AML/KYA, Portfolio Management and compliance duties.
hace 6 días
AML/KYA Officer (f/m/d)Role Location: Valencia (Spain)Department: Portfolio ManagementEmployment Type: PermanentFundRock, a pan‑European independent UCITS and AIFM company operating under Apex Group, invites applications for an AML/KYA Officer. The role supports the Portfolio Management team in performing KYA/AML assessments on assets for Alternative Investment Funds (AIFs) spanning Private Equity, Real Estate and Private Debt.Job SpecificationReview and screen counterparties in internal databases.Work closely with investment advisors to assess KYC/AML information and follow up for missing data.Maintain KYC information in the AIFM records.Collaborate with the Compliance team to resolve escalated issues.Manage outstanding queries, investigations and requests.Assist management in setting up and maintaining internal KPIs, KYC/AML and risk‑rating tools.Monitor innovations in KYA, regulatory obligations and industry standards.Own and drive improvements to existing processes to enhance client experience.Coordinate the KYA effort with junior members.Escalate urgent, sensitive matters appropriately to Portfolio Management and/or Compliance.Act as a point of escalation for the Portfolio Management Team on any AML/KYC related queries.ProfileUndergraduate degree.At least 2 years’ experience in compliance and/or AML/KYC, ideally in the investment funds industry.Strong understanding of AML/KYC importance for an AIFM.Relevant industry training courses or certifications.Fluent in English; knowledge of French and/or German considered an asset.Proficient with Microsoft Office Word, Excel and PowerPoint; Factiva experience an asset.Excellent communication skills and a can‑do attitude.Ability to think constructively, manage workload proactively and work independently while collaborating with team members.Exceptional attention to detail.Committed to continuous professional development.Self‑motivated and adaptable.Integrity and high professional ethics.Quick grasp of complex issues and new concepts.BenefitsAs part of our global network we offer education support, sponsorship and in‑house training programs, alongside a competitive salary and a welcoming, diverse workplace culture.Apply by emailing or .Disclaimer: Unsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.#J-18808-Ljbffr
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Valencia, España Apex Group Ltd A tiempo completoAML/KYA Officer (f/m/d) Role Location: Valencia (Spain) Department: Portfolio Management Employment Type: Permanent FundRock, a pan‑European independent UCITS and AIFM company operating under Apex Group, invites applications for an AML/KYA Officer. The role supports the Portfolio Management team in performing KYA/AML assessments on assets for Alternative...
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