Regulatory Compliance Specialist

hace 4 semanas


Madrid, Madrid, España Six A tiempo completo

As Head of Regis-TR Internal Audit at SIX, you will drive the transformation of financial markets by ensuring compliance with applicable rules and regulations.

Responsibilities:

  • Establish and review regulatory frameworks and internal audit activities to ensure effective operations and compliance.
  • Manage internal audit activities to add value and improve operations, adhering to applicable rules and regulations.
  • Coordinate and supervise auditors, conducting audits in line with professional standards, based on risk analysis to examine risk management, control, and governance processes.
  • Present audit plans and reports to governance bodies, reporting periodically to executive management on internal audit activity and performance relative to the plan.

Requirements:

  • University degree in Information Technology, Computer Science, or related technical field, with professional certifications like CPA, CIA, CISA, or CISM highly valued.
  • A minimum of 7 years' experience in internal or external auditing, with expertise in financial markets and information technology, particularly operational/information security risk management and regulatory frameworks.
  • Understanding of market infrastructures, European Supervisory Authorities, and European Regulations such as EMIR, SFTR, DORA.

Salary: €85,000 - €110,000 per year, depending on location and experience.



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