM to ensure that GA maintains the highest standard of professional practice, and to ensure that the firm fulfils its regulatory requirements.
- Partner with relevant stakeholders (e.g. AFC Delivery Assurance, Finding Owners) to provide effective communication regarding the validations they own.
- Keep abreast of regulatory and audit related developments in the industry and ensure effective communication to enhance regulatory knowledge throughout the wider GA team.
- Escalate key emerging risks to senior management through the appropriate forums - such as ad hoc communications, monthly/quarterly control reports, and management meetings

**Your Skills and Experience**:

- Bachelor's degree in Accounting, Finance or related discipline. Advanced Degree (e.g., Masters, Juris Doctor) and professional certification (e.g., CPA, CIA, CAMS, CFE, etc.) preferred.
- Experience working in an audit function within the financial services industry is a plus or experience working on audit assignments within a fast-paced business environment.
- Knowledge of AFC regulatory requirements or ability to quickly learn. General understanding of the AFC risk and control environment within the financial services industry.
- Experience of dealing directly with stakeholders would be an advantage
- Excellent verbal and written communication skills, with the ability to articulate complex issues/data simply and clearly.

Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.

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