Junior Compliance Officer

hace 7 días

Valencia, Valencia, España LRI Invest A tiempo completo
Junior Compliance Officer

Job description

Role summary:
We are seeking a motivated young professional or graduate to join the Compliance Office of Sanne LIS S.A. to support and work on various Compliance tasks, including AML/CFT topics.

You will be reporting to the Head of Compliance in Luxembourg and work together closely with the other members of the department.

There will be a well-founded induction for the different tasks. The role is based in our branch in Valencia, Spain.

Key responsibilities:

  • Ensure compliance, together with the Compliance Team, with local and Luxembourg laws and regulations as well as to the internal and group policies and procedures;
  • Support the Compliance Team in a broad spectrum of daytodaybusiness;
  • Assist in the performance of controls in accordance with the Compliance Monitoring Plan and ad hoc controls;
  • Take on tasks in the daily processing of hits as part of the AML/CFT and sanctions screening of clients, business partners and funds assets;
  • Depending on qualification and after adequate training, act as an escalation point when analyzing AML/KYC for new and existing clients and investments;
  • Assist in maintaining the Compliance logs, such as Conflict of Interest register, Complaints register, PEP register;
  • Review the AML/CFT KPIs from transfer agents, delegated portfolio managers and support the risk assessments for the respective funds;
  • Be responsible for creating Compliance KPIreports on fund level;
  • Support the preparation of the annual Compliance report, the AML/CFT risk report, the annual AML/CFT risk assessment;
  • Assist in the introduction of group policies as well as the administration and updating of internal policies;
  • Provide support to the Head of Compliance;
  • Any other duties in the scope of the role that the company requires.

Requirements:

Skills / experience:

  • Strong relevant academic background (preferably in law or economics) or a relevant working experience in the financial services industry, preferably in the fund industry or audit;
  • Willingness to obtain a solid knowledge of the relevant legal and regulatory requirements of the Fund industry in Luxembourg as well as AML/CFT;
  • Work selfmotivated, pay attention to details, have strong organisational skills, are willing to learn, resilient, reliable and assertive;
  • Strong communication and negotiation skills in English, German would be an strong asset (basic knowledge of the French language is desirable);
  • You like making decisions (according to prior guidance) and working on multiple issues on a daily basis;
  • Ability to prioritize tasks, like to carry out tasks on your own responsibility, but you also enjoy working in a team and with different departments;
  • Discretion in dealing with confidential information is a matter of course for you;
  • Confident in the use of common MS Office programs (Outlook, Word and PowerPoint). Good Excel skills would be a strong asset.

  • Junior Compliance Officer Senior Associate

    hace 1 semana

    Valencia, Valencia, España LRI Invest A tiempo completo

    Junior Compliance OfficerJob descriptionRole summary:We are seeking a motivated young professional with first work experience (one to two years) to join the Compliance Office of FundRock LIS S.A. to support and work on various Compliance tasks, including AML/CFT topics. You will be reporting to the Head of Compliance in Luxembourg and work together closely...

  • Chief Ethics and Compliance Officer

    hace 7 días

    Valencia, Valencia, España Idrica A tiempo completo

    IDRICA is HiringThis position reports to the Idrica Board of Directors with a direct line to the Chief Executive OfficerQUALIFICATIONS A minimum of 5 years of professional experience with ethics and compliance issues, such as: anticorruption laws and regulations (including the US Foreign Corrupt Practices Act), third party compliance, antifraud, trade...

  • Chief Ethics and Compliance Officer

    hace 1 semana

    Valencia, Valencia, España Idrica A tiempo completo

    IDRICA is HiringThis position reports to the Idrica Board of Directors with a direct line to the Chief Executive OfficerQUALIFICATIONS: A minimum of 5 years of professional experience with ethics and compliance issues, such as: anticorruption laws and regulations (including the US Foreign Corrupt Practices Act), third party compliance, antifraud, trade...

  • Data Protection and Contract Compliance Officer

    hace 1 semana

    Valencia, Valencia, España weWow A tiempo completo

    Are you passionate about safeguarding customer data, ensuring regulatory compliance, and fostering strong customer relationships through robust contract management? Do you have a keen eye for detail, a commitment to data protection, and a knack for managing contractual agreements? If so, weWow is looking for you to join our team as a Data Protection and...

  • Junior Corporate Secretary Officer

    hace 1 semana

    Valencia, Valencia, España LRI Invest A tiempo completo

    Role: Junior Corporate Secretary OfficerRole Location: ValenciaDepartment: Corporate SolutionsLevel of the role: Associate 1Employment Type: Full time PermanentAbout ApexApex Group Ltd., established in Bermuda in 2003, is a global financial services provider. With 80+offices worldwide and 10,000+ employees upon the close of announced acquisitions,...

  • Junior Corporate Secretary Officer Paralegal

    hace 1 semana

    Valencia, Valencia, España Apex Group Ltd A tiempo completo

    Role: Junior Corporate Secretary OfficerRole Location: ValenciaDepartment: Corporate SolutionsLevel of the role: Associate 1Employment Type: Full time PermanentAbout ApexApex Group Ltd., established in Bermuda in 2003, is a global financial services provider. With 80+offices worldwide and 10,000+ employees upon the close of announced acquisitions,...

  • Information Systems Officer

    hace 1 semana

    Valencia, Valencia, España United Nations ESCAP A tiempo completo

    Job Code Title:INFORMATION SYSTEMS OFFICERDepartment/ Office:Office of Information and Communications TechnologyDuty Station:VALENCIAPosting Period:10 April April 2023Job Opening number:23-IST-OICT J-VALENCIA (X)Staffing Exercise ID:N/A United Nations Core Values: Integrity, Professionalism, Respect for DiversityOrg. Setting and Reporting This position is in...

  • Junior Financial Controller

    hace 7 días

    Valencia, Valencia, España Walters People A tiempo completo

    Are you a finance professional with 1-2 years of experience looking for an exciting opportunity to advance your career? We have an excellent opportunity for a Junior Financial Controller to join a Fast Moving Consumer Goods based in Valencia.For our client in Valenciawe are looking for a Junior Financial Controller. In this role, you will work closely with...

  • Ict Officer

    hace 7 días

    Valencia, Valencia, España International Organization for Migration A tiempo completo

    Position Title: ICT Officer (Cloud DevOPS Engineer)Duty Station: Valencia, SpainClassification: Professional Staff, Grade P3Type of Appointment: Fixed term, one year with possibility of extensionEstimated Start Date: As soon as possibleClosing Date: 27 June 2024 Established in 1951, IOM is a Related Organization of the United Nations, and as the leading_ UN...

  • Junior Legal Corporate Officer

    hace 7 días

    Valencia, Valencia, España LRI Invest S.A. A tiempo completo

    About UsApex Group Ltd. is a global financial services provider. With over 80 offices in 38 countries worldwide and more than 10,000 employees, Apex Group delivers an expansive range of services to asset managers, financial institutions, private clients and family offices. The Group has continually improved and evolved its capabilities to offer a...

  • Information Systems Officer

    hace 1 semana

    Valencia, Valencia, España United Nations ESCAP A tiempo completo

    Job Code Title:INFORMATION SYSTEMS OFFICERDepartment/ Office:Office of Information and Communications TechnologyDuty Station:VALENCIAPosting Period:4 May May 2023Job Opening number:23-IST-OICT J-VALENCIA (X)Staffing Exercise ID:N/A United Nations Core Values: Integrity, Professionalism, Respect for DiversityOrg. Setting and Reporting The Office of...

  • Information Systems Officer

    hace 7 días

    Valencia, Valencia, España United Nations A tiempo completo

    The United Nations Global Service Centre (UNGSC) provides critical Supply Chain, Geospatial, Information and Telecommunications Technologies services and Training to all Secretariat Entities, Peacekeeping and Special Political Missions, Agencies, Funds and Programmes of the UN system worldwide.The position is located in the Digital Solutions Support Unit...

  • Information Systems Officer

    hace 1 semana

    Valencia, Valencia, España United Nations ESCAP A tiempo completo

    Job Code Title:INFORMATION SYSTEMS OFFICERDepartment/ Office:Enterprise Applications Centre AsiaDuty Station:VALENCIAPosting Period:2 February February 2024Job Opening number:24-IST-OICT ESS EAC-ASIA J-VALENCIA (O)Staffing Exercise ID:N/A United Nations Core Values: Integrity, Professionalism, Respect for DiversityOrg. Setting and Reporting The Office of...

  • Information Systems Officer

    hace 1 semana

    Valencia, Valencia, España United Nations A tiempo completo

    The United Nations Global Service Centre (UNGSC) provides critical Supply Chain, Geospatial, Information and Telecommunications Technologies services and Training to all Secretariat Entities, Peacekeeping and Special Political missions, Agencies, Funds and Programmes of the UN system worldwide.This position is located in the Service Management Unit (SMU)...

  • Information Systems Officer

    hace 7 días

    Valencia, Valencia, España United Nations A tiempo completo

    The United Nations Global Service Centre (UNGSC) provides critical Supply Chain, Geospatial, Information and Telecommunications Technologies services and Training to all Secretariat Entities, Peacekeeping and Special Political Missions, Agencies, Funds and Programmes of the UN system worldwide.The position is located in the Platform Support Unit (PSU) of the...

  • Telecommunications Officer

    hace 7 días

    Valencia, Valencia, España United Nations A tiempo completo

    The United Nations Global Service Centre (UNGSC) provides critical Supply Chain, Geospatial, Information, and Telecommunications Technologies services and Training to all Secretariat Entities, Peacekeeping and Special Political missions, Agencies, Funds, and Programmes of the UN system worldwide.This position is located in the Network Support Unit (NSU) of...

  • Information Systems Officer temporary

    hace 1 semana

    Valencia, Valencia, España United Nations A tiempo completo

    The Office of Information and Communications Technology (OICT) is leading the digital transformation of the Organization to enable a better, safer, more sustainable future through secure, reliable, and innovative technology solutions.The United Nations Office of Information and Communication Technology's Enterprise Solutions Service (OICT/ESS) develops and...

  • Sales Executive Junior Transporte Marítimo y Aéreo

    hace 1 semana

    Valencia, Valencia, España BCN Talent Logistics A tiempo completo

    En Valencia Talent Logistics, la consultoría de referencia en Adquisición y Gestión de talento, para la industria logística, estamos trabajando en una posición vacante, vinculada a la venta de servicios de transporte marítimo y aéreo de mercancías para un proveedor de servicios, referente en este área de actividad.Se trata de una compañía con un...

  • Information Systems Officer temporary

    hace 1 semana

    Valencia, Valencia, España United Nations A tiempo completo

    The Office of Information and Communications Technology (OICT) is leading the digital transformation of the Organization to enable a better, safer, more sustainable future through secure, reliable, and innovative technology solutions.This position is in the Enterprise Solutions Service, Office of Information and Communications Technology (OICT/ESS), hosted...

  • Pmo-Project Manager Officer

    hace 1 semana

    Valencia, Valencia, España Stadler Valencia A tiempo completo

    Recibe notificaciones sobre nuevos empleos de Ingeniero De Materiales en España empleos de Ingeniero De Materiales en España Investigador especializado en materiales de construcción sostenible en CETIM Ingeniero/a Calidad Recepción de Materiales Ref: Ingeniero De Materiales TuberíasMadrid Ref:Ingeniero De Materiales TuberíasMadrid Ref:Ingeniero De...