Compliance & AML Specialist
hace 2 semanas
Compliance Officer (Investment Products) Please note that this opportunity requires relocation to our Luxembourg office. As a Compliance Officer (Investment Products), you’ll play a key role in ensuring our compliance with all applicable regulations, particularly within the investment products landscape. Compliance Framework - Support the Compliance Officer in charge of the Compliance function in implementing and maintaining a robust Compliance Monitoring Programme to ensure adherence to all applicable regulations. Perform second-line of-defense controls, highlight weaknesses, and issue recommendations. Risk Management - Identify, assess, and mitigate compliance risks associated with existing and new investment products, including the specific risks presented by crypto-assets. Support the management of compliance incidents. Horizon scanning and Advisory - Monitor changes in laws and regulations and advise the Authorised Management and the Product teams on business impacts. Policies and procedures framework - Assist in drafting, updating, and maintaining compliance policies. Regulatory reporting - Support in timely and accurate regulatory reporting, including the CSSF annual questionnaire on financial crime. Interaction with regulators and auditors - Support interactions with regulators on matters related to investment services, inspections, and periodic updates. Training - Assist in developing and help deliver compliance training programs for employees. Reporting - Support in drafting regular reports on Compliance matters to the Authorised Management and Board of Directors. Compliance experience – 3‑5 years in a regulated financial institution (e.g.,
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Compliance & AML Specialist
hace 2 semanas
Madrid, España Lombard Odier A tiempo completoA career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices...
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Compliance & AML Specialist
hace 2 semanas
Madrid, España The BIG Jobsite A tiempo completoA career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices...
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Compliance & AML Specialist
hace 1 semana
Madrid, España Lombard Odier A tiempo completoA career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25...
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Compliance & AML Officer
hace 1 semana
Madrid, España Lombard Odier A tiempo completoA career atLombard Odiermeans working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25 offices...
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Compliance & AML Officer
hace 2 semanas
Madrid, España Lombard Odier A tiempo completoA career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus on sustainable investing. An innovative bank of choice for private and institutional clients, our independently owned Firm is one of the best-capitalised banking groups in the world, managing close to CHF 300 billion and operating from over 25...
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Compliance, AML
hace 2 semanas
Madrid, España Solcasino A tiempo completoCompliance, AML & Responsible Gaming Counsel Solcasino es una de las plataformas de juego online regulado con mayor crecimiento en España. En un sector altamente regulado, nuestra actividad exige un estricto cumplimiento normativo, una gestión eficiente de los riesgos operativos y un sistema robusto de prevención de blanqueo de capitales y fraude....
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Compliance, AML
hace 2 semanas
Madrid, España Solcasino A tiempo completoCompliance, AML & Responsible Gaming Counsel Solcasino es una de las plataformas de juego online regulado con mayor crecimiento en España. En un sector altamente regulado, nuestra actividad exige un estricto cumplimiento normativo, una gestión eficiente de los riesgos operativos y un sistema robusto de prevención de blanqueo de capitales y fraude....
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Compliance, AML
hace 2 semanas
Madrid, España Solcasino A tiempo completoCompliance, AML & Responsible Gaming Counsel Solcasino es una de las plataformas de juego online regulado con mayor crecimiento en España. En un sector altamente regulado, nuestra actividad exige un estricto cumplimiento normativo, una gestión eficiente de los riesgos operativos y un sistema robusto de prevención de blanqueo de capitales y fraude....
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Compliance, AML
hace 2 semanas
Madrid, España Solcasino A tiempo completoCompliance, AML & Responsible Gaming CounselSolcasino es una de las plataformas de juego online regulado con mayor crecimiento en España. En un sector altamente regulado, nuestra actividad exige un estricto cumplimiento normativo, una gestión eficiente de los riesgos operativos y un sistema robusto de prevención de blanqueo de capitales y fraude.Buscamos...
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Compliance, AML
hace 2 semanas
Madrid, España Solcasino A tiempo completoCompliance, AML & Responsible Gaming CounselSolcasino es una de las plataformas de juego online regulado con mayor crecimiento en España. En un sector altamente regulado, nuestra actividad exige un estricto cumplimiento normativo, una gestión eficiente de los riesgos operativos y un sistema robusto de prevención de blanqueo de capitales y fraude.Buscamos...
