Head of Compliance.

hace 2 meses


Centro, España Winning A tiempo completo

Winning Consulting somos una empresa de consultoría que ofrece servicios de consultoría, formación, dotación de personal e investigación. Apoyamos a nuestros clientes en la búsqueda de soluciones innovadoras y sostenibles, desde la aplicación del conocimiento científico en la resolución de complejos problemas de gestión hasta la transformación digital y tecnológica dentro de las organizaciones.¿Tienes entre 8 y 10 años de experiencia trabajando en una firma regulada o en una firma de auditoría/asesoramiento que brinda servicios de cumplimiento normativo a empresas reguladas?¿Has tenido experiencia trabajando en un Regulador?Este rol requiere experiencia en marcos ALD/CTF/FS, tareas operativas, informes de gestión y de la junta directiva, informes regulatorios.Las responsabilidades incluyen:Desarrollar y mantener los marcos de cumplimiento de las sucursales españolas de MTL para cumplir con las obligaciones regulatorias locales.Coordinar todas las consultas y auditorías/revisiones del regulador español de sucursales.Gestionar el marco de upstreaming de sucursales locales en España.Asegurar la adhesión de la sucursal local a las políticas, procedimientos y prácticas enmarcadas por MTL y la función de cumplimiento del Grupo, asegurando al mismo tiempo el cumplimiento de la legislación, normas y regulaciones locales específicas españolas.Realizar y presentar de manera oportuna y precisa las declaraciones regulatorias de las sucursales españolas de MTL.Completar revisiones de incorporación y actualización de clientes, consultas de cuentas de clientes.Gestionar consultas de pagos de clientes y realizar revisiones de alertas de seguimiento de transacciones.Completar revisiones de monitoreo de cumplimiento de sucursales de segunda línea.Asistir con tareas generales de cumplimiento para la entidad legal MTL.Qué estamos buscando / Habilidades que te ayudarán en el rol:Buenas habilidades de organización y comunicación.Buen conocimiento técnico y comprensión de la normativa de la UE.Buen conocimiento y comprensión de los requisitos de la CNMV y del Sepblac para EMI/Empresas de Pagos y/o empresas MiFID.Diligente con excelente atención al detalle.
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