Regulatory Compliance Analyst

hace 1 semana

Madrid, Madrid, España Santander A tiempo completo
Regulatory Compliance Analyst - Compliance (Openbank) Maternity leave 6-month contract

Country:
Spain

Regulatory Compliance Analyst - Compliance (Openbank)


We are the 100% digital bank of the Santander Group and we are currently undergoing a technological transformation and international expansion process.

In 2017, we kicked off our relaunch plans and have been continuously expanding and growing ever since, especially when it comes to technology.

We work in a start-up format, using agile methodologies to take our customers' experience to the next level. In 2019, we launched in the Netherlands, Germany and Portugal, with other countries currently in the pipeline.


Our culture sets us apart from the rest; social and diversity clubs are part of our essence and day-to-day culture.


Mission and responsibilities:


As a Regulatory Compliance Analyst, you will support the compliance team, participating and collaborating in all monitoring and compliance tasks related to the regulatory requirements pertaining to Openbank's Compliance Function (regulatory, reputational, product governance and consumer protection impacts, among others).


If you are a person with teamwork skills, driven by initiative, autonomy, and customer orientation, you are the person we are looking for to complete our compliance team.

You will be rewarded with access to a quality and interesting work environment in a digital company, where you will be able to acquire deeper knowledge about banking and investment regulation.

The main tasks of this position will be the following:

  • Compliance and

Conduct Cross Processes:

Monitoring, updating and report of the Compliance and Conduct (C&C) corporate risk management tasks: Regulatory and Conduct Risk Certification Self-Assessment campaigns (RCSA) using Heracles corporate tool, Compliance Capabilities Model (CCM) by means of Verum corporate tool, Annual Compliance program (ACP) and C&C policies and procedures performed through SIMPLA corporate tool.

Report monitoring and results of those initiatives in local and corporate forums.

  • Training and awareness: Support developing materials and provide training to ensure awareness across the main areas within the Compliance and Conduct Function.
  • Governance and reporting: assist in the development of local and corporate reports to ensure that senior management and the local board, as well as the Corporate Compliance and Conduct area, are properly informed of all relevant matters affecting the function.
  • Compliance and
Conduct policies and procedures: Collaborate in development and reviewing of internal policies and procedures to comply with applicable regulations. Updating the necessary approvals in the SIMPLA corporate tool, in coordination with Group's Policies and Procedures team and ensuring compliance with the Regulatory Documents Policy and to the Group's Internal Governance model.

  • Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) regulation: Monitoring controls included in the FATCA/CRS Risk and Control Matrix, to guarantee the correct classification and identification of clients through the internal management tool (Consola FATCA/CRS). Analysis and reporting of activity indicators.
  • Within the Consumer Protection function, follow up on complaints and incidents including the action plans proposed to improve their management, vulnerable customer indicators and behavioral metrics, and ensure the implementation of Sales Force Remuneration Model.
  • Evidencing and reinforcing the correct implementation of the

Reputational Risk Model:

Maintenance and updating of the set of policies and procedures, monitoring and report of the Risk Appetite metric, periodical monitoring and updating of corporate reports through the "Reporting tool" (Reputational risk events, transactions, defense operations, donations, and exposure of sensitive sector).


  • Assist in the regulatory analysis and development of new regulations applicable to Openbank.

To be successful in the role you must have:

  • +1-2 year of experience in a similar position a relevant part of which should have been dedicated in a Regulatory Compliance or Internal Audit team of a financial institution or in a reputed law or consulting firm.
  • University or master's degree in law or Business Administration.
  • High communication skills, being able to efficiently interact with other Openbank areas (e.g. business and product teams, data, technology, and other control and support functions for both Spain and other geographies).
  • Storytelling in written documents, being able to prepare Conduct and Regulatory Compliance reports towards the Management team, Supervisors and Regulators.
  • Proficiency in English
  • Good command of written and spoken English is a requirement.
  • Full Microsoft Office (Excel, World, PowerPoint) and Outlook skills
  • Well organized and able to adapt to work environment and new challenges, proactive with good communication and team working skil

  • Compliance Analyst

    hace 1 semana

    Madrid, Madrid, España Walters People A tiempo completo

    Estamos bucando un Compliance Analyst para una Gestora de carteras de Inversión especializada en el sector tecnológico y en el asesoramiento a todo tipo de entidades sobre los productos de inversión.Tus funciones serán las siguientes: Mantenimiento y revisión del mapa de controles establecidos. Corporate Compliance, Abuso de Mercado, FATCS/CRS/QI....

  • Analyst-Compliance

    hace 1 semana

    Madrid, Madrid, España AMEX A tiempo completo

    Be a Part of the Team Leading the Way at American Express!Join Team Amex and become part of a global and diverse community dedicated to supporting customers, communities, and each other. At American Express, your contributions will be recognized, and you'll have the opportunity to grow your career in a unique and meaningful way.We are currently looking for a...

  • Analyst-Compliance

    hace 1 semana

    Madrid, Madrid, España American Express A tiempo completo

    You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you create a career...

  • Analyst-Compliance

    hace 1 semana

    Madrid, Madrid, España American Express A tiempo completo

    You Lead the Way. We've Got Your Back.With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you create a career...

  • Regulatory Advisory Compliance Senior

    hace 1 semana

    Madrid, Madrid, España Mangopay A tiempo completo

    At Mangopay, our mission is to power the payment infrastructure and payment operations of the world's biggest and most exciting marketplaces & platforms.We provide marketplaces and platforms with powerful modular payment and regulatory solutions. Since 2013, we have enabled the success of some of the biggest names in e-commerce, retail, and cutting-edge...

  • Compliance Analyst

    hace 1 semana

    Madrid, Madrid, España ING A tiempo completo

    Your role and work environment:We are looking for a talented and enthusiastic Compliance Analyst to join our Compliance Team.The responsibility of this team is to support ING Bank in Spain in being compliant with applicable laws, regulations and reasonable expectations of society at large as well as being the preferred bank for its clients by ensuring that...

  • Compliance Analyst

    hace 1 semana

    Madrid, Madrid, España Mangopay A tiempo completo

    At Mangopay, our mission is to power the payment infrastructure and payment operations of the world's biggest and most exciting marketplaces & platforms.We provide marketplaces and platforms with powerful modular payment and regulatory solutions. Since 2013, we have enabled the success of some of the biggest names in e-commerce, retail, and cutting-edge...

  • Product Compliance Analyst

    hace 1 semana

    Madrid, Madrid, España Rubyplay A tiempo completo

    RubyPlay is currently looking for a Product Compliance Analyst who will support the delivery of projects related to upcoming and existing markets.The successful candidate will be part of the Product Compliance team and take a very important role in the mission of ensuring that our products are compliant for all the jurisdictions where RubyPlay already...

  • Compliance Analyst

    hace 1 semana

    Madrid, Madrid, España American Express A tiempo completo

    You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you create a...

  • Regulatory Business Advisory Senior Analyst

    hace 1 semana

    Madrid, Madrid, España Deutsche Bank Ag A tiempo completo

    Regulatory Business Advisory Senior Analyst Job ID:R Full/Part-Time: Full-time Regular/Temporary:Regular Listed:Location: Madrid Position OverviewDeutsche Bank (DB) is committed to the highest standards of control in the area of Compliance. The Management and all employees are required to adhere to these standards to protect DB and our reputation. The...

  • Regulatory Compliance Officer

    hace 1 semana

    Madrid, Madrid, España Evolution A tiempo completo

    Company DescriptionEvolution Gaming is the world's leading provider of video-streamed Live Casino solutions, delivering world-class, 'as real as it gets' live dealer gaming to our licensees, which include many of the world's best-known gaming brands.Our services, which allow licensees' players on desktop, tablet and smartphone to play Live Casino games at...

  • Regulatory Compliance Project Manager

    hace 1 semana

    Madrid, Madrid, España SGS A tiempo completo

    Company DescriptionWe are SGS - the world's leading testing, inspection and certification company. We are recognized as the global benchmark for sustainability, quality and integrity. Our 97,000 employees operate a network of 2,650 offices and laboratories, working together to enable a better, safer and more interconnected world.Job Description:We are...

  • Regulatory Business Advisory Senior Analyst

    hace 1 semana

    Madrid, Madrid, España Deutsche Bank AG A tiempo completo

    Regulatory Business Advisory Senior Analyst Job ID:R Full/Part-Time: Full-time Regular/Temporary: Regular Listed: Location: Madrid Position OverviewDeutsche Bank (DB) is committed to the highest standards of control in the area of Compliance. The Management and all employees are required to adhere to these standards to protect DB and our reputation. The...

  • Compliance Analyst

    hace 1 semana

    Madrid, Madrid, España Fresenius Medical Care A tiempo completo

    RESPONSABILIDADES:Support to the Ethics and Compliance Officer.Support to the global Third-Party Due Diligence team.Maintenance, and development of policies and controls of the Compliance Program, as well as the Crime Prevention Model.Review of current policies and identification of gaps. Implementations of policies and procedures.Provide training on our...

  • Compliance Analyst

    hace 1 semana

    Madrid, Madrid, España Fresenius Medical Care A tiempo completo

    RESPONSABILIDADES:Support to the Ethics and Compliance Officer.Support to the global Third-Party Due Diligence team.Maintenance, and development of policies and controls of the Compliance Program, as well as the Crime Prevention Model.Review of current policies and identification of gaps. Implementations of policies and procedures.Provide training on our...

  • Compliance Analyst

    hace 1 semana

    Madrid, Madrid, España CEMENTOS MOLINS A tiempo completo

    JOB DESCRIPTIONIn your role as a member of the compliance department, you will report to the Corporate Legal Director & Compliance Officer. Your main responsibility is to develop Cementos Molins' compliance system.This position involves managing compliance and requires someone who can proactively drive and improve Cementos Molins' overall compliance risk...

  • Financial Crime Compliance Analyst

    hace 1 semana

    Madrid, Madrid, España Ebury A tiempo completo

    Ebury is a rapidly growing company in the financial technology sector, recognized as one of the best places to work for in FinTech by Glassdoor and AltFi. Offering various products such as FX risk management, trade finance, currency accounts, international payments, and API integration.Financial Crime Compliance Analyst - EDD SpecialistEbury Central Madrid...

  • Regulatory Business Advisory Senior Analyst

    hace 1 semana

    Madrid, Madrid, España 0743 Deutsche Bank, Sociedad Anónima Española Unipersonal A tiempo completo

    Description : Deutsche Bank (DB) is committed to the highest standards of control in the area of Compliance. The Management and all employees are required to adhere to these standards to protect DB and our reputation. The Compliance Department promotes and enforces compliance with the law, drives a culture of compliance and ethical conduct in the Bank. We...

  • Compliance Analyst

    hace 1 semana

    Madrid, Madrid, España Amex A tiempo completo

    You Lead the WayWe've Got Your Back:With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you create a career...

  • Compliance Analyst, Trading

    hace 1 semana

    Madrid, Madrid, España bp A tiempo completo

    Job Profile Summary Responsible for supporting the implementation of the compliance framework to improve the effectiveness of financial controls, risk management and fraud policies, using sound technical capabilities to provide assurance, support the implementation of new control procedures and identify financial reporting risks.Job Advert Join our team as-...